Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.LC · Entity 4526 | Bank-Chief Business Officer | May 25, 2024 | May 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date May 25, 2024 · Filed May 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 272,907 |
Ending reported balance
After 2024-05-25 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-05-25 · Exercise / conversion · Acquired 10,270 · Balance 266,302 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2024-05-25 · Exercise / conversion · Acquired 13,948 · Balance 280,250 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2024-05-25 · Exercise / conversion · Acquired 12,274 · Balance 292,524 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2024-05-25 · Tax withholding · Disposed 19,617 · Balance 272,907 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 30,810 |
Reported balance
After 2024-05-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-05-25 · Exercise / conversion · Disposed 10,270 · Balance 30,810 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 97,636 |
Reported balance
After 2024-05-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-05-25 · Exercise / conversion · Disposed 13,948 · Balance 97,636 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 135,015 |
Reported balance
After 2024-05-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-05-25 · Exercise / conversion · Disposed 12,274 · Balance 135,015 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,538 | $13.90 | $49,178.20 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · nonDerivative · entry 7 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,858 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · nonDerivative · entry 6 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,154 | $13.90 | $43,840.60 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,678 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,999 | $13.90 | $83,386.10 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,842 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 07, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 3,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,448 F1 · shares: Transaction represents the transfer of 3,424 shares by the reporting person of Issuer common stock by bona fide gift. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 23:56 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 117,057 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010293 · form4.xml · derivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,057 Underlying: Common Stock · 117,057 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,718 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008551 · form4.xml · derivative · entry 9 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,615 Underlying: Common Stock · 6,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,991 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008551 · form4.xml · derivative · entry 8 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,924 Underlying: Common Stock · 5,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008551 · form4.xml · derivative · entry 7 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,360 Underlying: Common Stock · 11,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:39 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,538 | $11.99 | $42,420.62 |
DisclosureSEC source: 0001127602-21-008551 · form4.xml · nonDerivative · entry 6 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,871 Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008551 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:39 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,155 | $11.99 | $37,828.45 |
DisclosureSEC source: 0001127602-21-008551 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,691 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008551 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:39 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,999 | $11.99 | $71,928.01 |
DisclosureSEC source: 0001127602-21-008551 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,855 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008551 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| December 02, 2020 Filed Dec 8, 2020 00:49 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 3,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030752 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,461 F1 · shares: Transaction represents the transfer of 3,424 shares by the reporting person of Issuer common stock by bona fide gift. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 01:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,718 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030146 · form4.xml · derivative · entry 10 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,333 Underlying: Common Stock · 6,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 01:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030146 · form4.xml · derivative · entry 9 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,915 Underlying: Common Stock · 5,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 01:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030146 · form4.xml · derivative · entry 8 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,753 Underlying: Common Stock · 11,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 01:22 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,538 | $7.51 | $26,570.38 |
DisclosureSEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 7 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,885 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 01:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 6 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 01:22 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,154 | $7.51 | $23,686.54 |
DisclosureSEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,705 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 01:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 01:22 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,999 | $7.51 | $45,052.49 |
DisclosureSEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,869 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 01:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| September 01, 2020 Filed Dec 1, 2020 01:22 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 3,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,474 F1 · shares: Transaction represents the transfer of 3,423 shares by the reporting person of Issuer common stock by bona fide gift. Read SEC document |
| August 25, 2020 Filed Aug 28, 2020 00:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,718 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024344 · form4.xml · derivative · entry 10 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,051 Underlying: Common Stock · 6,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2020 Filed Aug 28, 2020 00:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024344 · form4.xml · derivative · entry 9 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,905 Underlying: Common Stock · 5,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2020 Filed Aug 28, 2020 00:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024344 · form4.xml · derivative · entry 8 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,147 Underlying: Common Stock · 11,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2020 Filed Aug 28, 2020 00:13 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,538 | $5.62 | $19,883.56 |
DisclosureSEC source: 0001127602-20-024344 · form4.xml · nonDerivative · entry 7 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,897 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 28, 2020 00:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024344 · form4.xml · nonDerivative · entry 6 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2020 Filed Aug 28, 2020 00:13 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,154 | $5.62 | $17,725.48 |
DisclosureSEC source: 0001127602-20-024344 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,717 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 28, 2020 00:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024344 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2020 Filed Aug 28, 2020 00:13 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,999 | $5.62 | $33,714.38 |
DisclosureSEC source: 0001127602-20-024344 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,881 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2020 Filed Aug 28, 2020 00:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024344 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 29, 2020 Filed Aug 28, 2020 00:13 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 3,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024344 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,487 F1 · shares: Transaction represents the transfer of 3,423 shares by the reporting person of Issuer common stock by bona fide gift. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,717 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018032 · form4.xml · derivative · entry 9 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,769 Underlying: Common Stock · 6,717 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,991 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018032 · form4.xml · derivative · entry 8 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,895 Underlying: Common Stock · 5,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018032 · form4.xml · derivative · entry 7 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,540 Underlying: Common Stock · 11,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:54 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,537 | $5.26 | $18,604.62 |
DisclosureSEC source: 0001127602-20-018032 · form4.xml · nonDerivative · entry 6 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,910 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018032 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:54 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,155 | $5.26 | $16,595.30 |
DisclosureSEC source: 0001127602-20-018032 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,730 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018032 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:54 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,999 | $5.26 | $31,554.74 |
DisclosureSEC source: 0001127602-20-018032 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,894 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018032 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:41 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 107,486 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008414 · form4.xml · derivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,486 Underlying: Common Stock · 107,486 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 02:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008239 · form4.xml · derivative · entry 7 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,886 Underlying: Common Stock · 5,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 02:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008239 · form4.xml · derivative · entry 6 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,933 Underlying: Common Stock · 11,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.