Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.LC · Entity 4526 | Bank-Chief Business Officer | May 25, 2024 | May 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date May 25, 2024 · Filed May 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 272,907 |
Ending reported balance
After 2024-05-25 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-05-25 · Exercise / conversion · Acquired 10,270 · Balance 266,302 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2024-05-25 · Exercise / conversion · Acquired 13,948 · Balance 280,250 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2024-05-25 · Exercise / conversion · Acquired 12,274 · Balance 292,524 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2024-05-25 · Tax withholding · Disposed 19,617 · Balance 272,907 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 30,810 |
Reported balance
After 2024-05-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-05-25 · Exercise / conversion · Disposed 10,270 · Balance 30,810 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 97,636 |
Reported balance
After 2024-05-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-05-25 · Exercise / conversion · Disposed 13,948 · Balance 97,636 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 135,015 |
Reported balance
After 2024-05-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-05-25 · Exercise / conversion · Disposed 12,274 · Balance 135,015 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2020 Filed Feb 28, 2020 02:12 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,154 | $11.87 | $37,437.98 |
DisclosureSEC source: 0001127602-20-008239 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,500 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 02:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008239 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 02:12 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,999 | $11.87 | $71,208.13 |
DisclosureSEC source: 0001127602-20-008239 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,664 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 02:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008239 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2020 Filed Feb 28, 2020 02:12 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 2,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008239 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,270 F1 · shares: Transaction represents the transfer of 2,348 shares by the reporting person of Issuer common stock by bona fide gift. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:04 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,991 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033832 · form4.xml · derivative · entry 6 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,876 Underlying: Common Stock · 5,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:04 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033832 · form4.xml · derivative · entry 5 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,326 Underlying: Common Stock · 11,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:04 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,155 | $13.08 | $41,267.40 |
DisclosureSEC source: 0001127602-19-033832 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,618 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:04 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033832 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:04 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,999 | $13.08 | $78,466.92 |
DisclosureSEC source: 0001127602-19-033832 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,782 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 23:04 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033832 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:25 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027483 · form4.xml · derivative · entry 7 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,867 Underlying: Common Stock · 5,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:25 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027483 · form4.xml · derivative · entry 6 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,720 Underlying: Common Stock · 11,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:25 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,154 | $13.06 | $41,191.24 |
DisclosureSEC source: 0001127602-19-027483 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,387 F4 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:25 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027483 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:25 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,999 | $13.06 | $78,346.94 |
DisclosureSEC source: 0001127602-19-027483 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,551 F4 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| August 25, 2019 Filed Aug 28, 2019 00:25 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027483 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 09, 2019 Filed Aug 28, 2019 00:25 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 2,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027483 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,157 F1 · shares: Transaction represents the transfer of 2,469 shares by the reporting person of Issuer common stock by bona fide gift. F1 · price: Transaction represents the transfer of 2,469 shares by the reporting person of Issuer common stock by bona fide gift. F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 22:48 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 12,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020939 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,133 F1 · shares: Transaction represents the transfer of 12,347 shares by the reporting person of Issuer common stock by bona fide gift. F1 · price: Transaction represents the transfer of 12,347 shares by the reporting person of Issuer common stock by bona fide gift. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:40 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 29,952 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020203 · form4.xml · derivative · entry 6 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,282 Underlying: Common Stock · 29,952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:40 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 56,966 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020203 · form4.xml · derivative · entry 5 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,561 Underlying: Common Stock · 56,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:40 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 15,770 | $3.09 | $48,729.30 |
DisclosureSEC source: 0001127602-19-020203 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,480 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:40 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 29,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020203 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:40 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 29,993 | $3.09 | $92,678.37 |
DisclosureSEC source: 0001127602-19-020203 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,298 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:40 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 56,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020203 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:36 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 56,966 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008591 · form4.xml · derivative · entry 4 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,527 Underlying: Common Stock · 56,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:36 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 29,875 | $3.13 | $93,508.75 |
DisclosureSEC source: 0001127602-19-008591 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,325 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:36 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 56,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008591 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:36 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 479,234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008591 · form4.xml · derivative · entry 3 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,234 Underlying: Common Stock · 479,234 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:25 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 56,966 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034543 · form4.xml · derivative · entry 3 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,493 Underlying: Common Stock · 56,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs will vest as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:25 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 19,732 | $3.47 | $68,470.04 |
DisclosureSEC source: 0001127602-18-034543 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,234 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:25 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 56,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034543 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:23 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 911,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026429 · form4.xml · derivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,459 Underlying: Common Stock · 911,459 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.