Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.LC · Entity 4526 | Bank-Chief Business Officer | May 25, 2024 | May 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date May 25, 2024 · Filed May 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 272,907 |
Ending reported balance
After 2024-05-25 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-05-25 · Exercise / conversion · Acquired 10,270 · Balance 266,302 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2024-05-25 · Exercise / conversion · Acquired 13,948 · Balance 280,250 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2024-05-25 · Exercise / conversion · Acquired 12,274 · Balance 292,524 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2024-05-25 · Tax withholding · Disposed 19,617 · Balance 272,907 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 30,810 |
Reported balance
After 2024-05-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-05-25 · Exercise / conversion · Disposed 10,270 · Balance 30,810 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 97,636 |
Reported balance
After 2024-05-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-05-25 · Exercise / conversion · Disposed 13,948 · Balance 97,636 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 135,015 |
Reported balance
After 2024-05-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-05-25 · Exercise / conversion · Disposed 12,274 · Balance 135,015 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2022 Filed May 27, 2022 23:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 10,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015914 · form4.xml · nonDerivative · entry 6 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015914 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 19,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015914 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015914 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015914 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015914 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 13, 2022 Filed Mar 16, 2022 00:30 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 123,240 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009394 · form4.xml · derivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,240 Underlying: Common Stock · 123,240 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 00:46 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 17,327 | $18.58 | $322,017.10 |
DisclosureSEC source: 0001127602-22-007470 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,158 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.23 to $19.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,755 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007470 · form4.xml · derivative · entry 9 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,038 Underlying: Common Stock · 9,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,718 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007470 · form4.xml · derivative · entry 8 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,743 Underlying: Common Stock · 6,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,991 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007470 · form4.xml · derivative · entry 7 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,962 Underlying: Common Stock · 5,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007470 · form4.xml · derivative · entry 6 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,787 Underlying: Common Stock · 11,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007470 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007470 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007470 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007470 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 23:49 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 76,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-001980 · form4.xml · derivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,924 Underlying: Common Stock · 76,924 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of January 2020 through December 2021. The RSUs will vest as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 02, 2021 Filed Feb 15, 2022 00:53 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 5,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004924 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,628 F1 · shares: Transaction represents the transfer of 5,289 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,755 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · derivative · entry 13 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,793 Underlying: Common Stock · 9,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,718 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · derivative · entry 12 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,461 Underlying: Common Stock · 6,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · derivative · entry 11 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,953 Underlying: Common Stock · 5,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · derivative · entry 10 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,180 Underlying: Common Stock · 11,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,137 | $38.07 | $195,565.59 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · nonDerivative · entry 9 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,917 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · nonDerivative · entry 8 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,538 | $38.07 | $134,691.66 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · nonDerivative · entry 7 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,299 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · nonDerivative · entry 6 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,154 | $38.07 | $120,072.78 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,119 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,999 | $38.07 | $228,381.93 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,283 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 04, 2021 Filed Nov 30, 2021 01:09 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 4,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029807 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,888 F1 · shares: Transaction represents the transfer of 4,808 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,755 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · derivative · entry 13 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,548 Underlying: Common Stock · 9,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,718 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · derivative · entry 12 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,179 Underlying: Common Stock · 6,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,991 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · derivative · entry 11 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,943 Underlying: Common Stock · 5,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · derivative · entry 10 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,574 Underlying: Common Stock · 11,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,137 | $29.08 | $149,383.96 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · nonDerivative · entry 9 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,696 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · nonDerivative · entry 8 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,538 | $29.08 | $102,885.04 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · nonDerivative · entry 7 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,078 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · nonDerivative · entry 6 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,155 | $29.08 | $91,747.40 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,898 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,999 | $29.08 | $174,450.92 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,062 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 02, 2021 Filed Aug 27, 2021 22:55 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 4,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024463 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,668 F1 · shares: Transaction represents the transfer of 4,808 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,754 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · derivative · entry 13 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,303 Underlying: Common Stock · 9,754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,718 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · derivative · entry 12 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,897 Underlying: Common Stock · 6,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · derivative · entry 11 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,934 Underlying: Common Stock · 5,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · derivative · entry 10 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,967 Underlying: Common Stock · 11,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,136 | $13.90 | $71,390.40 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · nonDerivative · entry 9 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,476 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018263 · form4.xml · nonDerivative · entry 8 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.