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STEPHENS WARREN A

Disclosed activity across 2 companies

Tapewire entity
90475
SEC CIK
0001187376

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CONNS INCCONN · Entity 8469510% ownerMay 24, 2024May 29, 2024
DILLARD'S, INC.DDS · Entity 8784DirectorMay 18, 2024May 21, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONNS INC

Report date May 24, 2024 · Filed May 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.79 · Expires 2024-05-24IndirectBy Stephens Investments Holdings LLC5,242 Reported balance After 2024-05-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-05-24 · Purchase · Acquired 5,242 · Balance 5,242

F1: Shares listed represent the right to demand issuance of a warrant. The warrant is to be issued in connection with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise of the warrant are subject to change pursuant to the terms of the DDTL.

F2: Warrant will be exercisable from and after the date issued.

Filing footnotes · ownership attribution and instrument terms

F1: Shares listed represent the right to demand issuance of a warrant. The warrant is to be issued in connection with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise of the warrant are subject to change pursuant to the terms of the DDTL.

F2: Warrant will be exercisable from and after the date issued.

DILLARD'S, INC.

Report date May 18, 2024 · Filed May 21, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Class ASEC Table I · non-derivativeIndirectBy Trust34,202 Reported balance After 2024-05-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-05-18 · Grant · Acquired 400 · Balance 34,202

F1: Shares were granted pursuant to the Dillard's, Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended.

Common Class ASEC Table I · non-derivativeIndirectBy Stephens Investments Holdings LLC23,560 Reported balance Holding disclosure · report date 2024-05-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 23,560

Filing footnotes · ownership attribution and instrument terms

F1: Shares were granted pursuant to the Dillard's, Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2024 Filed May 29, 2024 20:30 UTC CONNS INC CONN · Entity 84695 PurchaseWarrant (Right to Buy) · Derivative 5,242 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001062993-24-011459 · form4.xml · derivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 5,242

Underlying: Common Stock · 5,242 shares

Expires 2024-05-24

F1 · kind: Shares listed represent the right to demand issuance of a warrant. The warrant is to be issued in connection with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise of the warrant are subject to change pursuant to the terms of the DDTL.

F2 · derivative.exercise_date: Warrant will be exercisable from and after the date issued.

F2 · derivative.expiration_date: Warrant will be exercisable from and after the date issued.

F1 · derivative.underlying: Shares listed represent the right to demand issuance of a warrant. The warrant is to be issued in connection with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise of the warrant are subject to change pursuant to the terms of the DDTL.

Read SEC document
May 18, 2024 Filed May 21, 2024 10:15 UTC DILLARD'S, INC. DDS · Entity 8784 GrantCommon Class A 400 $433.50 $173,400.00
Disclosure

SEC source: 0001062993-24-010817 · form4.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 34,202

F1 · shares: Shares were granted pursuant to the Dillard's, Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 22:21 UTC DILLARD'S, INC. DDS · Entity 8784 GiftCommon Class A 3,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016946 · form4.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 23,560

Read SEC document
August 11, 2023 Filed Aug 15, 2023 18:14 UTC DILLARD'S, INC. DDS · Entity 8784 GiftCommon Class A 67,608 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016490 · form4.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 27,060

Read SEC document
May 20, 2023 Filed May 23, 2023 20:15 UTC DILLARD'S, INC. DDS · Entity 8784 GrantCommon Class A 500 $284.50 $142,250.00
Disclosure

SEC source: 0001062993-23-011991 · form4.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 33,802

F1 · shares: Shares were granted pursuant to the Dillard's, Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended.

Read SEC document
July 25, 2022 Filed Mar 17, 2023 21:40 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 22,619 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007233 · form5.xml · nonDerivative · entry 4

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Warren Miles Amerine Stephens 2012 Trust

Disclosed balance after: 0

Read SEC document
July 25, 2022 Filed Mar 17, 2023 21:40 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 143,333 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007233 · form5.xml · nonDerivative · entry 3

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Warren Miles Amerine Stephens Family Trust One

Disclosed balance after: 0

Read SEC document
May 21, 2022 Filed May 24, 2022 21:29 UTC DILLARD'S, INC. DDS · Entity 8784 GrantCommon Class A 1,000 $257.85 $257,850.00
Disclosure

SEC source: 0001062993-22-013406 · form4.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 33,302

F1 · shares: Shares were granted pursuant to the Dillard's, Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended.

Read SEC document
March 14, 2022 Filed Mar 17, 2023 21:40 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 257,450 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007233 · form5.xml · nonDerivative · entry 2

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By WAS Family Trust Five

Disclosed balance after: 0

F1 · balance_after: Reflects transfer of 319,776 shares from WAS Family Trust Five to Warren A. Stephens Trust.

F2 · balance_after: Reflects transfer of 257,452 shares from WAS Family Trust Five to LWS Family Trust Five.

Read SEC document
March 14, 2022 Filed Mar 17, 2023 21:40 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 257,450 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007233 · form5.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By WAS Family Trust Five

Disclosed balance after: 257,450

F1 · balance_after: Reflects transfer of 319,776 shares from WAS Family Trust Five to Warren A. Stephens Trust.

F2 · balance_after: Reflects transfer of 257,452 shares from WAS Family Trust Five to LWS Family Trust Five.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 19:02 UTC DILLARD'S, INC. DDS · Entity 8784 PurchaseCommon Class A 5,000 $228.28 $1,141,424.00
Disclosure

SEC source: 0001062993-22-005686 · form4.xml · nonDerivative · entry 2

STEPHENS WARREN A · CIK 0001187376 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 94,668

F2 · price: The reported price in column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $230.64 to $227.36 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 19:02 UTC DILLARD'S, INC. DDS · Entity 8784 PurchaseCommon Class A 15,000 $231.26 $3,468,861.00
Disclosure

SEC source: 0001062993-22-005686 · form4.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 89,668

F1 · price: The reported price in column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $234.225 to $226.42 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 16:21 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 2,493 $29.50 $73,546.99
Disclosure

SEC source: 0001187376-21-000012 · edgar.xml · nonDerivative · entry 3

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harriet C. Stephens Trust

Disclosed balance after: 262,862

Read SEC document
June 14, 2021 Filed Jun 16, 2021 16:21 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 2,493 $29.50 $73,546.99
Disclosure

SEC source: 0001187376-21-000012 · edgar.xml · nonDerivative · entry 2

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laura Whitaker Stephens WHCT Trust

Disclosed balance after: 231,127

Read SEC document
June 14, 2021 Filed Jun 16, 2021 16:21 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 2,493 $29.50 $73,546.99
Disclosure

SEC source: 0001187376-21-000012 · edgar.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 560,766

F1 · price: The reporting person effected open market sale transactions through trade orders executed by a broker-dealer. All of the sale prices reported herein reflect the average sale prices.

Read SEC document
June 11, 2021 Filed Jun 11, 2021 17:59 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 1,537 $29.00 $44,573.46
Disclosure

SEC source: 0001187376-21-000011 · edgar.xml · nonDerivative · entry 9

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harriet C. Stephens Trust

Disclosed balance after: 265,355

Read SEC document
June 11, 2021 Filed Jun 11, 2021 17:59 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 1,537 $29.00 $44,573.46
Disclosure

SEC source: 0001187376-21-000011 · edgar.xml · nonDerivative · entry 6

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laura Whitaker Stephens WHCT Trust

Disclosed balance after: 233,620

Read SEC document
June 11, 2021 Filed Jun 11, 2021 17:59 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 1,537 $29.00 $44,573.46
Disclosure

SEC source: 0001187376-21-000011 · edgar.xml · nonDerivative · entry 3

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 563,259

Read SEC document
June 10, 2021 Filed Jun 11, 2021 17:59 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 140 $29.01 $4,061.46
Disclosure

SEC source: 0001187376-21-000011 · edgar.xml · nonDerivative · entry 8

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harriet C. Stephens Trust

Disclosed balance after: 266,892

Read SEC document
June 10, 2021 Filed Jun 11, 2021 17:59 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 140 $29.01 $4,061.46
Disclosure

SEC source: 0001187376-21-000011 · edgar.xml · nonDerivative · entry 5

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laura Whitaker Stephens WHCT Trust

Disclosed balance after: 235,157

Read SEC document
June 10, 2021 Filed Jun 11, 2021 17:59 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 140 $29.01 $4,061.46
Disclosure

SEC source: 0001187376-21-000011 · edgar.xml · nonDerivative · entry 2

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 564,796

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:59 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 9,070 $29.41 $266,742.35
Disclosure

SEC source: 0001187376-21-000011 · edgar.xml · nonDerivative · entry 7

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harriet C. Stephens Trust

Disclosed balance after: 267,032

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:59 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 9,070 $29.41 $266,742.35
Disclosure

SEC source: 0001187376-21-000011 · edgar.xml · nonDerivative · entry 4

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laura Whitaker Stephens WHCT Trust

Disclosed balance after: 235,297

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:59 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 9,070 $29.41 $266,742.35
Disclosure

SEC source: 0001187376-21-000011 · edgar.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 564,936

F1 · price: The reporting person effected open market sale transactions through trade orders executed by a broker-dealer. All of the sale prices reported herein reflect the average sale prices.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:37 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 35,283 $29.40 $1,037,376.65
Disclosure

SEC source: 0001187376-21-000010 · edgar.xml · nonDerivative · entry 11

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harriet C. Stephens Trust

Disclosed balance after: 276,102

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:37 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 35,283 $29.40 $1,037,376.65
Disclosure

SEC source: 0001187376-21-000010 · edgar.xml · nonDerivative · entry 8

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laura Whitaker Stephens WHCT Trust

Disclosed balance after: 244,367

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:37 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 35,283 $29.40 $1,037,376.65
Disclosure

SEC source: 0001187376-21-000010 · edgar.xml · nonDerivative · entry 5

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 574,006

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:37 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 16,048 $29.28 $469,872.60
Disclosure

SEC source: 0001187376-21-000010 · edgar.xml · nonDerivative · entry 10

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harriet C. Stephens Trust

Disclosed balance after: 311,385

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:37 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 16,048 $29.28 $469,872.60
Disclosure

SEC source: 0001187376-21-000010 · edgar.xml · nonDerivative · entry 7

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laura Whitaker Stephens WHCT Trust

Disclosed balance after: 279,650

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:37 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 16,048 $29.28 $469,872.60
Disclosure

SEC source: 0001187376-21-000010 · edgar.xml · nonDerivative · entry 4

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 609,289

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:37 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 14,648 $29.02 $425,131.83
Disclosure

SEC source: 0001187376-21-000010 · edgar.xml · nonDerivative · entry 9

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harriet C. Stephens Trust

Disclosed balance after: 327,433

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:37 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 14,648 $29.02 $425,131.83
Disclosure

SEC source: 0001187376-21-000010 · edgar.xml · nonDerivative · entry 6

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laura Whitaker Stephens WHCT Trust

Disclosed balance after: 295,698

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:37 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock 14,648 $29.02 $425,131.83
Disclosure

SEC source: 0001187376-21-000010 · edgar.xml · nonDerivative · entry 3

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 625,337

F1 · price: The reporting person effected open market sale transactions through trade orders executed by a broker-dealer. All of the sale prices reported herein reflect the average sale prices.

Read SEC document
May 15, 2021 Filed May 18, 2021 21:09 UTC DILLARD'S, INC. DDS · Entity 8784 GrantCommon Class A 1,000 $118.51 $118,510.00
Disclosure

SEC source: 0001187376-21-000008 · edgar.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,302

F1 · shares: Shares were granted pursuant to the Dillard's Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended.

Read SEC document
May 04, 2021 Filed Jun 8, 2021 20:37 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 531 $0.00 $0.00
Disclosure

SEC source: 0001187376-21-000010 · edgar.xml · nonDerivative · entry 2

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 639,985

Read SEC document
April 16, 2021 Filed Jun 8, 2021 20:37 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 4,717 $0.00 $0.00
Disclosure

SEC source: 0001187376-21-000010 · edgar.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Warren A. Stephens Trust

Disclosed balance after: 426,829

Read SEC document
March 16, 2021 Filed Apr 19, 2021 18:41 UTC DILLARD'S, INC. DDS · Entity 8784 GiftCommon Stock 1,085 $0.00 $0.00
Disclosure

SEC source: 0001187376-21-000006 · edgar.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 74,668

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:01 UTC DILLARD'S, INC. DDS · Entity 8784 GiftCommon Stock 45,783 $0.00 $0.00
Disclosure

SEC source: 0001187376-21-000002 · edgar.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 75,753

Read SEC document
October 01, 2020 Filed Mar 16, 2021 14:18 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 6,352 $0.00 $0.00
Disclosure

SEC source: 0001187376-21-000004 · edgar.xml · nonDerivative · entry 6

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laura Whitaker Stephens Trust

Disclosed balance after: 0

Read SEC document
October 01, 2020 Filed Mar 16, 2021 14:18 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 56,633 $0.00 $0.00
Disclosure

SEC source: 0001187376-21-000004 · edgar.xml · nonDerivative · entry 5

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laura Whitaker Stephens 1995 Trust

Disclosed balance after: 0

Read SEC document
October 01, 2020 Filed Mar 16, 2021 14:18 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 6,352 $0.00 $0.00
Disclosure

SEC source: 0001187376-21-000004 · edgar.xml · nonDerivative · entry 4

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Calhoun Stephens Trust

Disclosed balance after: 0

Read SEC document
October 01, 2020 Filed Mar 16, 2021 14:18 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 56,633 $0.00 $0.00
Disclosure

SEC source: 0001187376-21-000004 · edgar.xml · nonDerivative · entry 3

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Calhoun Stephens 1995 Trust

Disclosed balance after: 0

Read SEC document
October 01, 2020 Filed Mar 16, 2021 14:18 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 6,352 $0.00 $0.00
Disclosure

SEC source: 0001187376-21-000004 · edgar.xml · nonDerivative · entry 2

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Warren Miles Amerine Stephens Trust

Disclosed balance after: 0

Read SEC document
October 01, 2020 Filed Mar 16, 2021 14:18 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 56,633 $0.00 $0.00
Disclosure

SEC source: 0001187376-21-000004 · edgar.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Warren M A Stephens 1995 Trust

Disclosed balance after: 0

Read SEC document
May 16, 2020 Filed May 19, 2020 17:34 UTC DILLARD'S, INC. DDS · Entity 8784 GrantCommon Class A 4,000 $24.89 $99,560.00
Disclosure

SEC source: 0001187376-20-000004 · edgar.xml · nonDerivative · entry 1

STEPHENS WARREN A · CIK 0001187376 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 31,302

F1 · shares: Shares were granted pursuant to the Dillard's Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended.

Read SEC document
December 23, 2019 Filed Jan 31, 2020 17:42 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 81,170 $0.00 $0.00
Disclosure

SEC source: 0001187376-20-000002 · edgar.xml · nonDerivative · entry 8

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 640,516

F1 · balance_after: Remaining share balance also reflects transfer on 1/30/2020 to WAS Family Trust Five, for no consideration, of 23,674 shares previously reported as owned indirectly by Stephens Investments Holdings LLC.

Read SEC document
December 18, 2019 Filed Jan 31, 2020 17:42 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 169,948 $0.00 $0.00
Disclosure

SEC source: 0001187376-20-000002 · edgar.xml · nonDerivative · entry 7

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 745,360

Read SEC document
December 17, 2019 Filed Jan 31, 2020 17:42 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 80,100 $0.00 $0.00
Disclosure

SEC source: 0001187376-20-000002 · edgar.xml · nonDerivative · entry 6

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 915,308

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December 17, 2019 Filed Jan 31, 2020 17:42 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001187376-20-000002 · edgar.xml · nonDerivative · entry 5

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 995,408

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December 17, 2019 Filed Jan 31, 2020 17:42 UTC CONNS INC CONN · Entity 84695 GiftCommon Stock 80,100 $0.00 $0.00
Disclosure

SEC source: 0001187376-20-000002 · edgar.xml · nonDerivative · entry 4

STEPHENS WARREN A · CIK 0001187376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephens Investments Holdings LLC

Disclosed balance after: 1,145,408

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.