Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONNS INCCONN · Entity 84695 | 10% owner | May 24, 2024 | May 29, 2024 |
| DILLARD'S, INC.DDS · Entity 8784 | Director | May 18, 2024 | May 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONNS INC
Report date May 24, 2024 · Filed May 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.79 · Expires 2024-05-24 | IndirectBy Stephens Investments Holdings LLC | 5,242 |
Reported balance
After 2024-05-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-24 · Purchase · Acquired 5,242 · Balance 5,242 F1: Shares listed represent the right to demand issuance of a warrant. The warrant is to be issued in connection with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise of the warrant are subject to change pursuant to the terms of the DDTL. F2: Warrant will be exercisable from and after the date issued. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares listed represent the right to demand issuance of a warrant. The warrant is to be issued in connection with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise of the warrant are subject to change pursuant to the terms of the DDTL.
F2: Warrant will be exercisable from and after the date issued.
DILLARD'S, INC.
Report date May 18, 2024 · Filed May 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Class ASEC Table I · non-derivative | IndirectBy Trust | 34,202 |
Reported balance
After 2024-05-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-05-18 · Grant · Acquired 400 · Balance 34,202 F1: Shares were granted pursuant to the Dillard's, Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended. |
| Common Class ASEC Table I · non-derivative | IndirectBy Stephens Investments Holdings LLC | 23,560 |
Reported balance
Holding disclosure · report date 2024-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,560 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were granted pursuant to the Dillard's, Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2019 Filed Jan 31, 2020 17:42 UTC | CONNS INC CONN · Entity 84695 | GiftCommon Stock | 19,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001187376-20-000002 · edgar.xml · nonDerivative · entry 3 STEPHENS WARREN A · CIK 0001187376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stephens Investments Holdings LLC Disclosed balance after: 1,225,508 Read SEC document |
| October 08, 2019 Filed Jan 31, 2020 17:42 UTC | CONNS INC CONN · Entity 84695 | GiftCommon Stock | 9,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001187376-20-000002 · edgar.xml · nonDerivative · entry 2 STEPHENS WARREN A · CIK 0001187376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stephens Investments Holdings LLC Disclosed balance after: 1,245,458 Read SEC document |
| October 04, 2019 Filed Jan 31, 2020 17:42 UTC | CONNS INC CONN · Entity 84695 | GiftCommon Stock | 37,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001187376-20-000002 · edgar.xml · nonDerivative · entry 1 STEPHENS WARREN A · CIK 0001187376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stephens Investments Holdings LLC Disclosed balance after: 1,255,195 Read SEC document |
| May 18, 2019 Filed May 20, 2019 21:01 UTC | DILLARD'S, INC. DDS · Entity 8784 | GrantCommon Class A | 2,200 | $57.46 | $126,412.00 |
DisclosureSEC source: 0001187376-19-000002 · edgar.xml · nonDerivative · entry 1 STEPHENS WARREN A · CIK 0001187376 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 27,302 F1 · shares: Shares were granted pursuant to the Dillard's Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended. Read SEC document |
| December 31, 2018 Filed Jan 31, 2019 19:23 UTC | CONNS INC CONN · Entity 84695 | GiftCommon Stock | 128,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001187376-19-000001 · edgar.xml · nonDerivative · entry 4 STEPHENS WARREN A · CIK 0001187376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Laura W. Stephens WAS Grantor Trust Disclosed balance after: 128,450 Read SEC document |
| December 31, 2018 Filed Jan 31, 2019 19:23 UTC | CONNS INC CONN · Entity 84695 | GiftCommon Stock | 128,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001187376-19-000001 · edgar.xml · nonDerivative · entry 3 STEPHENS WARREN A · CIK 0001187376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Warren A. Stephens Grantors Trust Disclosed balance after: 0 Read SEC document |
| December 31, 2018 Filed Jan 31, 2019 19:23 UTC | CONNS INC CONN · Entity 84695 | GiftCommon Stock | 128,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001187376-19-000001 · edgar.xml · nonDerivative · entry 2 STEPHENS WARREN A · CIK 0001187376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Warren A. Stephens Grantors Trust Disclosed balance after: 128,450 Read SEC document |
| December 31, 2018 Filed Jan 31, 2019 19:23 UTC | CONNS INC CONN · Entity 84695 | GiftCommon Stock | 128,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001187376-19-000001 · edgar.xml · nonDerivative · entry 1 STEPHENS WARREN A · CIK 0001187376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Warren A. Stephens Grantors Trust Disclosed balance after: 256,900 Read SEC document |
| August 17, 2018 Filed Aug 22, 2018 19:59 UTC | DILLARD'S, INC. DDS · Entity 8784 | PurchaseCommon Class A | 10,000 | $76.41 | $764,080.00 |
DisclosureSEC source: 0001187376-18-000002 · edgar.xml · nonDerivative · entry 1 STEPHENS WARREN A · CIK 0001187376 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 25,102 F1 · price: This transaction was executed in multiple trades at prices ranging from 76.97 to 76.15. The price reported above reflects the weighted average purchase price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Reflects transfer to personal trust of 1,600 shares previously reported as directly owned. Read SEC document |
| May 19, 2018 Filed May 23, 2018 01:29 UTC | DILLARD'S, INC. DDS · Entity 8784 | GrantCommon Class A | 1,600 | $76.38 | $122,208.00 |
DisclosureSEC source: 0001187376-18-000001 · edgar.xml · nonDerivative · entry 1 STEPHENS WARREN A · CIK 0001187376 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 F1 · shares: Shares were granted pursuant to the Dillard's Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 17:42 UTC | CONNS INC CONN · Entity 84695 | PurchaseCommon Stock | 23,000 | $25.50 | $586,474.70 |
DisclosureSEC source: 0001187376-17-000004 · edgar.xml · nonDerivative · entry 1 STEPHENS WARREN A · CIK 0001187376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stephens Investments Holdings LLC Disclosed balance after: 2,792,920 F1 · price: Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.475 to $25.50, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 17:58 UTC | CONNS INC CONN · Entity 84695 | PurchaseCommon Stock | 12,000 | $25.50 | $306,021.60 |
DisclosureSEC source: 0001187376-17-000003 · edgar.xml · nonDerivative · entry 2 STEPHENS WARREN A · CIK 0001187376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stephens Investments Holdings LLC Disclosed balance after: 2,769,920 F2 · price: Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.45 to $25.70, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 17:58 UTC | CONNS INC CONN · Entity 84695 | PurchaseCommon Stock | 30,000 | $25.36 | $760,779.00 |
DisclosureSEC source: 0001187376-17-000003 · edgar.xml · nonDerivative · entry 1 STEPHENS WARREN A · CIK 0001187376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stephens Investments Holdings LLC Disclosed balance after: 2,757,920 F1 · price: Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.275 to $25.70, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:39 UTC | DILLARD'S, INC. DDS · Entity 8784 | GrantCommon Class A | 2,400 | $48.63 | $116,712.00 |
DisclosureSEC source: 0001187376-17-000001 · edgar.xml · nonDerivative · entry 1 STEPHENS WARREN A · CIK 0001187376 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 F1 · shares: Shares were granted pursuant to the Dillard's Inc. 2005 Non-Employee Director Restricted Stock Plan, as amended. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 18:12 UTC | CONNS INC CONN · Entity 84695 | PurchaseCommon Stock | 22,619 | $8.84 | $199,999.46 |
DisclosureSEC source: 0001187376-16-000007 · edgar.xml · nonDerivative · entry 1 STEPHENS WARREN A · CIK 0001187376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Warren Miles Amerine Stephens 2012 Trust Disclosed balance after: 22,619 F1 · price: Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.665 to $9.00, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.