Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED DRAINAGE SYSTEMS, INC.WMS · Entity 2328 | EVP, Sales | May 24, 2024 | May 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED DRAINAGE SYSTEMS, INC.
Report date May 24, 2024 · Filed May 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,070 |
Ending reported balance
After 2024-05-24 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-05-24 · Exercise / conversion · Acquired 859 · Balance 102,929 Row 2 · 2024-05-24 · Exercise / conversion · Acquired 1,031 · Balance 103,960 Row 3 · 2024-05-24 · Exercise / conversion · Acquired 1,169 · Balance 105,129 Row 4 · 2024-05-24 · Sale · Disposed 3,059 · Balance 102,070 |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $105.82 · Expires 2031-05-18 | Direct | 0 |
Reported balance
After 2024-05-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-05-24 · Exercise / conversion · Disposed 859 · Balance 0 F1: The options vested in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $99.29 · Expires 2032-05-17 | Direct | 1,031 |
Reported balance
After 2024-05-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-05-24 · Exercise / conversion · Disposed 1,031 · Balance 1,031 F2: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $96.51 · Expires 2033-05-21 | Direct | 2,337 |
Reported balance
After 2024-05-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-05-24 · Exercise / conversion · Disposed 1,169 · Balance 2,337 F3: The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vested in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
F2: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
F3: The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2021 Filed Dec 23, 2021 00:25 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 6,353 | $0.00 Strike: $15.74 | $0.00 |
DisclosureSEC source: 0000899243-21-049436 · doc4.xml · derivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,881 Underlying: Common Stock · 6,353 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested in three equal annual installments beginning on August 12, 2019. Read SEC document |
| December 20, 2021 Filed Dec 23, 2021 00:25 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 6,353 | $15.74 | $99,996.22 |
DisclosureSEC source: 0000899243-21-049436 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 00:24 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 2,754 | $0.00 Strike: $41.97 | $0.00 |
DisclosureSEC source: 0000899243-21-023727 · doc4.xml · derivative · entry 10 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,508 Underlying: Common Stock · 2,754 shares Expires 2030-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 00:24 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 4,297 | $0.00 Strike: $27.44 | $0.00 |
DisclosureSEC source: 0000899243-21-023727 · doc4.xml · derivative · entry 9 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,297 Underlying: Common Stock · 4,297 shares Expires 2029-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 00:24 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 4,268 | $0.00 Strike: $25.75 | $0.00 |
DisclosureSEC source: 0000899243-21-023727 · doc4.xml · derivative · entry 8 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,268 shares Expires 2028-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on May 23, 2019. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 00:24 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 700 | $104.14 | $72,897.02 |
DisclosureSEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 6 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,333 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.1300 to $104.1500, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 00:24 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 12,775 | $103.56 | $1,323,040.32 |
DisclosureSEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 5 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,033 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.1000 to $104.0150, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 00:24 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 2,754 | $41.97 | $115,585.38 |
DisclosureSEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 4 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 00:24 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 4,297 | $27.44 | $117,909.68 |
DisclosureSEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 00:24 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 4,268 | $25.75 | $109,901.00 |
DisclosureSEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 00:24 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 9,234 | $0.00 Strike: $15.74 | $0.00 |
DisclosureSEC source: 0000899243-21-023727 · doc4.xml · derivative · entry 7 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,234 Underlying: Common Stock · 9,234 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 00:24 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 9,234 | $15.74 | $145,343.16 |
DisclosureSEC source: 0000899243-21-023727 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2021 Filed May 25, 2021 21:16 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 510 | $112.09 | $57,165.90 |
DisclosureSEC source: 0000899243-21-020578 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,255 Read SEC document |
| May 22, 2021 Filed May 25, 2021 21:16 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 494 | $112.09 | $55,372.46 |
DisclosureSEC source: 0000899243-21-020578 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,765 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 2,577 | $0.00 Strike: $105.82 | $0.00 |
DisclosureSEC source: 0000899243-21-020396 · doc4.xml · derivative · entry 6 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,577 Underlying: Common Stock · 2,577 shares Expires 2031-05-18 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 333 | $105.82 | $35,238.06 |
DisclosureSEC source: 0000899243-21-020396 · doc4.xml · nonDerivative · entry 5 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,259 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 375 | $105.82 | $39,682.50 |
DisclosureSEC source: 0000899243-21-020396 · doc4.xml · nonDerivative · entry 4 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,592 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 4,692 | $105.82 | $496,507.44 |
DisclosureSEC source: 0000899243-21-020396 · doc4.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,967 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 1,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020396 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,659 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 16,486 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020396 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,651 F1 · shares: Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2021 had been met. Total includes dividend equivalents in the amount of 952 shares, which dividend equivalents are settled in common stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 801 | $101.86 | $81,587.14 |
DisclosureSEC source: 0000899243-21-005701 · doc4.xml · nonDerivative · entry 4 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,165 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.77 to $102.12, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 6,784 | $101.05 | $685,555.76 |
DisclosureSEC source: 0000899243-21-005701 · doc4.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,966 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.70 to $101.67, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 17,011 | $100.13 | $1,703,308.03 |
DisclosureSEC source: 0000899243-21-005701 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,750 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.70 to $100.69, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 22,404 | $99.43 | $2,227,591.63 |
DisclosureSEC source: 0000899243-21-005701 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,761 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.70 to $99.69, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 75,000 | $55.23 | $4,142,115.00 |
DisclosureSEC source: 0000899243-20-022324 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,165 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.69 to $55.52, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 4,297 | $0.00 Strike: $27.44 | $0.00 |
DisclosureSEC source: 0000899243-20-016566 · doc4.xml · derivative · entry 8 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,594 Underlying: Common Stock · 4,297 shares Expires 2029-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 8,537 | $0.00 Strike: $25.75 | $0.00 |
DisclosureSEC source: 0000899243-20-016566 · doc4.xml · derivative · entry 7 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,268 Underlying: Common Stock · 8,537 shares Expires 2028-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 23, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 23,469 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0000899243-20-016566 · doc4.xml · derivative · entry 6 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,469 shares Expires 2026-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 8, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 9,235 | $0.00 Strike: $15.74 | $0.00 |
DisclosureSEC source: 0000899243-20-016566 · doc4.xml · derivative · entry 5 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,468 Underlying: Common Stock · 9,235 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 4,297 | $27.44 | $117,909.68 |
DisclosureSEC source: 0000899243-20-016566 · doc4.xml · nonDerivative · entry 4 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 8,537 | $25.75 | $219,827.75 |
DisclosureSEC source: 0000899243-20-016566 · doc4.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 23,469 | $24.20 | $567,949.80 |
DisclosureSEC source: 0000899243-20-016566 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 9,235 | $15.74 | $145,358.90 |
DisclosureSEC source: 0000899243-20-016566 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| May 27, 2020 Filed May 28, 2020 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 95,406 | $44.76 | $4,269,914.61 |
DisclosureSEC source: 0000899243-20-014423 · doc4.xml · nonDerivative · entry 5 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,627 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.285 to $45.11, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| May 27, 2020 Filed May 28, 2020 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 29,594 | $43.90 | $1,299,164.76 |
DisclosureSEC source: 0000899243-20-014423 · doc4.xml · nonDerivative · entry 4 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,033 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.29 to $44.275, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 400 | $46.75 | $18,698.00 |
DisclosureSEC source: 0000899243-20-014423 · doc4.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,627 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.59 to $46.87, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 3,602 | $45.94 | $165,458.23 |
DisclosureSEC source: 0000899243-20-014423 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,027 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.47, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 120,998 | $44.99 | $5,443,506.42 |
DisclosureSEC source: 0000899243-20-014423 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,629 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.48 to $45.47, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:46 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 8,262 | $0.00 Strike: $41.97 | $0.00 |
DisclosureSEC source: 0000899243-20-014055 · doc4.xml · derivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,262 Underlying: Common Stock · 8,262 shares Expires 2030-05-19 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:46 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 2,535 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014055 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,627 Read SEC document |
| February 21, 2020 Filed Feb 28, 2020 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 1,310 | $50.00 | $65,500.00 |
DisclosureSEC source: 0000899243-20-006255 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,092 Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:12 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 12,891 | $0.00 Strike: $27.44 | $0.00 |
DisclosureSEC source: 0000899243-19-014709 · doc4.xml · derivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,891 Underlying: Common Stock · 12,891 shares Expires 2029-05-21 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:12 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 3,759 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-014709 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,402 Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 141,210 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0000899243-19-007534 · doc4.xml · derivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 141,210 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, representing a right to purchase a total of 141,210 shares, became exercisable in five equal annual installments beginning on September 1, 2014. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 23,082 | $25.11 | $579,589.02 |
DisclosureSEC source: 0000899243-19-007534 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,643 Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 141,210 | $13.64 | $1,926,104.40 |
DisclosureSEC source: 0000899243-19-007534 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 32,242 | $0.00 Strike: $12.59 | $0.00 |
DisclosureSEC source: 0000899243-18-017930 · doc4.xml · derivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,242 shares Expires 2022-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was scheduled to vest in three equal annual installments beginning on August 1, 2017, provided however that all remaining unvested options vested in full immediately prior to the completion of the Issuer's initial public offering. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 1,394 | $28.30 | $39,450.20 |
DisclosureSEC source: 0000899243-18-017930 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,515 Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 32,242 | $12.59 | $405,926.78 |
DisclosureSEC source: 0000899243-18-017930 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:31 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 12,805 | $0.00 Strike: $25.75 | $0.00 |
DisclosureSEC source: 0000899243-18-014286 · doc4.xml · derivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,805 Underlying: Common Stock · 12,805 shares Expires 2028-05-23 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 23, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.