Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED DRAINAGE SYSTEMS, INC.WMS · Entity 2328 | EVP, Sales | May 24, 2024 | May 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED DRAINAGE SYSTEMS, INC.
Report date May 24, 2024 · Filed May 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,070 |
Ending reported balance
After 2024-05-24 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-05-24 · Exercise / conversion · Acquired 859 · Balance 102,929 Row 2 · 2024-05-24 · Exercise / conversion · Acquired 1,031 · Balance 103,960 Row 3 · 2024-05-24 · Exercise / conversion · Acquired 1,169 · Balance 105,129 Row 4 · 2024-05-24 · Sale · Disposed 3,059 · Balance 102,070 |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $105.82 · Expires 2031-05-18 | Direct | 0 |
Reported balance
After 2024-05-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-05-24 · Exercise / conversion · Disposed 859 · Balance 0 F1: The options vested in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $99.29 · Expires 2032-05-17 | Direct | 1,031 |
Reported balance
After 2024-05-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-05-24 · Exercise / conversion · Disposed 1,031 · Balance 1,031 F2: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $96.51 · Expires 2033-05-21 | Direct | 2,337 |
Reported balance
After 2024-05-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-05-24 · Exercise / conversion · Disposed 1,169 · Balance 2,337 F3: The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vested in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
F2: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
F3: The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2024 Filed May 29, 2024 20:13 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 1,169 | $0.00 Strike: $96.51 | $0.00 |
DisclosureSEC source: 0000950170-24-065938 · ownership.xml · derivative · entry 7 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,337 Underlying: Common Stock · 1,169 shares Expires 2033-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:13 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 1,031 | $0.00 Strike: $99.29 | $0.00 |
DisclosureSEC source: 0000950170-24-065938 · ownership.xml · derivative · entry 6 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,031 Underlying: Common Stock · 1,031 shares Expires 2032-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:13 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 859 | $0.00 Strike: $105.82 | $0.00 |
DisclosureSEC source: 0000950170-24-065938 · ownership.xml · derivative · entry 5 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 859 shares Expires 2031-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:13 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 3,059 | $175.95 | $538,231.66 |
DisclosureSEC source: 0000950170-24-065938 · ownership.xml · nonDerivative · entry 4 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,070 Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:13 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 1,169 | $96.51 | $112,820.19 |
DisclosureSEC source: 0000950170-24-065938 · ownership.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:13 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 1,031 | $99.29 | $102,367.99 |
DisclosureSEC source: 0000950170-24-065938 · ownership.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:13 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 859 | $105.82 | $90,899.38 |
DisclosureSEC source: 0000950170-24-065938 · ownership.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:03 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 130 | $177.06 | $23,017.80 |
DisclosureSEC source: 0000950170-24-064545 · ownership.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,070 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 19, 2024 Filed May 21, 2024 22:33 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 82 | $174.13 | $14,278.66 |
DisclosureSEC source: 0000950170-24-063170 · ownership.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,200 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 18, 2024 Filed May 21, 2024 22:33 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 105 | $174.13 | $18,283.65 |
DisclosureSEC source: 0000950170-24-063170 · ownership.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,282 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 21 | $176.18 | $3,699.78 |
DisclosureSEC source: 0000950170-24-061830 · ownership.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,387 F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 971 | $176.18 | $171,070.78 |
DisclosureSEC source: 0000950170-24-061830 · ownership.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,408 F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 4,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-061830 · ownership.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,379 F1 · shares: Reflects grant of performance-based units, originally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2024 had been met. Total includes dividend equivalents in the amount of 52 shares, which dividend equivalents are settled in common stock. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:01 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 9,163 | $163.39 | $1,497,142.57 |
DisclosureSEC source: 0000950170-24-015190 · ownership.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,337 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.83 to $163.90, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 22:20 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 6,353 | $111.85 | $710,567.17 |
DisclosureSEC source: 0000950170-23-062236 · ownership.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.66 to $112.05, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 1,031 | $0.00 Strike: $99.29 | $0.00 |
DisclosureSEC source: 0000899243-23-018048 · doc4.xml · derivative · entry 10 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,062 Underlying: Common Stock · 1,031 shares Expires 2032-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal installments beginning on May 17, 2023. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 1,718 | $0.00 Strike: $105.82 | $0.00 |
DisclosureSEC source: 0000899243-23-018048 · doc4.xml · derivative · entry 9 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 859 Underlying: Common Stock · 1,718 shares Expires 2031-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal installments beginning on May 18, 2022. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 5,508 | $0.00 Strike: $41.97 | $0.00 |
DisclosureSEC source: 0000899243-23-018048 · doc4.xml · derivative · entry 8 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,508 shares Expires 2030-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal installments beginning on May 19, 2021. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 4,297 | $0.00 Strike: $27.44 | $0.00 |
DisclosureSEC source: 0000899243-23-018048 · doc4.xml · derivative · entry 7 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,297 shares Expires 2029-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal installments beginning on May 21, 2020. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 2,881 | $15.74 | $45,346.94 |
DisclosureSEC source: 0000899243-23-018048 · doc4.xml · nonDerivative · entry 6 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 8,275 | $130.09 | $1,076,479.03 |
DisclosureSEC source: 0000899243-23-018048 · doc4.xml · nonDerivative · entry 5 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,972 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.52 to $131.00, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 1,031 | $99.29 | $102,367.99 |
DisclosureSEC source: 0000899243-23-018048 · doc4.xml · nonDerivative · entry 4 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 1,718 | $105.82 | $181,798.76 |
DisclosureSEC source: 0000899243-23-018048 · doc4.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 5,508 | $41.97 | $231,170.76 |
DisclosureSEC source: 0000899243-23-018048 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 4,297 | $27.44 | $117,909.68 |
DisclosureSEC source: 0000899243-23-018048 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| May 22, 2023 Filed May 24, 2023 01:41 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 3,506 | $0.00 Strike: $96.51 | $0.00 |
DisclosureSEC source: 0000899243-23-013763 · doc4.xml · derivative · entry 4 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,506 Underlying: Common Stock · 3,506 shares Expires 2033-05-21 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 22, 2023 Filed May 24, 2023 01:41 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 1,596 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013763 · doc4.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,693 Read SEC document |
| May 19, 2023 Filed May 24, 2023 01:41 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 82 | $96.55 | $7,917.10 |
DisclosureSEC source: 0000899243-23-013763 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,097 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 19, 2023 Filed May 24, 2023 01:41 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 259 | $96.55 | $25,006.45 |
DisclosureSEC source: 0000899243-23-013763 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,179 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 18, 2023 Filed May 23, 2023 01:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 105 | $98.40 | $10,332.00 |
DisclosureSEC source: 0000899243-23-013677 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,438 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 17, 2023 Filed May 20, 2023 00:51 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 31 | $88.67 | $2,748.77 |
DisclosureSEC source: 0000899243-23-013471 · doc4.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,543 F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 17, 2023 Filed May 20, 2023 00:51 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 2,466 | $88.67 | $218,660.22 |
DisclosureSEC source: 0000899243-23-013471 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,574 F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 17, 2023 Filed May 20, 2023 00:51 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 10,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013471 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,040 F1 · shares: Reflects grant of performance-based units, originally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2023 had been met. Total includes dividend equivalents in the amount of 127 shares, which dividend equivalents are settled in common stock. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 23:36 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 21,252 | $82.36 | $1,750,314.72 |
DisclosureSEC source: 0000899243-22-035563 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,775 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.16 to $82.61, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 23:36 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 12,588 | $83.03 | $1,045,158.98 |
DisclosureSEC source: 0000899243-22-035563 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,027 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.51 to $83.52, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: Includes 21,252 shares previously held through the KSOP which were distributed to the reporting person on October 28, 2022 and are now owned directly. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 23:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 32 | $144.22 | $4,615.04 |
DisclosureSEC source: 0000899243-22-029214 · doc4.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,363 Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 23:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 182 | $143.65 | $26,145.06 |
DisclosureSEC source: 0000899243-22-029214 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,395 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.21 to $144.20, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 23:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 20,553 | $150.88 | $3,100,935.93 |
DisclosureSEC source: 0000899243-22-029214 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,577 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.75 to $151.21, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 22, 2022 Filed May 24, 2022 01:20 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 494 | $104.91 | $51,825.54 |
DisclosureSEC source: 0000899243-22-019328 · doc4a.xml · nonDerivative · entry 6 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,130 Read SEC document |
| May 19, 2022 Filed May 24, 2022 01:20 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 133 | $103.88 | $13,816.04 |
DisclosureSEC source: 0000899243-22-019328 · doc4a.xml · nonDerivative · entry 5 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,624 Read SEC document |
| May 19, 2022 Filed May 24, 2022 01:20 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 333 | $103.88 | $34,592.04 |
DisclosureSEC source: 0000899243-22-019328 · doc4a.xml · nonDerivative · entry 4 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,757 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:56 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 3,020 | $0.00 Strike: $99.29 | $0.00 |
DisclosureSEC source: 0000899243-22-019160 · doc4.xml · derivative · entry 5 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,020 Underlying: Common Stock · 3,020 shares Expires 2032-05-17 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:56 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 314 | $99.29 | $31,177.06 |
DisclosureSEC source: 0000899243-22-019160 · doc4.xml · nonDerivative · entry 4 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,059 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:56 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 4,402 | $99.29 | $437,074.58 |
DisclosureSEC source: 0000899243-22-019160 · doc4.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,373 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:56 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 1,259 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019160 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,775 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:56 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 15,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019160 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,516 F1 · shares: Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2022 had been met. Total includes dividend equivalents in the amount of 796 shares, which dividend equivalents are settled in common stock. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:20 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 3,093 | $0.00 Strike: $99.29 | $0.00 |
DisclosureSEC source: 0000899243-22-019328 · doc4a.xml · derivative · entry 7 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,093 Underlying: Common Stock · 3,093 shares Expires 2032-05-17 F5 · shares: Incorrectly reported on Form 4 as 3,020. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. F5 · derivative.underlying_shares: Incorrectly reported on Form 4 as 3,020. F5 · balance_after: Incorrectly reported on Form 4 as 3,020. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:20 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 314 | $99.29 | $31,177.06 |
DisclosureSEC source: 0000899243-22-019328 · doc4a.xml · nonDerivative · entry 3 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,090 F4 · balance_after: Incorrectly reported on Form 4 as 133,059. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:20 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 4,402 | $99.29 | $437,074.58 |
DisclosureSEC source: 0000899243-22-019328 · doc4a.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,404 F3 · balance_after: Incorrectly reported on Form 4 as 133,373. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:20 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 1,290 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019328 · doc4a.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,806 F1 · shares: Incorrectly reported on Form 4 as 1,259. F2 · balance_after: Incorrectly reported on Form 4 as 137,775. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.