Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED DRAINAGE SYSTEMS, INC.WMS · Entity 2328 | EVP, Sales | May 24, 2024 | May 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED DRAINAGE SYSTEMS, INC.
Report date May 24, 2024 · Filed May 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,070 |
Ending reported balance
After 2024-05-24 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-05-24 · Exercise / conversion · Acquired 859 · Balance 102,929 Row 2 · 2024-05-24 · Exercise / conversion · Acquired 1,031 · Balance 103,960 Row 3 · 2024-05-24 · Exercise / conversion · Acquired 1,169 · Balance 105,129 Row 4 · 2024-05-24 · Sale · Disposed 3,059 · Balance 102,070 |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $105.82 · Expires 2031-05-18 | Direct | 0 |
Reported balance
After 2024-05-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-05-24 · Exercise / conversion · Disposed 859 · Balance 0 F1: The options vested in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $99.29 · Expires 2032-05-17 | Direct | 1,031 |
Reported balance
After 2024-05-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-05-24 · Exercise / conversion · Disposed 1,031 · Balance 1,031 F2: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $96.51 · Expires 2033-05-21 | Direct | 2,337 |
Reported balance
After 2024-05-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-05-24 · Exercise / conversion · Disposed 1,169 · Balance 2,337 F3: The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vested in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
F2: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
F3: The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2018 Filed May 29, 2018 21:31 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 3,884 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014286 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,667 Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:15 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 422 | $25.90 | $10,929.80 |
DisclosureSEC source: 0000899243-18-014096 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,783 Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 22:31 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 17,552 | $27.38 | $480,503.55 |
DisclosureSEC source: 0000899243-18-004620 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,205 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.20 to $27.55, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:31 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 57,448 | $27.32 | $1,569,381.70 |
DisclosureSEC source: 0000899243-18-004620 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,757 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.2793 to $27.4250, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 21:36 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 20,000 | $20.77 | $415,310.00 |
DisclosureSEC source: 0000899243-17-022014 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,205 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.70 to $20.88, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 17, 2017 Filed May 17, 2017 23:48 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 464 | $21.55 | $9,999.20 |
DisclosureSEC source: 0000899243-17-013597 · doc4.xml · nonDerivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,205 Read SEC document |
| May 15, 2017 Filed May 17, 2017 23:48 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 466 | $22.25 | $10,368.50 |
DisclosureSEC source: 0000899243-17-013597 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,669 Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:37 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 42,363 | $0.00 Strike: $10.77 | $0.00 |
DisclosureSEC source: 0000899243-17-006607 · doc4.xml · derivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,363 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was scheduled to vest in three equal annual installments beginning on April 25, 2012, provided however that all remaining unvested options vested in full immediately prior to the completion of the Issuer's initial public offering. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:37 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 42,363 | $10.77 | $456,249.51 |
DisclosureSEC source: 0000899243-17-006607 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:47 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 23,469 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0000899243-17-003594 · doc4.xml · derivative · entry 2 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,469 Underlying: Common Stock · 23,469 shares Expires 2026-03-31 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 8, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:47 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 7,748 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-003594 · doc4.xml · nonDerivative · entry 1 KLEIN ROBERT M · CIK 0001614367 · EVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,772 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.