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HOCKEMA JACK A

Disclosed activity across 2 companies

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89984
SEC CIK
0001227285

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KAISER ALUMINUM CORPKALU · Entity 4302DirectorJune 11, 2024June 13, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KAISER ALUMINUM CORP

Report date June 11, 2024 · Filed June 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect1,639 Ending reported balance After 2024-06-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-06-11 · Grant · Acquired 2,683 · Balance 2,683

F1: Stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan (Amended and Restated effective June 11, 2024) at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and chair or a member of one or more committees of the Board of Directors.

F2: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 11, 2024.

Row 2 · 2024-06-11 · Tax withholding · Disposed 1,044 · Balance 1,639

F3: Shares withheld to satisfy the withholding tax obligations resulting from the stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan (Amended and Restated effective June 11, 2024) at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and Executive Chairman.

F2: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 11, 2024.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Hockema Family Trust32,603 Reported balance Holding disclosure · report date 2024-06-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 32,603

Filing footnotes · ownership attribution and instrument terms

F1: Stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan (Amended and Restated effective June 11, 2024) at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and chair or a member of one or more committees of the Board of Directors.

F2: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 11, 2024.

F3: Shares withheld to satisfy the withholding tax obligations resulting from the stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan (Amended and Restated effective June 11, 2024) at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and Executive Chairman.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SUPERIOR INDUSTRIES INTERNATIONAL INC

Report date May 07, 2018 · Filed May 08, 2018

Section 16 reporting ended · disclosed 2018-05-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,174 Reported balance After 2018-05-07 transaction · row 1
1 source row

Row 1 · 2018-05-07 · Exercise / conversion · Acquired 1,229 · Balance 11,174

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-07 · Exercise / conversion · Disposed 1,229 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2: The restricted stock units were granted on July 27, 2017 and vest and settle in stock on the first anniversary of the grant date. Vesting of the restricted stock units accelerated in connection with the reporting person's retirement on May 7, 2018.

Common StockSEC Table I · non-derivativeIndirectIn Trust35,000 Reported balance Holding disclosure · report date 2018-05-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 35,000

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2: The restricted stock units were granted on July 27, 2017 and vest and settle in stock on the first anniversary of the grant date. Vesting of the restricted stock units accelerated in connection with the reporting person's retirement on May 7, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2018 Filed May 8, 2018 11:35 UTC SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 Exercise / conversionCommon Stock 1,229 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002342 · primarydocument.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 10:50 UTC SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 Exercise / conversionRestricted Stock Unit · Derivative 3,030 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001978 · primarydocument.xml · derivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229

Underlying: Common Stock · 3,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units were granted on April 25, 2017 and vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on April 25, 2017 and vest and settle in stock on the first anniversary of the grant date.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 10:50 UTC SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 Exercise / conversionCommon Stock 3,030 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001978 · primarydocument.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 7, 2018 23:38 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 9,000 $104.01 $936,128.70
Disclosure

SEC source: 0001628280-18-002892 · wf-form4_152046587210666.xml · nonDerivative · entry 5

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 52,613

F6 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 10, 2017 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F7 · price: Represents the sale of 9,000 shares in multiple transactions, ranging from $103.2100 to $105.0800 per share, resulting in a weighted average sale price of $104.0143 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:38 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 5,477 $101.66 $556,791.82
Disclosure

SEC source: 0001628280-18-002892 · wf-form4_152046587210666.xml · nonDerivative · entry 4

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,752

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2018 of certain shares granted to the reporting person in 2015 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F2 · balance_after: Includes 29,624 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:38 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 18,321 $101.66 $1,862,512.86
Disclosure

SEC source: 0001628280-18-002892 · wf-form4_152046587210666.xml · nonDerivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,229

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2018 of the above-referenced performance shares.

F2 · balance_after: Includes 29,624 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:38 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 39,880 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-002892 · wf-form4_152046587210666.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,550

F3 · shares: Shares earned upon the vesting on March 5, 2018 of certain performance shares granted to the reporting person in 2015 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2018, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2015 through 2017.

F3 · price: Shares earned upon the vesting on March 5, 2018 of certain performance shares granted to the reporting person in 2015 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2018, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2015 through 2017.

F2 · balance_after: Includes 29,624 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:38 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 8,285 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-002892 · wf-form4_152046587210666.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,670

F1 · shares: Grant to the reporting person effective as of March 5, 2018 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2021 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2018 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2021 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 29,624 shares acquired pursuant to grants of restricted stock units.

Read SEC document
December 18, 2017 Filed Feb 14, 2018 22:58 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 9,000 $101.46 $913,107.60
Disclosure

SEC source: 0001628280-18-001705 · wf-form5_151864901549409.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 61,613

F2 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 10, 2017 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F3 · price: Represents the sale of 9,000 shares in multiple transactions, ranging from $98.4700 to $102.6100 per share, resulting in a weighted average sale price of $101.4564 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 29, 2017 Filed Sep 29, 2017 23:31 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 3,018 $102.70 $309,935.62
Disclosure

SEC source: 0001227285-17-000002 · wf-form4_150672788457690.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 70,913

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 10, 2017 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F3 · price: Represents the sale of 3,018 shares in multiple transactions, ranging from $102.0700 to $103.7700 per share, resulting in a weighted average sale price of $102.6957 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 23:31 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 5,982 $102.66 $614,128.87
Disclosure

SEC source: 0001227285-17-000002 · wf-form4_150672788457690.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 73,931

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 10, 2017 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 5,982 shares in multiple transactions, ranging from $101.7200 to $103.2500 per share, resulting in a weighted average sale price of $102.6628 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 13:46 UTC SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 PurchaseCommon Stock 20,000 $16.38 $327,600.00
Disclosure

SEC source: 0001562180-17-002653 · primarydocument.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 35,000

F1 · price: Represents the weighted average purchase price. The shares were purchased at prices ranging from $16.00 to $16.50 per share. Full information regarding the number of shares purchased at each price shall be provided to the Securities and Exchange Commission staff (the Staff), Issuer, or a security holder of Issuer, upon request.

F2 · ownership.nature: Held by the Hockema Family Trust.

Read SEC document
July 27, 2017 Filed Feb 14, 2018 22:58 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GiftCommon Stock, par value $0.01 per share 300 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-001705 · wf-form5_151864901549409.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 61,613

F1 · price: Bona fide gift by the reporting person for no consideration.

Read SEC document
July 26, 2017 Filed Sep 7, 2017 14:43 UTC SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 GrantRestricted Stock Unit · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002884 · primarydocument.xml · derivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,260

Underlying: Common Stock · 1,229 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 23:42 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 9,000 $91.18 $820,648.80
Disclosure

SEC source: 0001628280-17-007030 · wf-form4_149990296402199.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 79,913

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 10, 2017 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 9,000 shares in multiple transactions, ranging from $90.1700 to $92.00 per share, resulting in a weighted average sale price of $91.1832 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 26, 2017 Filed Jun 29, 2017 15:32 UTC SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 Exercise / conversionRestricted Stock Unit · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002338 · primarydocument.xml · derivative · entry 4

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

Underlying: Common Stock · 2,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

Read SEC document
April 26, 2017 Filed Jun 29, 2017 15:32 UTC SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 Exercise / conversionCommon Stock 2,946 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002338 · primarydocument.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2017 Filed Jun 29, 2017 15:32 UTC SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 GrantRestricted Stock Unit · Derivative 3,031 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002338 · primarydocument.xml · derivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,977

Underlying: Common Stock · 3,031 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 5,998 $79.69 $477,980.62
Disclosure

SEC source: 0001628280-17-002328 · wf-form4_148893032221783.xml · nonDerivative · entry 4

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,418

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of certain shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F2 · balance_after: Includes 21,339 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 14,207 $79.69 $1,132,155.83
Disclosure

SEC source: 0001628280-17-002328 · wf-form4_148893032221783.xml · nonDerivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,416

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of the above-referenced performance shares.

F2 · balance_after: Includes 21,339 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 30,745 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002328 · wf-form4_148893032221783.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,623

F3 · shares: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F3 · price: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F2 · balance_after: Includes 21,339 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 10,509 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002328 · wf-form4_148893032221783.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,878

F1 · shares: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 21,339 shares acquired pursuant to grants of restricted stock units.

Read SEC document
May 03, 2016 Filed Feb 14, 2017 23:54 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GiftCommon Stock, par value $0.01 per share 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-001361 · wf-form5_148711647149073.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 84,380

F1 · price: Bona fide gift by the reporting person for no consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.