Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atai Beckley N.V.ATAI · Entity 72536 | Director | June 13, 2024 | June 14, 2024 |
| Microvast Holdings, Inc.THCB · Entity 6071 | Director | March 05, 2019 | March 05, 2019 |
| Tuscan Holdings Corp. IITHCA · Entity 156046 | Director | July 11, 2019 | July 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atai Beckley N.V.
Report date June 13, 2024 · Filed June 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.34 · Expires 2034-06-13 | Direct | 103,000 |
Reported balance
After 2024-06-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-06-13 · Grant · Acquired 103,000 · Balance 103,000 F1: The stock option shall vest on the earlier of the day before the ATAI Life Sciences N.V's next annual meeting or June 13, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option shall vest on the earlier of the day before the ATAI Life Sciences N.V's next annual meeting or June 13, 2025.
Microvast Holdings, Inc.
Report date March 05, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2019-03-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 30,000 |
Tuscan Holdings Corp. II
Report date July 11, 2019 · Filed July 11, 2019
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Gold Flora Corp.
Report date July 07, 2023 · Filed July 10, 2023
Section 16 reporting ended · disclosed 2023-07-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-07-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-07-07 · Grant · Acquired 8,949 · Balance 68,704 F1: Represents the payment of Common Shares to Mr. Auerbach triggered by the Business Combination (as defined below) pursuant to an earn-out agreement dated November 24, 2020 (the "Earnout Agreement"). F2: In Canadian Dollars. The price represents the deemed price of the Common Shares pursuant to the Earnout Agreement. Row 2 · 2023-07-07 · Disposition to issuer · Disposed 68,704 · Balance 0 F3: Represents the disposition of Common Shares in connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Shares of the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation". |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 7,286,699 |
Reported balance
After 2023-07-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-07-07 · Grant · Acquired 632,365 · Balance 7,286,699 F4: Represents the payment of Common Shares triggered by the Business Combination pursuant to the Earnout Agreement in the following amounts: (i) 0 to M3 DAAT LLC; (ii) 610,149 to Murphy Ofutt LCV LLC; (iii) 6,148 to Murphy Ofutt LLC; and (iv) 16,068Murphy Ofutt Common LLC. F2: In Canadian Dollars. The price represents the deemed price of the Common Shares pursuant to the Earnout Agreement. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2023-07-07 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-07-07 · Disposition to issuer · Disposed 7,286,699 · Balance 0 F3: Represents the disposition of Common Shares in connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Shares of the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation". F5: Represents the disposition of 6,606,845 Common Shares held by M3 DAAT LLC, 656,425Common Shares held by Murphy Ofutt LCV LLC, 16,973Common Shares held by Murphy Ofutt LLC and 6,456Common Shares held by Murphy Ofutt Common LLC, in connection with the Business Combination. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-07-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-07-07 · Disposition to issuer · Disposed 73,675 · Balance 0 F6: RSUs convert into Common Shares on a one-for-one basis. Represents RSUs that were forfeited in connection with the Business Combination. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the payment of Common Shares to Mr. Auerbach triggered by the Business Combination (as defined below) pursuant to an earn-out agreement dated November 24, 2020 (the "Earnout Agreement").
F2: In Canadian Dollars. The price represents the deemed price of the Common Shares pursuant to the Earnout Agreement.
F3: Represents the disposition of Common Shares in connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Shares of the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation".
F4: Represents the payment of Common Shares triggered by the Business Combination pursuant to the Earnout Agreement in the following amounts: (i) 0 to M3 DAAT LLC; (ii) 610,149 to Murphy Ofutt LCV LLC; (iii) 6,148 to Murphy Ofutt LLC; and (iv) 16,068Murphy Ofutt Common LLC.
F5: Represents the disposition of 6,606,845 Common Shares held by M3 DAAT LLC, 656,425Common Shares held by Murphy Ofutt LCV LLC, 16,973Common Shares held by Murphy Ofutt LLC and 6,456Common Shares held by Murphy Ofutt Common LLC, in connection with the Business Combination. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest.
F6: RSUs convert into Common Shares on a one-for-one basis. Represents RSUs that were forfeited in connection with the Business Combination.
Tilray Brands, Inc.
Report date April 30, 2021 · Filed May 05, 2021
Section 16 reporting ended · disclosed 2021-05-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class 2 Common StockSEC Table I · non-derivative | Direct | 333,665 |
Reported balance
After 2021-04-30 transaction · row 1
1 source rowRow 1 · 2021-04-30 · Exercise / conversion · Acquired 52,622 · Balance 333,665 F1: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-04-30 · Exercise / conversion · Disposed 52,622 · Balance 0 F1: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis. F6: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021. |
| Class 2 Common StockSEC Table I · non-derivative | IndirectBy: Murphy Ofutt LLC | 94,090 |
Reported balance
Holding disclosure · report date 2021-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 94,090 F2: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC. |
| Class 2 Common StockSEC Table I · non-derivative | IndirectBy: Murphy Ofutt Common LLC | 36,802 |
Reported balance
Holding disclosure · report date 2021-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 36,802 F3: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC. |
| Class 2 Common StockSEC Table I · non-derivative | IndirectBy: M3 Daat, LLC | 148,568 |
Reported balance
Holding disclosure · report date 2021-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 148,568 F4: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. |
| Class 2 Common StockSEC Table I · non-derivative | IndirectBy: M3 Ein Sof LLC | 42,028 |
Reported balance
Holding disclosure · report date 2021-04-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 42,028 F5: Mr. Auerbach is a member of M3 Ein Sof LLC and has sole voting and investment power with respect to the shares held by M3 Ein Sof LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis.
F2: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC.
F3: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC.
F4: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.
F5: Mr. Auerbach is a member of M3 Ein Sof LLC and has sole voting and investment power with respect to the shares held by M3 Ein Sof LLC.
F6: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2022 Filed Jan 19, 2022 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | OtherCommon Shares | 5,559,808 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-002420 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Subversive ATAI, LLC Disclosed balance after: 0 F1 · kind: Represents a pro-rata distribution in-kind by Subversive ATAI LLC for no consideration to its members. F2 · ownership.nature: Mr. Auerbach serves as Managing Member of Subversive ATAI, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Subversive ATAI, LLC. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 17:50 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000582 · doc4.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,596 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 17:50 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-000582 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:14 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 6,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046818 · doc4.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,203 Underlying: Common Shares · 6,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:14 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 6,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-046818 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 128,000 | $0.00 Strike: $16.46 | $0.00 |
DisclosureSEC source: 0000899243-21-035678 · doc4.xml · derivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,000 Underlying: Common Shares · 128,000 shares Expires 2031-09-10 F1 · derivative.exercise_date: The stock option shall vest with respect to a third of the underlying common shares on June 17, 2022 and in 24 substantially equal monthly installments thereafter until June 17, 2024. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 16:15 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 4,666 | $15.00 | $69,990.00 |
DisclosureSEC source: 0000899243-21-025735 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Subversive Atai LLC Disclosed balance after: 5,564,474 F1 · ownership.nature: Mr. Auerbach serves as General Partner of Subversive ATAI LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Subversive ATAI LLC. Read SEC document |
| April 30, 2021 Filed May 5, 2021 21:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 52,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-016036 · form4.xml · derivative · entry 6 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 52,622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis. F6 · derivative.exercise_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021. F6 · derivative.expiration_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 5, 2021 21:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 52,622 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-016036 · form4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 19:52 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025505 · doc4.xml · derivative · entry 6 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Underlying: Class 2 Common Stock · 2,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F6 · derivative.exercise_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. F6 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 19:52 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 2,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-025505 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 19:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 31,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021906 · doc4.xml · nonDerivative · entry 4 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: M3 Daat, LLC Disclosed balance after: 148,568 F7 · kind: Mr. Auerbach retained interest in 31,164 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power. F7 · shares: Mr. Auerbach retained interest in 31,164 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power. F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 19:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 268,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021906 · doc4.xml · nonDerivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Ofutt Common LLC Disclosed balance after: 36,802 F5 · kind: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 268,095 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on March 16, 2021. F5 · shares: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 268,095 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on March 16, 2021. F6 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 19:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 73,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021906 · doc4.xml · nonDerivative · entry 2 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: M3 Daat, LLC Disclosed balance after: 117,404 F3 · kind: Mr. Auerbach retained interest in 73,593 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power. F3 · shares: Mr. Auerbach retained interest in 73,593 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power. F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 19:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 685,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021906 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Ofutt LLC Disclosed balance after: 94,090 F1 · kind: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 685,424 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on March 16, 2021. F1 · shares: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 685,424 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on March 16, 2021. F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 18:33 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 5,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014453 · doc4.xml · nonDerivative · entry 4 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: M3 Daat, LLC Disclosed balance after: 43,811 F7 · kind: Mr. Auerbach retained interest in 5,929 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power. F7 · shares: Mr. Auerbach retained interest in 5,929 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power. F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 18:33 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 89,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014453 · doc4.xml · nonDerivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Ofutt Common LLC Disclosed balance after: 304,897 F5 · kind: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 89,349 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on February 23, 2021. F5 · shares: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 89,349 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on February 23, 2021. F6 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 18:33 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 20,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014453 · doc4.xml · nonDerivative · entry 2 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: M3 Daat, LLC Disclosed balance after: 37,882 F3 · kind: Mr. Auerbach retained interest in 20,392 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power. F3 · shares: Mr. Auerbach retained interest in 20,392 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power. F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 18:33 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 228,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014453 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Ofutt LLC Disclosed balance after: 779,514 F1 · kind: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 228,433 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on February 23, 2021. F1 · shares: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 228,433 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on February 23, 2021. F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC. Read SEC document |
| January 25, 2021 Filed Feb 16, 2021 20:02 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 202 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-011033 · doc4.xml · nonDerivative · entry 6 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Offutt Common LLC Disclosed balance after: 394,246 F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F3 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC Read SEC document |
| January 25, 2021 Filed Feb 16, 2021 20:02 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-011033 · doc4.xml · nonDerivative · entry 4 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Offutt LLC Disclosed balance after: 1,007,947 F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC. Read SEC document |
| January 25, 2021 Filed Feb 16, 2021 20:02 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-011033 · doc4.xml · nonDerivative · entry 2 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,855 F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 20:13 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 2,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001681 · doc4.xml · derivative · entry 7 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,938 Underlying: Class 2 Common Stock · 2,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F6 · derivative.exercise_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. F6 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 20:13 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 2,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-001681 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 19:16 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 3,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064929 · doc4.xml · nonDerivative · entry 4 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: M3 Daat, LLC Disclosed balance after: 17,490 F7 · kind: Mr. Auerbach retained interest in 3,595 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power. F7 · shares: Mr. Auerbach retained interest in 3,595 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power. F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 19:16 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 61,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064929 · doc4.xml · nonDerivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Ofutt Common LLC Disclosed balance after: 395,026 F5 · kind: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 61,289 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on December 18, 2020. F5 · shares: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 61,289 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on December 18, 2020. F6 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 19:16 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 13,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064929 · doc4.xml · nonDerivative · entry 2 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: M3 Daat, LLC Disclosed balance after: 13,895 F3 · kind: Mr. Auerbach retained interest in 13,895 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power. F3 · shares: Mr. Auerbach retained interest in 13,895 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power. F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 19:16 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 156,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064929 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Ofutt LLC Disclosed balance after: 1,009,941 F1 · kind: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 156,693 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on December 18, 2020. F1 · shares: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 156,693 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on December 18, 2020. F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:54 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053829 · doc4.xml · derivative · entry 5 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,125 Underlying: Class 2 Common Stock · 2,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F6 · derivative.exercise_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Commencement Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date. F6 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Commencement Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:54 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 2,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-053829 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,717 | $0.00 Strike: $2.51 | $0.00 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · derivative · entry 15 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,573 Underlying: Class 2 Common · 5,717 shares Expires 2025-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to this option are fully vested. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,458 | $0.00 Strike: $2.51 | $0.00 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · derivative · entry 14 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 21,458 shares Expires 2025-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to this option are fully vested. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,458 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · derivative · entry 13 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 21,458 shares Expires 2024-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to this option are fully vested. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 107,290 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · derivative · entry 12 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 107,290 shares Expires 2024-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to this option are fully vested. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,168 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · derivative · entry 11 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 3,168 shares Expires 2024-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to this option are fully vested. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 75,526 | $7.27 | $549,421.44 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · nonDerivative · entry 7 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: M3 Daat, LLC Disclosed balance after: 0 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 279,608 | $7.28 | $2,034,176.16 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · nonDerivative · entry 6 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,926 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 5,717 | $2.51 | $14,370.82 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · nonDerivative · entry 5 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 21,458 | $2.51 | $53,938.97 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · nonDerivative · entry 4 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 21,458 | $1.25 | $26,773.15 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · nonDerivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 107,290 | $1.25 | $133,865.73 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · nonDerivative · entry 2 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 19:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 3,168 | $0.19 | $606.04 |
DisclosureSEC source: 0001209191-20-045290 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| July 31, 2020 Filed Feb 16, 2021 20:02 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-011033 · doc4.xml · nonDerivative · entry 5 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Offutt Common LLC Disclosed balance after: 394,448 F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F3 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC Read SEC document |
| July 31, 2020 Filed Feb 16, 2021 20:02 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 1,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-011033 · doc4.xml · nonDerivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Offutt LLC Disclosed balance after: 1,008,464 F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC. Read SEC document |
| July 31, 2020 Filed Feb 16, 2021 20:02 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-011033 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,971 F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 19:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 2,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041222 · doc4.xml · derivative · entry 5 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,313 Underlying: Class 2 Common Stock · 2,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F6 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Commencement Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 19:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 2,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-041222 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 19:40 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 26,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035409 · doc4.xml · derivative · entry 5 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,372 Underlying: Class 2 Common Stock · 26,372 shares Expires not disclosed F8 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F9 · derivative.exercise_date: The RSUs shall vest in full upon the earlier of (1) the date of the 2021 Annual Meeting of Stockholders of the Issuer and (2) the one-year anniversary of May 28, 2020 so long as the Reporting Person remains in Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan), through such vesting date. F9 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (1) the date of the 2021 Annual Meeting of Stockholders of the Issuer and (2) the one-year anniversary of May 28, 2020 so long as the Reporting Person remains in Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan), through such vesting date. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 19:40 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 10,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035409 · doc4.xml · nonDerivative · entry 4 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: M3 Daat, LLC Disclosed balance after: 75,525 F7 · kind: Mr. Auerbach retained interest in 10,475 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power. F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 19:40 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 210,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035409 · doc4.xml · nonDerivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Ofutt Common LLC Disclosed balance after: 1,494,632 F5 · kind: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 210,710 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on June 5, 2020. F6 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.