Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | President and CTO | June 13, 2024 | June 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date June 13, 2024 · Filed June 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 810,988 |
Ending reported balance
After 2024-06-15 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-06-13 · Grant · Acquired 18,039 · Balance 783,477 F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested. Row 2 · 2024-06-13 · Tax withholding · Disposed 9,913 · Balance 773,564 Row 3 · 2024-06-15 · Exercise / conversion · Acquired 83,074 · Balance 856,638 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Row 4 · 2024-06-15 · Tax withholding · Disposed 45,650 · Balance 810,988 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-06-15 · Exercise / conversion · Disposed 8,074 · Balance 0 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F6: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 600,000 |
Reported balance
After 2024-06-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-06-15 · Exercise / conversion · Disposed 75,000 · Balance 600,000 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F7: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 149,577 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 149,577 F3: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 149,578 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 149,578 F4: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 149,578 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 149,578 F5: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F3: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
F4: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
F5: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
F6: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F7: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2022 Filed Sep 19, 2022 19:20 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-050641 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| June 24, 2022 Filed Jun 24, 2022 19:00 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 175 | $19.21 | $3,361.75 |
DisclosureSEC source: 0001209191-22-039334 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,473 F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs). Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 19:00 UTC | C3.ai, Inc. AI · Entity 2413 | GrantRestricted Stock Units · Derivative | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039334 · doc4.xml · derivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Class A Common Stock · 1,200,000 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 6.25% of each such RSU award shall vest on September 15, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of each such RSU award shall vest on September 15, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 19:00 UTC | C3.ai, Inc. AI · Entity 2413 | GrantRestricted Stock Units · Derivative | 64,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039334 · doc4.xml · derivative · entry 5 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,588 Underlying: Class A Common Stock · 64,588 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F6 · derivative.exercise_date: 12.5% of each such RSU award shall vest on September 15, 2022 and 12.5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F6 · derivative.expiration_date: 12.5% of each such RSU award shall vest on September 15, 2022 and 12.5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 18:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,929 | $0.00 Strike: $4.56 | $0.00 |
DisclosureSEC source: 0001209191-21-071408 · doc4.xml · derivative · entry 13 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,738 Underlying: Class A Common Stock · 21,929 shares Expires 2030-07-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vest on May 1, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. F9 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 18:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,929 | $0.00 Strike: $4.56 | $0.00 |
DisclosureSEC source: 0001209191-21-071408 · doc4.xml · derivative · entry 12 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,738 Underlying: Class A Common Stock · 21,929 shares Expires 2029-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 1, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. F9 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 18:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,238 | $0.00 Strike: $2.82 | $0.00 |
DisclosureSEC source: 0001209191-21-071408 · doc4.xml · derivative · entry 11 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,874 Underlying: Class A Common Stock · 13,238 shares Expires 2028-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 23, 2019, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. F7 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that were not originally reported on the Reporting Person's Form 3. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 18:01 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $34.25 | $0.00 |
DisclosureSEC source: 0001209191-21-071408 · doc4.xml · derivative · entry 10 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 300,000 shares Expires 2031-12-22 F5 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant shall vest on December 15, 2022, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 18:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 21,929 | $4.56 | $99,996.24 |
DisclosureSEC source: 0001209191-21-071408 · doc4.xml · nonDerivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 18:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 21,929 | $4.56 | $99,996.24 |
DisclosureSEC source: 0001209191-21-071408 · doc4.xml · nonDerivative · entry 5 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 18:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 13,238 | $2.82 | $37,331.16 |
DisclosureSEC source: 0001209191-21-071408 · doc4.xml · nonDerivative · entry 4 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:44 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,266 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-21-066166 · doc4.xml · derivative · entry 8 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,191 Underlying: Class A Common Stock · 21,266 shares Expires 2024-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F8 · derivative.exercise_date: Fully vested. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:44 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 1,917 | $45.56 | $87,338.52 |
DisclosureSEC source: 0001209191-21-066166 · doc4.xml · nonDerivative · entry 5 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,415 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.07 to $46.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:44 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 5,732 | $44.61 | $255,704.52 |
DisclosureSEC source: 0001209191-21-066166 · doc4.xml · nonDerivative · entry 4 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,332 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $44.06 to $45.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:44 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,856 | $43.26 | $166,810.56 |
DisclosureSEC source: 0001209191-21-066166 · doc4.xml · nonDerivative · entry 3 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,064 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $43.05 to $43.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:44 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 11,633 | $42.57 | $495,216.81 |
DisclosureSEC source: 0001209191-21-066166 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,920 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $42.05 to $43.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:44 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 21,266 | $1.56 | $33,174.96 |
DisclosureSEC source: 0001209191-21-066166 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 21:41 UTC | C3.ai, Inc. AI · Entity 2413 | SaleCommon Stock | 1,441 | $48.06 | $69,254.46 |
DisclosureSEC source: 0001209191-21-061583 · doc4.xml · nonDerivative · entry 4 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,287 F3 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.02 to $48.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 21:41 UTC | C3.ai, Inc. AI · Entity 2413 | SaleCommon Stock | 33,266 | $47.63 | $1,584,459.58 |
DisclosureSEC source: 0001209191-21-061583 · doc4.xml · nonDerivative · entry 3 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,728 F3 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.02 to $48.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 30, 2021 Filed Oct 25, 2021 21:41 UTC | C3.ai, Inc. AI · Entity 2413 | GiftCommon Stock | 405,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061583 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 448,733 F1 · balance_after: Reflects a correction to the number of shares owned directly by the Reporting Person and the number of shares owned indirectly by the Reporting Person through the Abbo Children's Trust (the "Children's Trust") and the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust (the "Family Trust"). In the Reporting Person's March 2021 filings ("March Filings"), the shares sold were reported as being sold by the Reporting Person directly. The shares reported as sold in the March Filings were actually sold as follows: 306,236 directly, 10,933 by the Children's Trust and 24,784 by the Family Trust. This correction does not impact the aggregate number of shares sold, sales prices or the aggregate number of shares beneficially owned by the Reporting Person, as reported in prior filings. F2 · ownership.nature: The shares are held by the Children's Trust, of which the Reporting Person is trustee. Read SEC document |
| September 30, 2021 Filed Oct 25, 2021 21:41 UTC | C3.ai, Inc. AI · Entity 2413 | GiftCommon Stock | 405,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061583 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,994 F1 · balance_after: Reflects a correction to the number of shares owned directly by the Reporting Person and the number of shares owned indirectly by the Reporting Person through the Abbo Children's Trust (the "Children's Trust") and the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust (the "Family Trust"). In the Reporting Person's March 2021 filings ("March Filings"), the shares sold were reported as being sold by the Reporting Person directly. The shares reported as sold in the March Filings were actually sold as follows: 306,236 directly, 10,933 by the Children's Trust and 24,784 by the Family Trust. This correction does not impact the aggregate number of shares sold, sales prices or the aggregate number of shares beneficially owned by the Reporting Person, as reported in prior filings. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 18:00 UTC | C3.ai, Inc. AI · Entity 2413 | SaleCommon Stock | 7,560 | $50.90 | $384,804.00 |
DisclosureSEC source: 0001209191-21-056928 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,277 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.76 to $51.12. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 18:00 UTC | C3.ai, Inc. AI · Entity 2413 | SaleCommon Stock | 27,147 | $50.13 | $1,360,879.11 |
DisclosureSEC source: 0001209191-21-056928 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,837 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.76 to $50.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 17:59 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $50.61 | $0.00 |
DisclosureSEC source: 0001209191-21-055196 · doc4.xml · derivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires 2031-09-02 F1 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vest on August 15, 2022, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| August 21, 2021 Filed Aug 23, 2021 19:01 UTC | C3.ai, Inc. AI · Entity 2413 | GrantClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053025 · doc4.xml · nonDerivative · entry 4 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,984 F4 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on September 15, 2022 so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 19:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 34,707 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-21-053025 · doc4.xml · derivative · entry 7 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,457 Underlying: Class A Common Stock · 34,707 shares Expires 2024-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F7 · derivative.exercise_date: Fully vested. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 19:01 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 1,000 | $45.55 | $45,550.00 |
DisclosureSEC source: 0001209191-21-053025 · doc4.xml · nonDerivative · entry 3 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,984 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.48 to $45.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 19:01 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 33,707 | $44.94 | $1,514,792.58 |
DisclosureSEC source: 0001209191-21-053025 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,984 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $44.48 to $45.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 19:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 34,707 | $1.56 | $54,142.92 |
DisclosureSEC source: 0001209191-21-053025 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| August 16, 2021 Filed Dec 28, 2021 18:01 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 99,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071408 · doc4.xml · nonDerivative · entry 3 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,552 Read SEC document |
| August 16, 2021 Filed Dec 28, 2021 18:01 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 99,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071408 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:06 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 74,399 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-21-046900 · doc4.xml · derivative · entry 8 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,164 Underlying: Class A Common Stock · 74,399 shares Expires 2024-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F8 · derivative.exercise_date: Fully vested. F9 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3 Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:06 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 1,100 | $53.27 | $58,597.00 |
DisclosureSEC source: 0001209191-21-046900 · doc4.xml · nonDerivative · entry 5 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,984 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $53.22 to $53.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:06 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 18,109 | $52.62 | $952,895.58 |
DisclosureSEC source: 0001209191-21-046900 · doc4.xml · nonDerivative · entry 4 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,084 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $52.22 to $53.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:06 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 39,997 | $51.74 | $2,069,444.78 |
DisclosureSEC source: 0001209191-21-046900 · doc4.xml · nonDerivative · entry 3 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,193 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $51.22 to $52.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:06 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 27,562 | $50.95 | $1,404,283.90 |
DisclosureSEC source: 0001209191-21-046900 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,190 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.22 to $51.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:06 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 74,399 | $1.56 | $116,062.44 |
DisclosureSEC source: 0001209191-21-046900 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 18:51 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $61.65 | $0.00 |
DisclosureSEC source: 0001209191-21-043398 · doc4.xml · derivative · entry 4 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Class A Common Stock · 400,000 shares Expires 2031-06-22 F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant shall vest on June 23, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 18:51 UTC | C3.ai, Inc. AI · Entity 2413 | GrantClass A Common Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043398 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,353 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on June 23, 2022 so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 18:38 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 20,527 | $59.92 | $1,229,977.84 |
DisclosureSEC source: 0001209191-21-042516 · doc4.xml · nonDerivative · entry 3 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,853 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $59.74 to $60.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 18:38 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 48,256 | $59.37 | $2,864,958.72 |
DisclosureSEC source: 0001209191-21-042516 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,380 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $58.74 to $59.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 18:38 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 17,985 | $58.30 | $1,048,525.50 |
DisclosureSEC source: 0001209191-21-042516 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,636 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $57.74 to $58.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 19:22 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,600 | $88.07 | $317,052.00 |
DisclosureSEC source: 0001209191-21-020574 · doc4.xml · nonDerivative · entry 3 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,621 F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.58 to $88.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 19:22 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 42,554 | $86.97 | $3,700,921.38 |
DisclosureSEC source: 0001209191-21-020574 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,221 F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.58 to $87.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 19:22 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 37,082 | $86.15 | $3,194,614.30 |
DisclosureSEC source: 0001209191-21-020574 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,775 F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.58 to $86.57. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,700 | $89.45 | $330,965.00 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 22 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,857 F22 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.00 to $89.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,978 | $88.46 | $351,893.88 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 21 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,557 F21 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.00 to $88.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 12,245 | $87.52 | $1,071,682.40 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 20 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,535 F20 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,825 | $86.48 | $330,786.00 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 19 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,780 F19 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.81. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 5,900 | $85.25 | $502,975.00 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 18 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,605 F18 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.