Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | President and CTO | June 13, 2024 | June 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date June 13, 2024 · Filed June 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 810,988 |
Ending reported balance
After 2024-06-15 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-06-13 · Grant · Acquired 18,039 · Balance 783,477 F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested. Row 2 · 2024-06-13 · Tax withholding · Disposed 9,913 · Balance 773,564 Row 3 · 2024-06-15 · Exercise / conversion · Acquired 83,074 · Balance 856,638 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Row 4 · 2024-06-15 · Tax withholding · Disposed 45,650 · Balance 810,988 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-06-15 · Exercise / conversion · Disposed 8,074 · Balance 0 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F6: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 600,000 |
Reported balance
After 2024-06-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-06-15 · Exercise / conversion · Disposed 75,000 · Balance 600,000 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F7: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 149,577 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 149,577 F3: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 149,578 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 149,578 F4: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 149,578 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 149,578 F5: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F3: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
F4: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
F5: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
F6: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F7: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2024 Filed Jun 17, 2024 19:57 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017277 · form4-06172024_110642.xml · derivative · entry 9 ABBO EDWARD Y · CIK 0001218471 · President and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F7 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 15, 2024 Filed Jun 17, 2024 19:57 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017277 · form4-06172024_110642.xml · derivative · entry 8 ABBO EDWARD Y · CIK 0001218471 · President and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F6 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F6 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 15, 2024 Filed Jun 17, 2024 19:57 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 45,650 | $29.04 | $1,325,676.00 |
DisclosureSEC source: 0001415889-24-017277 · form4-06172024_110642.xml · nonDerivative · entry 4 ABBO EDWARD Y · CIK 0001218471 · President and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 810,988 Read SEC document |
| June 15, 2024 Filed Jun 17, 2024 19:57 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017277 · form4-06172024_110642.xml · nonDerivative · entry 3 ABBO EDWARD Y · CIK 0001218471 · President and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 856,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 19:57 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 9,913 | $30.49 | $302,247.37 |
DisclosureSEC source: 0001415889-24-017277 · form4-06172024_110642.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · President and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 773,564 Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 19:57 UTC | C3.ai, Inc. AI · Entity 2413 | GrantClass A Common Stock | 18,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017277 · form4-06172024_110642.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · President and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 783,477 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested. Read SEC document |
| June 09, 2024 Filed Jun 11, 2024 20:00 UTC | C3.ai, Inc. AI · Entity 2413 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016442 · form4-06112024_080604.xml · derivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · President and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: Twenty percent (20%) of such RSU award shall vest on June 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F2 · derivative.expiration_date: Twenty percent (20%) of such RSU award shall vest on June 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 21:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008371 · form4-03192024_010323.xml · derivative · entry 7 ABBO EDWARD Y · CIK 0001218471 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 675,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F7 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 21:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008371 · form4-03192024_010323.xml · derivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,074 Underlying: Class A Common Stock · 8,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F6 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F6 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 21:01 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 45,740 | $28.92 | $1,322,800.80 |
DisclosureSEC source: 0001415889-24-008371 · form4-03192024_010323.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 765,438 F2 · balance_after: Includes 732 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan on March 15, 2024. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 21:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-008371 · form4-03192024_010323.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 810,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 19:02 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 45,548 | $30.73 | $1,399,690.04 |
DisclosureSEC source: 0001209191-23-059251 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 727,373 F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $30.16 to $30.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 19:02 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059251 · doc4.xml · derivative · entry 7 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F8 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F8 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 19:02 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059251 · doc4.xml · derivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,147 Underlying: Class A Common Stock · 8,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F7 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 19:02 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-059251 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 18:34 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050077 · doc4.xml · derivative · entry 7 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 825,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F7 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 18:34 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050077 · doc4.xml · derivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,221 Underlying: Class A Common Stock · 8,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F6 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F6 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 18:34 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 44,736 | $27.36 | $1,223,976.96 |
DisclosureSEC source: 0001209191-23-050077 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 689,847 F2 · balance_after: Includes 733 shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2023. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 18:34 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-050077 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 733,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 80,854 | $0.00 Strike: $4.56 | $0.00 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 16 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,884 Underlying: Class A Common Stock · 80,854 shares Expires 2030-07-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. F9 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 1, 2021, and the remaining eighty percent (80%) of such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 114,190 | $0.00 Strike: $4.56 | $0.00 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 15 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,548 Underlying: Class A Common Stock · 114,190 shares Expires 2029-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. F8 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 1, 2020, and the remaining eighty percent (80%) of such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 47,874 | $0.00 Strike: $2.82 | $0.00 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 14 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 47,874 shares Expires 2028-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. F6 · derivative.exercise_date: Fully vested. F7 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that was not originally reported on the Reporting Person's Form 3 Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 13 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 250,000 shares Expires 2026-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 107,143 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 12 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 107,143 shares Expires 2026-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 179,191 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 11 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 179,191 shares Expires 2024-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 457,585 | $32.96 | $15,082,001.60 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 7 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 650,777 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $32.68 to $33.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 80,854 | $4.56 | $368,694.24 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,108,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 114,190 | $4.56 | $520,706.40 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 5 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,027,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 47,874 | $2.82 | $135,004.68 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 4 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 913,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 250,000 | $1.86 | $465,000.00 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 3 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 865,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 107,143 | $1.68 | $180,000.24 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 615,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 20:09 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 179,191 | $1.56 | $279,537.96 |
DisclosureSEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 508,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 6,858 | $43.19 | $296,197.02 |
DisclosureSEC source: 0001209191-23-039220 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,110 Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | GrantClass A Common Stock | 12,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039220 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,968 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:38 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038646 · doc4.xml · derivative · entry 7 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F6 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F6 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:38 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038646 · doc4.xml · derivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,294 Underlying: Class A Common Stock · 8,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F5 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F5 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:38 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 44,736 | $46.37 | $2,074,408.32 |
DisclosureSEC source: 0001209191-23-038646 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,234 Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:38 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-038646 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 18:52 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019897 · doc4.xml · derivative · entry 7 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F6 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F6 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 18:52 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019897 · doc4.xml · derivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,368 Underlying: Class A Common Stock · 8,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F5 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F5 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 18:52 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 36,668 | $20.85 | $764,527.80 |
DisclosureSEC source: 0001209191-23-019897 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,896 Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 18:52 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019897 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 16:21 UTC | C3.ai, Inc. AI · Entity 2413 | GrantRestricted Stock Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018450 · doc4.xml · derivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: 6.25% of the RSU award shall vest in a series of equal quarterly installments on the last day of each fiscal quarter following May 1, 2025, so long as the Reporting Person continues to provide services through each such vesting date. F2 · derivative.expiration_date: 6.25% of the RSU award shall vest in a series of equal quarterly installments on the last day of each fiscal quarter following May 1, 2025, so long as the Reporting Person continues to provide services through each such vesting date. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 19:30 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062041 · doc4.xml · derivative · entry 7 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F6 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F6 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 19:30 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062041 · doc4.xml · derivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,441 Underlying: Class A Common Stock · 8,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F5 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F5 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 19:30 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 43,740 | $12.43 | $543,688.20 |
DisclosureSEC source: 0001209191-22-062041 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,491 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 19:30 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-062041 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:20 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050641 · doc4.xml · derivative · entry 7 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F6 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F6 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:20 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050641 · doc4.xml · derivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,515 Underlying: Class A Common Stock · 8,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F5 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F5 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:20 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 96,389 | $14.78 | $1,424,629.42 |
DisclosureSEC source: 0001209191-22-050641 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,157 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.