Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | President and CTO | June 13, 2024 | June 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date June 13, 2024 · Filed June 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 810,988 |
Ending reported balance
After 2024-06-15 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-06-13 · Grant · Acquired 18,039 · Balance 783,477 F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested. Row 2 · 2024-06-13 · Tax withholding · Disposed 9,913 · Balance 773,564 Row 3 · 2024-06-15 · Exercise / conversion · Acquired 83,074 · Balance 856,638 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Row 4 · 2024-06-15 · Tax withholding · Disposed 45,650 · Balance 810,988 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-06-15 · Exercise / conversion · Disposed 8,074 · Balance 0 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F6: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 600,000 |
Reported balance
After 2024-06-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-06-15 · Exercise / conversion · Disposed 75,000 · Balance 600,000 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F7: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 149,577 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 149,577 F3: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 149,578 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 149,578 F4: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 149,578 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 149,578 F5: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F3: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
F4: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
F5: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
F6: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F7: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 40,847 | $84.45 | $3,449,529.15 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 17 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,505 F17 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.00 to $84.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 15,744 | $83.73 | $1,318,245.12 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 16 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,352 F16 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.00 to $83.995. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 2,100 | $88.00 | $184,800.00 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 15 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,096 F15 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.75 to $88.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 8,850 | $87.12 | $771,012.00 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 14 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,196 F14 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.74 to $87.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 13,003 | $86.16 | $1,120,338.48 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 13 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,046 F13 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.70 to $86.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 45,480 | $85.18 | $3,873,986.40 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 12 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,049 F12 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.70 to $85.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 16,806 | $84.36 | $1,417,754.16 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 11 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,529 F11 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.695 to $84.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 4,050 | $92.34 | $373,977.00 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 10 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,335 F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.99 to $92.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 6,300 | $91.50 | $576,450.00 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 9 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,385 F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.99 to $91.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 6,738 | $90.47 | $609,586.86 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 8 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,685 F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.99 to $90.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 9,830 | $89.41 | $878,900.30 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 7 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,423 F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.99 to $89.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 8,625 | $88.37 | $762,191.25 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,253 F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.99 to $88.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 9,103 | $87.49 | $796,421.47 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 5 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789,878 F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.99 to $87.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 12,308 | $86.45 | $1,064,026.60 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 4 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,981 F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.95 to $86.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 18,999 | $85.43 | $1,623,084.57 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 3 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,289 F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.95 to $85.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 5,788 | $84.63 | $489,838.44 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,288 F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.95 to $84.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:11 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 4,498 | $83.48 | $375,493.04 |
DisclosureSEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,076 F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $82.935 to $83.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Dec 28, 2021 18:01 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071408 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,415 Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries D Convertible Preferred Stock · Derivative | 10,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 16 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 10,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries D Convertible Preferred Stock · Derivative | 4,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 15 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 4,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F2 · ownership.nature: The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries D Convertible Preferred Stock · Derivative | 63,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 14 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 63,647 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B-1A* Convertible Preferred Stock · Derivative | 38,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 13 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 38,343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B* Convertible Preferred Stock · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 12 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B* Convertible Preferred Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 11 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F2 · ownership.nature: The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 10,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 7 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 123,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 38,343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 6 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 113,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 5 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 4,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 4 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 54,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F2 · ownership.nature: The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 3 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F2 · ownership.nature: The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 63,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 2 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. Read SEC document |
| September 28, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 16,041 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 10 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 16,041 shares Expires 2022-10-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| September 28, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 56,250 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 9 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 56,250 shares Expires 2022-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| September 28, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 72,291 | $0.60 | $43,374.60 |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 1 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Dec 11, 2020 16:12 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 166,666 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 8 ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,666 Underlying: Class A Common Stock · 166,666 shares Expires 2030-07-05 F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on July 6, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.