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ABBO EDWARD Y

Disclosed activity across 1 company

Tapewire entity
89829
SEC CIK
0001218471

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
C3.ai, Inc.AI · Entity 2413President and CTOJune 13, 2024June 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

C3.ai, Inc.

Report date June 13, 2024 · Filed June 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect810,988 Ending reported balance After 2024-06-15 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2024-06-13 · Grant · Acquired 18,039 · Balance 783,477

F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

Row 2 · 2024-06-13 · Tax withholding · Disposed 9,913 · Balance 773,564

Row 3 · 2024-06-15 · Exercise / conversion · Acquired 83,074 · Balance 856,638

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Row 4 · 2024-06-15 · Tax withholding · Disposed 45,650 · Balance 810,988

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-06-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-06-15 · Exercise / conversion · Disposed 8,074 · Balance 0

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F6: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect600,000 Reported balance After 2024-06-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-06-15 · Exercise / conversion · Disposed 75,000 · Balance 600,000

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F7: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote149,577 Reported balance Holding disclosure · report date 2024-06-13 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 149,577

F3: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote149,578 Reported balance Holding disclosure · report date 2024-06-13 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 149,578

F4: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote149,578 Reported balance Holding disclosure · report date 2024-06-13 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 149,578

F5: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F3: The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.

F4: The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.

F5: The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.

F6: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 40,847 $84.45 $3,449,529.15
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 17

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,505

F17 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.00 to $84.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 15,744 $83.73 $1,318,245.12
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 16

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,352

F16 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.00 to $83.995. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 2,100 $88.00 $184,800.00
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 15

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,096

F15 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.75 to $88.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 8,850 $87.12 $771,012.00
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 14

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,196

F14 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.74 to $87.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 13,003 $86.16 $1,120,338.48
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 13

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,046

F13 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.70 to $86.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 45,480 $85.18 $3,873,986.40
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 12

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,049

F12 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.70 to $85.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 16,806 $84.36 $1,417,754.16
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 11

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,529

F11 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.695 to $84.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 4,050 $92.34 $373,977.00
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 10

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,335

F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.99 to $92.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 6,300 $91.50 $576,450.00
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 9

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,385

F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.99 to $91.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 6,738 $90.47 $609,586.86
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 8

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,685

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.99 to $90.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 9,830 $89.41 $878,900.30
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,423

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.99 to $89.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 8,625 $88.37 $762,191.25
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 6

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,253

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.99 to $88.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 9,103 $87.49 $796,421.47
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 5

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,878

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.99 to $87.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 12,308 $86.45 $1,064,026.60
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 4

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,981

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.95 to $86.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 18,999 $85.43 $1,623,084.57
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 3

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,289

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.95 to $85.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 5,788 $84.63 $489,838.44
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,288

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.95 to $84.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:11 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 4,498 $83.48 $375,493.04
Disclosure

SEC source: 0001209191-21-019673 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,076

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $82.935 to $83.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Dec 28, 2021 18:01 UTC C3.ai, Inc. AI · Entity 2413 GiftClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071408 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,415

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries D Convertible Preferred Stock · Derivative 10,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 16

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries D Convertible Preferred Stock · Derivative 4,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 15

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries D Convertible Preferred Stock · Derivative 63,647 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 14

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 63,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries B-1A* Convertible Preferred Stock · Derivative 38,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 13

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 38,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries B* Convertible Preferred Stock · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 12

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries B* Convertible Preferred Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 11

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass A Common Stock 10,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 123,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass A Common Stock 38,343 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 6

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 113,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee.

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December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass A Common Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 5

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee.

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December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass A Common Stock 4,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 4

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 54,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee.

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December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass A Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 3

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass A Common Stock 63,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

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September 28, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 16,041 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 10

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,041 shares

Expires 2022-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

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September 28, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 56,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 9

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 56,250 shares

Expires 2022-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

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September 28, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 72,291 $0.60 $43,374.60
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Dec 11, 2020 16:12 UTC C3.ai, Inc. AI · Entity 2413 GrantStock Option (Right to Buy) · Derivative 166,666 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001209191-20-062921 · doc4.xml · derivative · entry 8

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,666

Underlying: Class A Common Stock · 166,666 shares

Expires 2030-07-05

F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on July 6, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.