Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEOPHOTONICS CORPNPTN · Entity 124843 | Senior VP, Global Sales | April 09, 2021 | April 13, 2021 |
| POWER INTEGRATIONS INCPOWI · Entity 4280 | VP, Worldwide Sales | June 17, 2024 | June 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEOPHOTONICS CORP
Report date April 09, 2021 · Filed April 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,752 |
Ending reported balance
After 2021-04-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-09 · Exercise / conversion · Acquired 11,500 · Balance 96,729 Row 2 · 2021-04-09 · Disposition to issuer · Disposed 3,977 · Balance 92,752 F1: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. |
| Restricted Stock Units (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-04-09 | Direct | 34,500 |
Reported balance
After 2021-04-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-09 · Exercise / conversion · Disposed 11,500 · Balance 34,500 F2: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
F2: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
F3: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.
POWER INTEGRATIONS INC
Report date June 17, 2024 · Filed June 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,436 |
Reported balance
After 2024-06-17 transaction · row 1
1 source rowRow 1 · 2024-06-17 · Sale · Disposed 1,412 · Balance 45,436 F1: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Restricted Stock Award. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Restricted Stock Award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2024 Filed Jun 18, 2024 23:36 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | SaleCommon Stock | 1,412 | $73.75 | $104,135.00 |
DisclosureSEC source: 0000833640-24-000126 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,436 F1 · shares: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Restricted Stock Award. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:55 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | GrantCommon Stock | 13,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000833640-24-000094 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,848 Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 02:16 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | SaleCommon Stock | 731 | $75.23 | $54,994.52 |
DisclosureSEC source: 0000833640-24-000046 · edgardoc.xml · nonDerivative · entry 3 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,828 F3 · shares: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Performance Stock Unit. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 02:16 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | GrantCommon Stock | 1,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000833640-24-000046 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,559 F2 · shares: The reporting person was granted a Performance Stock Unit. The Performance Stock Unit vests based on Power Integrations satisfaction of certain performance conditions. The performance conditions for 2023 were met. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 02:16 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | SaleCommon Stock | 996 | $80.06 | $79,739.56 |
DisclosureSEC source: 0000833640-24-000046 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,625 F1 · shares: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Restricted Stock Award. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 00:46 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | SaleCommon Stock | 853 | $75.42 | $64,333.26 |
DisclosureSEC source: 0000833640-24-000008 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,621 F1 · shares: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Restricted Stock Award. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 22:58 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | SaleCommon Stock | 1,381 | $91.43 | $126,264.00 |
DisclosureSEC source: 0000833640-23-000152 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,474 F1 · shares: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Restricted Stock Award. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 00:40 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | GrantCommon Stock | 9,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000833640-23-000062 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,855 Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 23:44 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | SaleCommon Stock | 524 | $85.20 | $44,643.65 |
DisclosureSEC source: 0000833640-23-000051 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,955 F2 · shares: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Performance Stock Unit. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 23:44 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000833640-23-000051 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,479 F1 · shares: The reporting person was granted a Performance Stock Unit. The Performance Stock Unit vests based on Power Integrations satisfaction of certain performance conditions. The performance conditions for 2022 were met. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 00:15 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | SaleCommon Stock | 818 | $89.06 | $72,850.34 |
DisclosureSEC source: 0000833640-23-000015 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,979 F1 · shares: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Restricted Stock Award. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 00:25 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | SaleCommon Stock | 1,369 | $77.00 | $105,413.00 |
DisclosureSEC source: 0000833640-22-000098 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,797 F1 · shares: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Restricted Stock Award. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:01 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | SaleCommon Stock | 1,829 | $85.15 | $155,736.97 |
DisclosureSEC source: 0000833640-22-000039 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,166 F1 · shares: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Performance Stock Unit. Read SEC document |
| February 07, 2022 Filed Feb 10, 2022 01:34 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | GrantCommon Stock | 4,846 | $0.00 | $0.00 |
DisclosureSEC source: 0000833640-22-000037 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,995 F1 · shares: The reporting person was granted a Performance Stock Unit. The Performance Stock Unit vests based on Power Integrations satisfaction of certain performance conditions. The performance conditions for 2021 were met. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 22:44 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | GrantCommon Stock | 8,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000833640-22-000010 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,149 Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:09 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | GrantCommon Stock | 15,749 | $0.00 | $0.00 |
DisclosureSEC source: 0000833640-21-000134 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,749 Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 18:07 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 11,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000071 · edgardoc.xml · derivative · entry 3 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 11,500 shares Expires 2024-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 18:07 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 3,977 | $12.00 | $47,724.00 |
DisclosureSEC source: 0001227025-21-000071 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,752 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 18:07 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 11,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000071 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 21:13 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 10,542 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000042 · edgardoc.xml · derivative · entry 3 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,542 shares Expires 2021-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: 100% of the underlying shares shall vest on the one-year anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 21:13 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 3,646 | $11.85 | $43,205.10 |
DisclosureSEC source: 0001227025-21-000042 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,229 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 21:13 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 10,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000042 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 17:11 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 24,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000036 · edgardoc.xml · derivative · entry 3 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,950 Underlying: Common Stock · 24,950 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 17:11 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 8,628 | $12.94 | $111,646.32 |
DisclosureSEC source: 0001227025-21-000036 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,333 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 17:11 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 24,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000036 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 17:49 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000016 · edgardoc.xml · derivative · entry 3 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 10,000 shares Expires 2025-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest 25% of the underlying shares on July 1, 2019, 25% on July 1, 2020, 25% on July 1, 2021 and 25% on July 1, 2022, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries and additionally subject to achievement of the performance conditions described in the next sentence. In addition to the foregoing time-based vesting conditions, these restricted stock units will vest if the 30-day weighted average closing price of the Company's common stock is equal to or greater than certain price targets per share (30% of the shares upon a $10 price target, 30% upon an $11 price target and 40% upon a $12 price target). Both the time-based vesting and the performance condition must be met for vesting of the applicable shares. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 17:49 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 3,447 | $12.53 | $43,190.91 |
DisclosureSEC source: 0001227025-21-000016 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,011 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 17:49 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000016 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 18:09 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000006 · edgardoc.xml · derivative · entry 3 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 15,000 shares Expires 2025-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest 25% of the underlying shares on July 1, 2019, 25% on July 1, 2020, 25% on July 1, 2021 and 25% on July 1, 2022, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries and additionally subject to achievement of the performance conditions described in the next sentence. In addition to the foregoing time-based vesting conditions, these restricted stock units will vest if the 30-day weighted average closing price of the Company's common stock is equal to or greater than certain price targets per share (30% of the shares upon a $10 price target, 30% upon an $11 price target and 40% upon a $12 price target). Both the time-based vesting and the performance condition must be met for vesting of the applicable shares. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 18:09 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 5,825 | $12.24 | $71,298.00 |
DisclosureSEC source: 0001227025-21-000006 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,458 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 18:09 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000006 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 18:33 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000136 · edgardoc.xml · derivative · entry 6 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F4 · derivative.exercise_date: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 18:33 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 2,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000136 · edgardoc.xml · derivative · entry 5 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,333 Underlying: Common Stock · 2,667 shares Expires 2022-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: The shares vest in three equal annual installments, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 18:33 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 923 | $8.92 | $8,233.16 |
DisclosureSEC source: 0001227025-20-000136 · edgardoc.xml · nonDerivative · entry 4 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,283 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 18:33 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000136 · edgardoc.xml · nonDerivative · entry 3 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 18:33 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 3,458 | $8.92 | $30,845.36 |
DisclosureSEC source: 0001227025-20-000136 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,539 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 18:33 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000136 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 21:11 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 6,299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000051 · edgardoc.xml · derivative · entry 3 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,299 shares Expires 2020-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: 100% of the underlying shares shall vest on the one-year anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date. Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 21:11 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 2,179 | $8.13 | $17,715.27 |
DisclosureSEC source: 0001227025-20-000051 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,997 F1 · shares: Represents shares reacquired by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 21:11 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 6,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000051 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 17:27 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 46,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000049 · edgardoc.xml · derivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 46,000 shares Expires 2024-04-09 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 17:19 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 10,542 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000038 · edgardoc.xml · derivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,542 Underlying: Common Stock · 10,542 shares Expires 2021-03-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: 100% of the underlying shares shall vest on the one-year anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date. Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 21:55 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 24,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000028 · edgardoc.xml · derivative · entry 3 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,900 Underlying: Common Stock · 24,950 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 21:55 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 8,928 | $5.66 | $50,532.48 |
DisclosureSEC source: 0001227025-20-000028 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,877 F1 · shares: Represents shares reacquired by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 21:55 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 24,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000028 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 20:57 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 3,414 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000008 · edgardoc.xml · derivative · entry 3 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,414 shares Expires 2020-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: 100% of the underlying shares shall vest on the six month anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 20:57 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 1,396 | $8.17 | $11,405.32 |
DisclosureSEC source: 0001227025-20-000008 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,855 F1 · shares: Represents shares reacquired by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 20:57 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 3,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000008 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 16:15 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 40,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001488795-19-000010 · edgardoc.xml · derivative · entry 3 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,414 Underlying: Common Stock · 40,000 shares Expires 2029-07-30 F3 · date: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 16:15 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 3,414 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001488795-19-000010 · edgardoc.xml · derivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,414 Underlying: Common Stock · 3,414 shares Expires 2029-07-30 F2 · date: 100% of the underlying shares shall vest on the six month anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.