Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEOPHOTONICS CORPNPTN · Entity 124843 | Senior VP, Global Sales | April 09, 2021 | April 13, 2021 |
| POWER INTEGRATIONS INCPOWI · Entity 4280 | VP, Worldwide Sales | June 17, 2024 | June 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEOPHOTONICS CORP
Report date April 09, 2021 · Filed April 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,752 |
Ending reported balance
After 2021-04-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-09 · Exercise / conversion · Acquired 11,500 · Balance 96,729 Row 2 · 2021-04-09 · Disposition to issuer · Disposed 3,977 · Balance 92,752 F1: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. |
| Restricted Stock Units (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-04-09 | Direct | 34,500 |
Reported balance
After 2021-04-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-09 · Exercise / conversion · Disposed 11,500 · Balance 34,500 F2: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
F2: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
F3: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.
POWER INTEGRATIONS INC
Report date June 17, 2024 · Filed June 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,436 |
Reported balance
After 2024-06-17 transaction · row 1
1 source rowRow 1 · 2024-06-17 · Sale · Disposed 1,412 · Balance 45,436 F1: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Restricted Stock Award. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the automatic sale of stock to cover the tax liability associated with the vesting of a Restricted Stock Award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2019 Filed Aug 1, 2019 16:15 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 8,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001488795-19-000010 · edgardoc.xml · derivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2029-07-30 F1 · date: The shares vest in three equal annual installments, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 16:53 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 6,299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-19-000027 · edgardoc.xml · derivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,299 Underlying: Common Stock · 6,299 shares Expires 2020-04-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: 100% of the underlying shares shall vest on the one-year anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date. Read SEC document |
| March 21, 2019 Filed Mar 21, 2019 20:49 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 24,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-19-000017 · edgardoc.xml · derivative · entry 3 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,850 Underlying: Common Stock · 24,950 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. Read SEC document |
| March 21, 2019 Filed Mar 21, 2019 20:49 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 9,113 | $6.28 | $57,229.64 |
DisclosureSEC source: 0001227025-19-000017 · edgardoc.xml · nonDerivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,837 F1 · shares: Represents shares reacquired by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Read SEC document |
| March 21, 2019 Filed Mar 21, 2019 20:49 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 24,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-19-000017 · edgardoc.xml · nonDerivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 21:36 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-18-000071 · edgardoc.xml · derivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-07-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest 25% of the underlying shares on July 1, 2019, 25% on July 1, 2020, 25% on July 1, 2021 and 25% on July 1, 2022, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries and additionally subject to achievement of the performance conditions described in the next sentence. In addition to the foregoing time-based vesting conditions, these restricted stock units will vest if the 30-day weighted average closing price of the Company's common stock is equal to or greater than certain price targets per share (30% of the shares upon a $10 price target, 30% upon an $11 price target and 40% upon a $12 price target). Both the time-based vesting and the performance condition must be met for vesting of the applicable shares. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 16:46 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 99,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-18-000015 · edgardoc.xml · derivative · entry 2 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,800 Underlying: Common Stock · 99,800 shares Expires 2022-03-21 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 16:46 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 83,200 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001227025-18-000015 · edgardoc.xml · derivative · entry 1 Yee Yang Chiah · CIK 0001735531 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,200 Underlying: Common Stock · 83,200 shares Expires 2028-03-21 F1 · derivative.exercise_date: Twenty-five percent (25%) of the underlying shares shall vest on the one year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares shall vest each month thereafter, subject to the recipient's continued service through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.