Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | Director | July 01, 2024 | July 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date July 01, 2024 · Filed July 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 2,857 |
Reported balance
After 2024-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-07-01 · Grant · Acquired 2,857 · Balance 2,857 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in cash on the last date that the Director renders services to the Company. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 2,857 |
Reported balance
After 2024-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-07-01 · Grant · Acquired 2,857 · Balance 2,857 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F3: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in cash on the last date that the Director renders services to the Company.
F3: The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of shareholders following the grant and are payable in shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2018 Filed Mar 21, 2018 20:58 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,250 | $26.59 | $33,237.50 |
DisclosureSEC source: 0001593968-18-000614 · primary_01.xml · nonDerivative · entry 5 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:58 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $35.17 | $175,850.00 |
DisclosureSEC source: 0001593968-18-000614 · primary_01.xml · nonDerivative · entry 4 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:58 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,500 | $28.06 | $70,150.00 |
DisclosureSEC source: 0001593968-18-000614 · primary_01.xml · nonDerivative · entry 3 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:58 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,250 | $29.68 | $37,100.00 |
DisclosureSEC source: 0001593968-18-000614 · primary_01.xml · nonDerivative · entry 2 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:58 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,500 | $24.94 | $62,350.00 |
DisclosureSEC source: 0001593968-18-000614 · primary_01.xml · nonDerivative · entry 1 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 00:06 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 5,000 | $36.65 | $183,228.00 |
DisclosureSEC source: 0001593968-17-001047 · primary_01.xml · nonDerivative · entry 1 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,940 F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.5000 to $37.0500. Price and share details are available upon request. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:50 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000871 · primary_01.xml · derivative · entry 2 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678 Underlying: SMTC · 1,678 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:50 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000871 · primary_01.xml · derivative · entry 1 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,958 Underlying: SMTC · 1,958 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:17 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,534 | $35.71 | $90,476.47 |
DisclosureSEC source: 0001593968-17-000806 · primary_01.xml · nonDerivative · entry 1 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,940 Read SEC document |
| June 14, 2017 Filed Jun 14, 2017 21:10 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Units · Derivative | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000047 · edgar.xml · derivative · entry 2 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 14, 2017 Filed Jun 14, 2017 21:10 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,534 | $36.50 | $92,491.00 |
DisclosureSEC source: 0001413753-17-000047 · edgar.xml · nonDerivative · entry 1 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $26.59 | $0.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · derivative · entry 15 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2020-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This award vests in four annual installments beginning on July 1, 2015. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $24.46 | $0.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · derivative · entry 14 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This award vests in four annual installments beginning on July 1, 2013. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $28.06 | $0.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · derivative · entry 13 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires 2021-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This award vests in four annual installments beginning on January 1, 2016. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $24.94 | $0.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · derivative · entry 12 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2020-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This award vests in four annual installments beginning on January 1, 2015. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,750 | $0.00 Strike: $29.68 | $0.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · derivative · entry 11 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 3,750 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This award vests in four annual installments beginning on January 1, 2014. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $25.25 | $0.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · derivative · entry 10 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This award vests in four annual installments beginning on January 1, 2013. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $27.60 | $0.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · derivative · entry 9 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2017-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This award vests in four annual installments beginning on July 1, 2012. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 25,000 | $30.40 | $759,900.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · nonDerivative · entry 8 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,940 F1 · price: This price reflects the weighted average of all sales for this day. The prices ranged from $30.1250 to $30.8250. Price and share details are available upon request. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,500 | $26.59 | $66,475.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · nonDerivative · entry 7 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $24.46 | $122,300.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · nonDerivative · entry 6 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,250 | $28.06 | $35,075.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · nonDerivative · entry 5 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,500 | $24.94 | $62,350.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · nonDerivative · entry 4 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,750 | $29.68 | $111,300.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · nonDerivative · entry 3 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $25.25 | $126,250.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · nonDerivative · entry 2 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 02:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $27.60 | $138,000.00 |
DisclosureSEC source: 0001413753-16-000210 · edgar.xml · nonDerivative · entry 1 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 20:54 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,750 | $0.00 Strike: $22.91 | $0.00 |
DisclosureSEC source: 0001413753-16-000194 · edgar.xml · derivative · entry 3 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This award vests in four annual installments beginning on January 1, 2012. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 20:54 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 6,795 | $27.73 | $188,438.94 |
DisclosureSEC source: 0001413753-16-000194 · edgar.xml · nonDerivative · entry 2 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,940 F1 · price: This price represents the weighted average of these sales. The prices ranged from $27.7310 to $27.7328. Price and share details are available upon request. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 20:54 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,750 | $22.91 | $85,912.50 |
DisclosureSEC source: 0001413753-16-000194 · edgar.xml · nonDerivative · entry 1 HANKIN ROCKELL N · CIK 0001189904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.