Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | July 01, 2024 | July 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date July 01, 2024 · Filed July 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,880 |
Ending reported balance
After 2024-07-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-07-01 · Exercise / conversion · Acquired 2,938 · Balance 43,323 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Row 2 · 2024-07-01 · Tax withholding · Disposed 1,350 · Balance 41,973 Row 3 · 2024-07-01 · Exercise / conversion · Acquired 1,679 · Balance 43,652 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Row 4 · 2024-07-01 · Tax withholding · Disposed 772 · Balance 42,880 |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 54,466 |
Reported balance
After 2024-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-07-01 · Exercise / conversion · Disposed 2,938 · Balance 54,466 F2: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 26,662 |
Reported balance
After 2024-07-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-07-01 · Exercise / conversion · Disposed 1,679 · Balance 26,662 F3: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 434.954 |
Reported balance
Holding disclosure · report date 2024-07-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 434.954 F4: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5: Includes a dividend of 2.406 shares. |
| 401(k) Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,825.7228 |
Reported balance
Holding disclosure · report date 2024-07-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,825.7228 F4: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F3: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F4: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F5: Includes a dividend of 2.406 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2021 Filed Sep 17, 2021 16:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 1.92 | $63.16 | $121.27 |
DisclosureSEC source: 0001127602-21-025467 · form4.xml · derivative · entry 3 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404.056 Underlying: Common Stock · 1.92 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 16:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Grant401(k) Plan Issuer Stock Units · Derivative | 2.3527 | $21.25 | $50.00 |
DisclosureSEC source: 0001127602-21-025467 · form4.xml · derivative · entry 2 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,814.4049 Underlying: Common Stock · 2.3527 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 16:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 1.866 | $64.98 | $121.25 |
DisclosureSEC source: 0001127602-21-024761 · form4.xml · derivative · entry 3 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402.136 Underlying: Common Stock · 1.866 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 16:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Grant401(k) Plan Issuer Stock Units · Derivative | 2.2884 | $21.85 | $50.00 |
DisclosureSEC source: 0001127602-21-024761 · form4.xml · derivative · entry 2 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,812.0522 Underlying: Common Stock · 2.2884 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 16:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 1.808 | $67.06 | $121.24 |
DisclosureSEC source: 0001127602-21-023870 · form4.xml · derivative · entry 3 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400.27 Underlying: Common Stock · 1.808 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 16:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Grant401(k) Plan Issuer Stock Units · Derivative | 2.2246 | $22.48 | $50.00 |
DisclosureSEC source: 0001127602-21-023870 · form4.xml · derivative · entry 2 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809.7638 Underlying: Common Stock · 2.2246 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 16:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 1.883 | $64.40 | $121.27 |
DisclosureSEC source: 0001127602-21-022917 · form4.xml · derivative · entry 3 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398.462 Underlying: Common Stock · 1.883 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 16:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Grant401(k) Plan Issuer Stock Units · Derivative | 2.3143 | $21.61 | $50.00 |
DisclosureSEC source: 0001127602-21-022917 · form4.xml · derivative · entry 2 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,807.5392 Underlying: Common Stock · 2.3143 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 16:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 1.936 | $62.63 | $121.25 |
DisclosureSEC source: 0001127602-21-022218 · form4.xml · derivative · entry 3 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396.579 Underlying: Common Stock · 1.936 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 16:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Grant401(k) Plan Issuer Stock Units · Derivative | 2.378 | $21.03 | $50.00 |
DisclosureSEC source: 0001127602-21-022218 · form4.xml · derivative · entry 2 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,805.2249 Underlying: Common Stock · 2.378 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 16:13 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 1.972 | $61.50 | $121.28 |
DisclosureSEC source: 0001127602-21-021228 · form4.xml · derivative · entry 3 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394.643 Underlying: Common Stock · 1.972 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes a dividend of 1.049 shares. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 16:13 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Grant401(k) Plan Issuer Stock Units · Derivative | 2.4201 | $20.66 | $50.00 |
DisclosureSEC source: 0001127602-21-021228 · form4.xml · derivative · entry 2 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802.8469 Underlying: Common Stock · 2.4201 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 17:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 2.345 | $64.19 | $150.53 |
DisclosureSEC source: 0001127602-21-020202 · form4.xml · derivative · entry 3 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391.622 Underlying: Common Stock · 2.345 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 17:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Grant401(k) Plan Issuer Stock Units · Derivative | 2.3234 | $21.52 | $50.00 |
DisclosureSEC source: 0001127602-21-020202 · form4.xml · derivative · entry 2 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800.4268 Underlying: Common Stock · 2.3234 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 16:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 2.805 | $65.52 | $183.78 |
DisclosureSEC source: 0001127602-21-018700 · form4.xml · derivative · entry 3 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389.277 Underlying: Common Stock · 2.805 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 16:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Grant401(k) Plan Issuer Stock Units · Derivative | 2.278 | $21.95 | $50.00 |
DisclosureSEC source: 0001127602-21-018700 · form4.xml · derivative · entry 2 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,798.1034 Underlying: Common Stock · 2.278 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Grant401(k) Plan Issuer Stock Units · Derivative | 2.1818 | $22.92 | $50.00 |
DisclosureSEC source: 0001127602-21-017171 · form4.xml · derivative · entry 4 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,795.8254 Underlying: Common Stock · 2.1818 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 2.675 | $68.68 | $183.72 |
DisclosureSEC source: 0001127602-21-017171 · form4.xml · derivative · entry 3 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386.472 Underlying: Common Stock · 2.675 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 30, 2021 Filed May 3, 2021 16:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 2.709 | $67.81 | $183.70 |
DisclosureSEC source: 0001127602-21-014923 · form4.xml · derivative · entry 2 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383.797 Underlying: Common Stock · 2.709 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 30, 2021 Filed May 18, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Grant401(k) Plan Issuer Stock Units · Derivative | 2.2098 | $22.63 | $50.00 |
DisclosureSEC source: 0001127602-21-017171 · form4.xml · derivative · entry 2 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793.6436 Underlying: Common Stock · 2.2098 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 2.702 | $68.00 | $183.74 |
DisclosureSEC source: 0001127602-21-013849 · form4.xml · derivative · entry 3 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381.088 Underlying: Common Stock · 2.702 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 15, 2021 Filed May 3, 2021 16:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Grant401(k) Plan Issuer Stock Units · Derivative | 2.2043 | $22.68 | $50.00 |
DisclosureSEC source: 0001127602-21-014923 · form4.xml · derivative · entry 3 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791.4338 Underlying: Common Stock · 2.2043 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 31, 2021 Filed Apr 16, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 3.147 | $63.64 | $200.28 |
DisclosureSEC source: 0001127602-21-013849 · form4.xml · derivative · entry 2 Grubka Robert L. · CIK 0001852036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378.386 Underlying: Common Stock · 3.147 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes a dividend of 0.815 shares. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 16:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance-Based Stock Options · Derivative | 27,800 | $0.00 Strike: $37.60 | $0.00 |
DisclosureSEC source: 0001127602-21-011413 · form4.xml · derivative · entry 4 Grubka Robert L. · CIK 0001852036 · CEO, Health Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,800 shares Expires 2025-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the options were exercisable on March 31, 2018. 75% of the options were exercisable on June 30, 2018. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 16:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 6,251 | $64.11 | $400,760.99 |
DisclosureSEC source: 0001127602-21-011413 · form4.xml · nonDerivative · entry 3 Grubka Robert L. · CIK 0001852036 · CEO, Health Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,139 F2 · price: This transaction was executed in multiple trades at prices ranging from $64.1101 to $64.1370. The price report represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC Staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 16:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 21,549 | $64.10 | $1,381,290.90 |
DisclosureSEC source: 0001127602-21-011413 · form4.xml · nonDerivative · entry 2 Grubka Robert L. · CIK 0001852036 · CEO, Health Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,390 F1 · price: These common shares were delivered to the issuer to pay the options' exercise price and applicable tax due upon vesting of the stock options. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 16:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 27,800 | $37.60 | $1,045,280.00 |
DisclosureSEC source: 0001127602-21-011413 · form4.xml · nonDerivative · entry 1 Grubka Robert L. · CIK 0001852036 · CEO, Health Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.