Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 02, 2024 | July 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 02, 2024 · Filed July 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 795,499 |
Reported balance
After 2024-07-02 transaction · row 1
1 source rowRow 1 · 2024-07-02 · Other · Acquired 463,676 · Balance 795,499 F1: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets. |
| Class A CommonSEC Table I · non-derivative | Indirect2023 GRAT | 0 |
Reported balance
After 2024-07-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-07-02 · Other · Disposed 313,676 · Balance 0 F1: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets. |
| Class A CommonSEC Table I · non-derivative | Indirect2023 GRAT #2 | 0 |
Reported balance
After 2024-07-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-07-02 · Other · Disposed 150,000 · Balance 0 F1: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets. |
| Class A CommonSEC Table I · non-derivative | Indirect2020 Trust fbo Child-1 | 29,745 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 29,745 |
| Class A CommonSEC Table I · non-derivative | Indirect2020 Trust fbo Child-2 | 29,745 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 29,745 |
| Class A CommonSEC Table I · non-derivative | Indirect2020 Trust fbo Child-3 | 29,745 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 29,745 |
| Class A CommonSEC Table I · non-derivative | Indirect2020 Trust fbo Child-4 | 29,745 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 29,745 |
| Class A CommonSEC Table I · non-derivative | Indirect2015 Trust | 40,878 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 40,878 |
| Class A CommonSEC Table I · non-derivative | IndirectHebe Trust | 10,624 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 10,624 |
| Class A CommonSEC Table I · non-derivative | IndirectHedge Street Partners LLC | 36,104 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 36,104 |
| Class A CommonSEC Table I · non-derivative | IndirectSKCJ Investments LLC | 228,302 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 228,302 |
| Class A CommonSEC Table I · non-derivative | Indirect2021 Trust fbo Child-1 | 47,500 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 47,500 |
| Class A CommonSEC Table I · non-derivative | Indirect2021 Trust fbo Child-2 | 47,500 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 47,500 |
| Class A CommonSEC Table I · non-derivative | Indirect2021 Trust fbo Child-3 | 47,500 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 47,500 |
| Class A CommonSEC Table I · non-derivative | Indirect2021 Trust fbo Child-4 | 47,500 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 47,500 |
Filing footnotes · ownership attribution and instrument terms
F1: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2018 Filed Jul 30, 2018 23:06 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 1,060.8856 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000144 · wf-form4_153299195731476.xml · derivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060.8856 Underlying: Class A Common · 1,060.8856 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Read SEC document |
| April 12, 2018 Filed Jun 14, 2018 00:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 681,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 5 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,321 Read SEC document |
| January 09, 2018 Filed Jun 14, 2018 00:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 362,302 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 4 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,821 F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 420,830 additional shares in the February 2018 stock split and to correct a prior minor mathematical error. All transactions reported on this form that occurred before the stock split are presented on a pre-split basis. Read SEC document |
| January 09, 2018 Filed Jun 14, 2018 00:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 701,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 2 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,132 Read SEC document |
| January 04, 2018 Filed Jun 14, 2018 00:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,792 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 3 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,340 Read SEC document |
| January 04, 2018 Filed Jun 14, 2018 00:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,482 Read SEC document |
| December 14, 2017 Filed Jun 14, 2018 00:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 6 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,097 F2 · balance_after: Total has been updated to reflect the acquisition of 1,819 additional shares in the February 2018 stock split. Read SEC document |
| February 15, 2017 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 12 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Child-2 account Disclosed balance after: 1,177 Read SEC document |
| February 15, 2017 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 9 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Child-1 account Disclosed balance after: 3,337 Read SEC document |
| February 15, 2017 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 5 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,036 Read SEC document |
| January 12, 2017 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 11 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Child-2 account Disclosed balance after: 602 Read SEC document |
| January 12, 2017 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 8 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Child-1 account Disclosed balance after: 2,762 F2 · balance_after: Reflects the acquisition of 1,080 additional shares in the August 2016 stock split. Read SEC document |
| January 12, 2017 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 4 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,336 Read SEC document |
| December 22, 2016 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 17 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,858 Read SEC document |
| December 16, 2016 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 309 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 16 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,551 F5 · balance_after: Reflects the acquisition of 3,121 additional shares in the August 2016 stock split. Read SEC document |
| August 11, 2016 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 72,684 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 13 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,680 F4 · balance_after: Reflects the acquisiton of 103,840 additional shares in the August 2016 stock split. Read SEC document |
| August 11, 2016 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 51,135 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 3 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,734 F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 207,367 additional shares. Read SEC document |
| May 24, 2016 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 27,657 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 19 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SKCJ Investments LLC Disclosed balance after: 55,314 F7 · balance_after: Reflects the acquisition of 27,657 additional shares in the August 2016 stock split. Read SEC document |
| May 24, 2016 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 114,151 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 10 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SKCJ Investments LLC Disclosed balance after: 228,302 F3 · balance_after: Reflects the acquisition of 114,151 additional shares in the August 2016 stock split. Read SEC document |
| April 12, 2016 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 150 | $95.76 | $14,364.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 18 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2015 Trust Disclosed balance after: 9,918 F6 · balance_after: Reflects the acquisition of 5,109 additional shares in the August 2016 stock split. Read SEC document |
| January 08, 2016 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 7 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Child-1 account Disclosed balance after: 1,080 Read SEC document |
| January 08, 2016 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 2 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,232 Read SEC document |
| January 07, 2016 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 6 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Child-1 account Disclosed balance after: 1,076 Read SEC document |
| January 07, 2016 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,228 Read SEC document |
| December 24, 2015 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 15 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,121 Read SEC document |
| December 21, 2015 Filed Jun 14, 2017 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000125 · wf-form4_149747813123646.xml · nonDerivative · entry 14 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,115 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.