Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | Director | June 04, 2019 | June 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date June 04, 2019 · Filed June 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 242,369 |
Ending reported balance
After 2019-06-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-06-04 · Exercise / conversion · Acquired 250,000 · Balance 492,369 Row 2 · 2019-06-04 · Sale · Disposed 250,000 · Balance 242,369 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2019-06-05 · Exercise / conversion · Acquired 250,000 · Balance 492,369 Row 4 · 2019-06-05 · Sale · Disposed 250,000 · Balance 242,369 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F3: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.84 · Expires 2023-07-30 | Direct | 1,250,000 |
Reported balance
After 2019-06-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-04 · Exercise / conversion · Disposed 250,000 · Balance 1,250,000 F4: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.84 · Expires 2023-07-30 | Direct | 1,000,000 |
Reported balance
After 2019-06-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-05 · Exercise / conversion · Disposed 250,000 · Balance 1,000,000 F4: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
U.S. SILICA HOLDINGS, INC.
Report date July 31, 2024 · Filed August 01, 2024
Section 16 reporting ended · disclosed 2024-08-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-07-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-07-31 · Disposition to issuer · Disposed 52,022 · Balance 13,548 F1: Represents shares of U.S. Silica Holdings, Inc. (the "Issuer") common stock, par value $0.01 per share (the "Shares"), disposed of in connection with the Agreement and Plan of Merger, dated as of April 26, 2024 (the "Merger Agreement"), by and among the Issuer, Star Holding LLC and Star Merger Co. In accordance with the Merger Agreement, at the effective time (the "Effective Time") of the merger contemplated thereby (the "Merger"), each Share held by the reporting person was converted into the right to receive $15.50 per share in cash (the "Merger Consideration"), without interest and subject to any required withholding taxes. Row 2 · 2024-07-31 · Disposition to issuer · Disposed 13,548 · Balance 0 F2: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award (excluding any performance share unit award) issued pursuant to the U.S. Silica Holdings, Inc. 2011 Incentive Compensation Plan, as amended and restated from time to time (the "Company Equity Plan") (each an "RSU"), that was outstanding as of immediately prior to the Effective Time vested in full and was cancelled in exchange for the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares subject to such RSU immediately prior to the Effective Time multiplied by (y) the Merger Consideration less (z) any applicable taxes required to be withheld with respect to such payment. |
| Common StockSEC Table I · non-derivative | Indirectby Cliff Liquid Investments LP | 0 |
Reported balance
After 2024-07-31 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-07-31 · Disposition to issuer · Disposed 88,114 · Balance 0 F1: Represents shares of U.S. Silica Holdings, Inc. (the "Issuer") common stock, par value $0.01 per share (the "Shares"), disposed of in connection with the Agreement and Plan of Merger, dated as of April 26, 2024 (the "Merger Agreement"), by and among the Issuer, Star Holding LLC and Star Merger Co. In accordance with the Merger Agreement, at the effective time (the "Effective Time") of the merger contemplated thereby (the "Merger"), each Share held by the reporting person was converted into the right to receive $15.50 per share in cash (the "Merger Consideration"), without interest and subject to any required withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of U.S. Silica Holdings, Inc. (the "Issuer") common stock, par value $0.01 per share (the "Shares"), disposed of in connection with the Agreement and Plan of Merger, dated as of April 26, 2024 (the "Merger Agreement"), by and among the Issuer, Star Holding LLC and Star Merger Co. In accordance with the Merger Agreement, at the effective time (the "Effective Time") of the merger contemplated thereby (the "Merger"), each Share held by the reporting person was converted into the right to receive $15.50 per share in cash (the "Merger Consideration"), without interest and subject to any required withholding taxes.
F2: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award (excluding any performance share unit award) issued pursuant to the U.S. Silica Holdings, Inc. 2011 Incentive Compensation Plan, as amended and restated from time to time (the "Company Equity Plan") (each an "RSU"), that was outstanding as of immediately prior to the Effective Time vested in full and was cancelled in exchange for the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares subject to such RSU immediately prior to the Effective Time multiplied by (y) the Merger Consideration less (z) any applicable taxes required to be withheld with respect to such payment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2019 Filed Jan 18, 2019 18:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 126,862 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-19-004611 · doc4.xml · derivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,287 Underlying: Common Shares · 126,862 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 18:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 126,862 | $25.05 | $3,177,893.10 |
DisclosureSEC source: 0001209191-19-004611 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,828 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.13. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 18:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 126,862 | $8.88 | $1,126,534.56 |
DisclosureSEC source: 0001209191-19-004611 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 18:25 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 167,920 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-19-003792 · doc4.xml · derivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,149 Underlying: Common Shares · 167,920 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 18:25 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 167,920 | $25.05 | $4,206,396.00 |
DisclosureSEC source: 0001209191-19-003792 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,828 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.17. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 18:25 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 167,920 | $8.88 | $1,491,129.60 |
DisclosureSEC source: 0001209191-19-003792 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2019 Filed Jan 10, 2019 18:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 131,730 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-19-003310 · doc4.xml · derivative · entry 9 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,069 Underlying: Common Shares · 131,730 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| January 10, 2019 Filed Jan 10, 2019 18:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 131,730 | $25.04 | $3,298,519.20 |
DisclosureSEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 6 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,828 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.15. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 10, 2019 Filed Jan 10, 2019 18:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 131,730 | $8.88 | $1,169,762.40 |
DisclosureSEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 5 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2019 Filed Jan 10, 2019 18:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 71,897 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-19-003310 · doc4.xml · derivative · entry 8 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,799 Underlying: Common Shares · 71,897 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| January 09, 2019 Filed Jan 10, 2019 18:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 71,897 | $25.02 | $1,798,862.94 |
DisclosureSEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 4 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,828 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.09. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 09, 2019 Filed Jan 10, 2019 18:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 71,897 | $8.88 | $638,445.36 |
DisclosureSEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 18:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 1,591 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-19-003310 · doc4.xml · derivative · entry 7 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,696 Underlying: Common Shares · 1,591 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 18:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,591 | $25.01 | $39,790.91 |
DisclosureSEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,828 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.01 to $25.05. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 18:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 1,591 | $8.88 | $14,128.08 |
DisclosureSEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 16:07 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 250,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-18-050039 · doc4.xml · derivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,287 Underlying: Common Shares · 250,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 16:07 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 250,000 | $29.78 | $7,445,000.00 |
DisclosureSEC source: 0001209191-18-050039 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,828 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.54 to $29.89. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 16:07 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 250,000 | $8.88 | $2,220,000.00 |
DisclosureSEC source: 0001209191-18-050039 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:06 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049983 · doc4.xml · derivative · entry 4 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,180 Underlying: Common Shares · 2,180 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F5 · derivative.exercise_date: This restricted stock unit grant vests in full on February 21, 2019. F5 · derivative.expiration_date: This restricted stock unit grant vests in full on February 21, 2019. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:06 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 250,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-18-049983 · doc4.xml · derivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,287 Underlying: Common Shares · 250,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:06 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 250,000 | $29.73 | $7,432,500.00 |
DisclosureSEC source: 0001209191-18-049983 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,828 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.50 to $30.43. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:06 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 250,000 | $8.88 | $2,220,000.00 |
DisclosureSEC source: 0001209191-18-049983 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 89,745 | $31.12 | $2,792,864.40 |
DisclosureSEC source: 0001209191-18-030598 · doc4.xml · nonDerivative · entry 5 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,828 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.77 to $31.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 89,745 | $31.12 | $2,792,864.40 |
DisclosureSEC source: 0001209191-18-030598 · doc4.xml · nonDerivative · entry 4 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,573 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy tax obligation on vesting. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.77 to $31.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 14, 2018 Filed May 16, 2018 17:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 200,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-18-030598 · doc4.xml · derivative · entry 6 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,287 Underlying: Common Shares · 200,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| May 14, 2018 Filed May 16, 2018 17:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 200,000 | $31.30 | $6,260,000.00 |
DisclosureSEC source: 0001209191-18-030598 · doc4.xml · nonDerivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,318 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.11 to $31.65. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 14, 2018 Filed May 16, 2018 17:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 200,000 | $8.88 | $1,776,000.00 |
DisclosureSEC source: 0001209191-18-030598 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:12 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | GrantRestricted Stock Units · Derivative | 6,237 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012681 · doc4.xml · derivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,237 Underlying: Common Stock · 6,237 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: Restricted Stock Units granted on May 10, 2018 and vesting on May 10, 2019. F2 · derivative.expiration_date: Restricted Stock Units granted on May 10, 2018 and vesting on May 10, 2019. Read SEC document |
| May 10, 2018 Filed May 13, 2019 16:00 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | Exercise / conversionRestricted Stock Units · Derivative | 6,237 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-19-013191 · doc4.xml · derivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. F3 · price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: Scheduled vesting of restricted stock units granted on May 10, 2018. F2 · derivative.expiration_date: Scheduled vesting of restricted stock units granted on May 10, 2018. Read SEC document |
| May 08, 2018 Filed May 16, 2018 17:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GiftCommon Shares | 11,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030598 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,318 Read SEC document |
| May 04, 2018 Filed May 8, 2018 16:05 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | Exercise / conversionRestricted Stock Units · Derivative | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011841 · doc4.xml · derivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300 Underlying: Common Stock · 1,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. F3 · derivative.exercise_date: Restricted Stock Units granted on May 4, 2018 and vesting in three equal installments on the anniversaries of the grant date. F3 · derivative.expiration_date: Restricted Stock Units granted on May 4, 2018 and vesting in three equal installments on the anniversaries of the grant date. Read SEC document |
| May 04, 2018 Filed May 8, 2018 16:05 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | Exercise / conversionCommon Stock | 1,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-011841 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Scheduled vesting of restricted stock units granted on May 4, 2017. Read SEC document |
| May 04, 2018 Filed May 9, 2018 19:43 UTC Amendment | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | Exercise / conversionRestricted Stock Units · Derivative | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012185 · doc4a.xml · derivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Underlying: Common Stock · 3,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. F3 · derivative.exercise_date: Restricted Stock Units granted on May 4, 2018 and vesting in three equal installments on the anniversaries of the grant date. F3 · derivative.expiration_date: Restricted Stock Units granted on May 4, 2018 and vesting in three equal installments on the anniversaries of the grant date. Read SEC document |
| May 04, 2018 Filed May 9, 2018 19:43 UTC Amendment | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | Exercise / conversionCommon Stock | 3,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-012185 · doc4a.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Scheduled vesting of restricted stock units granted on May 4, 2017. Read SEC document |
| February 07, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 8,045 | $30.60 | $246,177.00 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 10 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,608 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.05 to $30.86. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 07, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 8,046 | $30.60 | $246,207.60 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 9 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,653 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.04 to $30.83. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 200,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · derivative · entry 12 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352,287 Underlying: Common Shares · 200,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 183,340 | $0.00 Strike: $29.81 | $0.00 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · derivative · entry 11 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,340 Underlying: Common Shares · 183,340 shares Expires 2028-02-04 F10 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 9,401 | $30.91 | $290,584.91 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 8 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,699 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.86 to $31.06. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 190,599 | $30.55 | $5,822,799.45 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 7 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,100 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.86 to $30.858. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 200,000 | $8.88 | $1,776,000.00 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 6 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 9,859 | $30.65 | $302,178.35 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 5 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,699 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.36 to $31.04. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 9,860 | $30.66 | $302,307.60 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 4 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,558 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.36 to $31.05. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 48,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,418 F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 96,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,196 F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020. Read SEC document |
| January 11, 2018 Filed Feb 7, 2018 20:11 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GiftCommon Shares | 6,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,752 Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 17:01 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | PurchaseCommon Stock | 3,300 | $33.99 | $112,167.00 |
DisclosureSEC source: 0001209191-17-065469 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,829 Read SEC document |
| May 15, 2017 Filed May 16, 2017 16:42 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 179,487 | $31.32 | $5,621,532.84 |
DisclosureSEC source: 0001209191-17-032705 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,907 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.20 to $31.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:10 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | Exercise / conversionRestricted Stock Units · Derivative | 6,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030577 · doc4.xml · derivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: Restricted Stock Units granted on May 5, 2016 and vesting on May 5, 2017. F4 · derivative.expiration_date: Restricted Stock Units granted on May 5, 2016 and vesting on May 5, 2017. Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:10 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | Exercise / conversionCommon Stock | 6,568 | $37.15 | $244,001.20 |
DisclosureSEC source: 0001209191-17-030577 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Scheduled vesting of restricted stock units granted May 5, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.