Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | Director | June 04, 2019 | June 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date June 04, 2019 · Filed June 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 242,369 |
Ending reported balance
After 2019-06-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-06-04 · Exercise / conversion · Acquired 250,000 · Balance 492,369 Row 2 · 2019-06-04 · Sale · Disposed 250,000 · Balance 242,369 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2019-06-05 · Exercise / conversion · Acquired 250,000 · Balance 492,369 Row 4 · 2019-06-05 · Sale · Disposed 250,000 · Balance 242,369 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F3: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.84 · Expires 2023-07-30 | Direct | 1,250,000 |
Reported balance
After 2019-06-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-04 · Exercise / conversion · Disposed 250,000 · Balance 1,250,000 F4: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.84 · Expires 2023-07-30 | Direct | 1,000,000 |
Reported balance
After 2019-06-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-05 · Exercise / conversion · Disposed 250,000 · Balance 1,000,000 F4: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
U.S. SILICA HOLDINGS, INC.
Report date July 31, 2024 · Filed August 01, 2024
Section 16 reporting ended · disclosed 2024-08-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-07-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-07-31 · Disposition to issuer · Disposed 52,022 · Balance 13,548 F1: Represents shares of U.S. Silica Holdings, Inc. (the "Issuer") common stock, par value $0.01 per share (the "Shares"), disposed of in connection with the Agreement and Plan of Merger, dated as of April 26, 2024 (the "Merger Agreement"), by and among the Issuer, Star Holding LLC and Star Merger Co. In accordance with the Merger Agreement, at the effective time (the "Effective Time") of the merger contemplated thereby (the "Merger"), each Share held by the reporting person was converted into the right to receive $15.50 per share in cash (the "Merger Consideration"), without interest and subject to any required withholding taxes. Row 2 · 2024-07-31 · Disposition to issuer · Disposed 13,548 · Balance 0 F2: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award (excluding any performance share unit award) issued pursuant to the U.S. Silica Holdings, Inc. 2011 Incentive Compensation Plan, as amended and restated from time to time (the "Company Equity Plan") (each an "RSU"), that was outstanding as of immediately prior to the Effective Time vested in full and was cancelled in exchange for the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares subject to such RSU immediately prior to the Effective Time multiplied by (y) the Merger Consideration less (z) any applicable taxes required to be withheld with respect to such payment. |
| Common StockSEC Table I · non-derivative | Indirectby Cliff Liquid Investments LP | 0 |
Reported balance
After 2024-07-31 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-07-31 · Disposition to issuer · Disposed 88,114 · Balance 0 F1: Represents shares of U.S. Silica Holdings, Inc. (the "Issuer") common stock, par value $0.01 per share (the "Shares"), disposed of in connection with the Agreement and Plan of Merger, dated as of April 26, 2024 (the "Merger Agreement"), by and among the Issuer, Star Holding LLC and Star Merger Co. In accordance with the Merger Agreement, at the effective time (the "Effective Time") of the merger contemplated thereby (the "Merger"), each Share held by the reporting person was converted into the right to receive $15.50 per share in cash (the "Merger Consideration"), without interest and subject to any required withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of U.S. Silica Holdings, Inc. (the "Issuer") common stock, par value $0.01 per share (the "Shares"), disposed of in connection with the Agreement and Plan of Merger, dated as of April 26, 2024 (the "Merger Agreement"), by and among the Issuer, Star Holding LLC and Star Merger Co. In accordance with the Merger Agreement, at the effective time (the "Effective Time") of the merger contemplated thereby (the "Merger"), each Share held by the reporting person was converted into the right to receive $15.50 per share in cash (the "Merger Consideration"), without interest and subject to any required withholding taxes.
F2: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award (excluding any performance share unit award) issued pursuant to the U.S. Silica Holdings, Inc. 2011 Incentive Compensation Plan, as amended and restated from time to time (the "Company Equity Plan") (each an "RSU"), that was outstanding as of immediately prior to the Effective Time vested in full and was cancelled in exchange for the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares subject to such RSU immediately prior to the Effective Time multiplied by (y) the Merger Consideration less (z) any applicable taxes required to be withheld with respect to such payment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2017 Filed May 8, 2017 16:10 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | GrantRestricted Stock Units · Derivative | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030577 · doc4.xml · derivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,450 Underlying: Common Stock · 3,450 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. F3 · derivative.exercise_date: Restricted Stock Units granted on May 4, 2017 and vesting on May 4, 2018. F3 · derivative.expiration_date: Restricted Stock Units granted on May 4, 2017 and vesting on May 4, 2018. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 17:32 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 187,164 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008798 · doc4.xml · derivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,164 Underlying: Common Shares · 187,164 shares Expires 2027-02-05 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 17:32 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 48,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008798 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,394 F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 17:32 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 97,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008798 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,633 F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 19:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 10,045 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · derivative · entry 10 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,552,287 Underlying: Common Shares · 10,045 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 19:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 14,192 | $0.00 Strike: $7.21 | $0.00 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · derivative · entry 9 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,192 shares Expires 2024-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 19:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 24,237 | $28.05 | $679,847.85 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 6 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,110 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.96 to $28.26. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 19:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 10,045 | $8.88 | $89,199.60 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 5 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 19:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 14,192 | $7.21 | $102,324.32 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 4 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 109,812 | $0.00 Strike: $7.21 | $0.00 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · derivative · entry 8 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,192 Underlying: Common Shares · 109,812 shares Expires 2024-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 165,951 | $0.00 Strike: $5.92 | $0.00 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · derivative · entry 7 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 165,951 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 275,763 | $28.06 | $7,737,909.78 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,110 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.91 to $28.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 109,812 | $7.21 | $791,744.52 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 165,951 | $5.92 | $982,429.92 |
DisclosureSEC source: 0001209191-16-145164 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.