Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | Director | June 04, 2019 | June 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date June 04, 2019 · Filed June 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 242,369 |
Ending reported balance
After 2019-06-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-06-04 · Exercise / conversion · Acquired 250,000 · Balance 492,369 Row 2 · 2019-06-04 · Sale · Disposed 250,000 · Balance 242,369 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2019-06-05 · Exercise / conversion · Acquired 250,000 · Balance 492,369 Row 4 · 2019-06-05 · Sale · Disposed 250,000 · Balance 242,369 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F3: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.84 · Expires 2023-07-30 | Direct | 1,250,000 |
Reported balance
After 2019-06-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-04 · Exercise / conversion · Disposed 250,000 · Balance 1,250,000 F4: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.84 · Expires 2023-07-30 | Direct | 1,000,000 |
Reported balance
After 2019-06-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-05 · Exercise / conversion · Disposed 250,000 · Balance 1,000,000 F4: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
U.S. SILICA HOLDINGS, INC.
Report date July 31, 2024 · Filed August 01, 2024
Section 16 reporting ended · disclosed 2024-08-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-07-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-07-31 · Disposition to issuer · Disposed 52,022 · Balance 13,548 F1: Represents shares of U.S. Silica Holdings, Inc. (the "Issuer") common stock, par value $0.01 per share (the "Shares"), disposed of in connection with the Agreement and Plan of Merger, dated as of April 26, 2024 (the "Merger Agreement"), by and among the Issuer, Star Holding LLC and Star Merger Co. In accordance with the Merger Agreement, at the effective time (the "Effective Time") of the merger contemplated thereby (the "Merger"), each Share held by the reporting person was converted into the right to receive $15.50 per share in cash (the "Merger Consideration"), without interest and subject to any required withholding taxes. Row 2 · 2024-07-31 · Disposition to issuer · Disposed 13,548 · Balance 0 F2: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award (excluding any performance share unit award) issued pursuant to the U.S. Silica Holdings, Inc. 2011 Incentive Compensation Plan, as amended and restated from time to time (the "Company Equity Plan") (each an "RSU"), that was outstanding as of immediately prior to the Effective Time vested in full and was cancelled in exchange for the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares subject to such RSU immediately prior to the Effective Time multiplied by (y) the Merger Consideration less (z) any applicable taxes required to be withheld with respect to such payment. |
| Common StockSEC Table I · non-derivative | Indirectby Cliff Liquid Investments LP | 0 |
Reported balance
After 2024-07-31 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-07-31 · Disposition to issuer · Disposed 88,114 · Balance 0 F1: Represents shares of U.S. Silica Holdings, Inc. (the "Issuer") common stock, par value $0.01 per share (the "Shares"), disposed of in connection with the Agreement and Plan of Merger, dated as of April 26, 2024 (the "Merger Agreement"), by and among the Issuer, Star Holding LLC and Star Merger Co. In accordance with the Merger Agreement, at the effective time (the "Effective Time") of the merger contemplated thereby (the "Merger"), each Share held by the reporting person was converted into the right to receive $15.50 per share in cash (the "Merger Consideration"), without interest and subject to any required withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of U.S. Silica Holdings, Inc. (the "Issuer") common stock, par value $0.01 per share (the "Shares"), disposed of in connection with the Agreement and Plan of Merger, dated as of April 26, 2024 (the "Merger Agreement"), by and among the Issuer, Star Holding LLC and Star Merger Co. In accordance with the Merger Agreement, at the effective time (the "Effective Time") of the merger contemplated thereby (the "Merger"), each Share held by the reporting person was converted into the right to receive $15.50 per share in cash (the "Merger Consideration"), without interest and subject to any required withholding taxes.
F2: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award (excluding any performance share unit award) issued pursuant to the U.S. Silica Holdings, Inc. 2011 Incentive Compensation Plan, as amended and restated from time to time (the "Company Equity Plan") (each an "RSU"), that was outstanding as of immediately prior to the Effective Time vested in full and was cancelled in exchange for the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares subject to such RSU immediately prior to the Effective Time multiplied by (y) the Merger Consideration less (z) any applicable taxes required to be withheld with respect to such payment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2024 Filed Aug 1, 2024 17:28 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | Disposition to issuerCommon Stock | 88,114 | $15.50 | $1,365,767.00 |
DisclosureSEC source: 0000950170-24-089460 · ownership.xml · nonDerivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cliff Liquid Investments LP Disclosed balance after: 0 F1 · price: Represents shares of U.S. Silica Holdings, Inc. (the "Issuer") common stock, par value $0.01 per share (the "Shares"), disposed of in connection with the Agreement and Plan of Merger, dated as of April 26, 2024 (the "Merger Agreement"), by and among the Issuer, Star Holding LLC and Star Merger Co. In accordance with the Merger Agreement, at the effective time (the "Effective Time") of the merger contemplated thereby (the "Merger"), each Share held by the reporting person was converted into the right to receive $15.50 per share in cash (the "Merger Consideration"), without interest and subject to any required withholding taxes. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 17:28 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | Disposition to issuerCommon Stock | 13,548 | $15.50 | $209,994.00 |
DisclosureSEC source: 0000950170-24-089460 · ownership.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award (excluding any performance share unit award) issued pursuant to the U.S. Silica Holdings, Inc. 2011 Incentive Compensation Plan, as amended and restated from time to time (the "Company Equity Plan") (each an "RSU"), that was outstanding as of immediately prior to the Effective Time vested in full and was cancelled in exchange for the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares subject to such RSU immediately prior to the Effective Time multiplied by (y) the Merger Consideration less (z) any applicable taxes required to be withheld with respect to such payment. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 17:28 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | Disposition to issuerCommon Stock | 52,022 | $15.50 | $806,341.00 |
DisclosureSEC source: 0000950170-24-089460 · ownership.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,548 F1 · price: Represents shares of U.S. Silica Holdings, Inc. (the "Issuer") common stock, par value $0.01 per share (the "Shares"), disposed of in connection with the Agreement and Plan of Merger, dated as of April 26, 2024 (the "Merger Agreement"), by and among the Issuer, Star Holding LLC and Star Merger Co. In accordance with the Merger Agreement, at the effective time (the "Effective Time") of the merger contemplated thereby (the "Merger"), each Share held by the reporting person was converted into the right to receive $15.50 per share in cash (the "Merger Consideration"), without interest and subject to any required withholding taxes. Read SEC document |
| July 23, 2024 Filed Jul 23, 2024 16:24 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | GiftCommon Stock | 3,280 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-085656 · ownership.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,570 F1 · shares: Gifted to a charitable organization. Read SEC document |
| May 09, 2024 Filed May 10, 2024 16:30 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | GrantCommon Stock | 13,548 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-057871 · ownership.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,850 F1 · shares: Restricted Stock Units granted on May 9, 2024 and vesting on May 9, 2025 Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:42 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | GrantCommon Stock | 16,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029491 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,302 F1 · shares: Restricted Stock Units granted on May 11, 2023 and vesting on May 11, 2024. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 16:21 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | SaleCommon Stock | 32,000 | $14.75 | $472,000.00 |
DisclosureSEC source: 0001209191-22-047018 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cliff Liquid Investments LP Disclosed balance after: 88,114 F1 · price: This is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.70 to $14.83. The reporting person undertakes to provide to U.S. Silica Holdings Inc., or any stockholder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price F2 · ownership.nature: Mr. Shaver previously transferred 120,114 shares of Common Stock to Cliff Liquid Investments LP. The change in ownership form of these shares from direct to indirect has not previously been reflected in Mr. Shaver's Form 4 filings. Read SEC document |
| August 05, 2022 Filed Aug 5, 2022 16:10 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | SaleCommon Stock | 24,171 | $14.62 | $353,380.02 |
DisclosureSEC source: 0001209191-22-044563 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,508 F2 · price: This is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.31 to $14.73. The reporting person undertakes to provide to U.S. Silica Holdings Inc., or any stockholder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 16:10 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | SaleCommon Stock | 25,829 | $14.06 | $363,155.74 |
DisclosureSEC source: 0001209191-22-044563 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,679 F1 · price: This is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.155. The reporting person undertakes to provide to U.S. Silica Holdings Inc., or any stockholder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 12, 2022 Filed May 16, 2022 08:15 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | GrantCommon Stock | 10,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012471 · form4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,508 F2 · shares: Restricted Stock Units granted on May 12, 2022 and vesting on May 12, 2023. Read SEC document |
| March 29, 2022 Filed May 16, 2022 08:15 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | GiftCommon Stock | 11,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012471 · form4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,841 F1 · shares: Gifted to a charitable organization. Read SEC document |
| May 17, 2021 Filed May 19, 2021 09:58 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | GiftCommon Stock | 43,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033868 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,503 F1 · balance_after: Includes 15,990 Restricted Stock Units granted on May 13, 2021 and vesting on May 13, 2022. Read SEC document |
| May 13, 2021 Filed May 14, 2021 16:49 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | GrantCommon Stock | 15,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032768 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,503 F1 · shares: Restricted Stock Units granted on May 13, 2021 and vesting on May 13, 2022. Read SEC document |
| May 07, 2020 Filed May 11, 2020 17:59 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | GrantCommon Stock | 112,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028368 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,513 F1 · shares: Restricted Stock Units granted on May 7, 2020 and vesting on May 7, 2021. Read SEC document |
| March 27, 2020 Filed Mar 27, 2020 17:37 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | PurchaseCommon Stock | 43,000 | $1.69 | $72,670.00 |
DisclosureSEC source: 0001209191-20-021447 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,708 F1 · price: This is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.80. The reporting person undertakes to provide to U.S. Silica Holdings Inc., or any stockholder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 11,192 Restricted Stock Units vesting on May 9, 2020. Read SEC document |
| December 17, 2019 Filed Dec 17, 2019 16:08 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | PurchaseCommon Stock | 10,000 | $5.25 | $52,510.00 |
DisclosureSEC source: 0001209191-19-060853 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,708 F1 · price: This is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.21 to $5.29. The reporting person undertakes to provide to U.S. Silica Holdings Inc., or any stockholder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 11,192 Restricted Stock Units vesting on May 9, 2020. Read SEC document |
| November 05, 2019 Filed Nov 5, 2019 17:17 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | PurchaseCommon Stock | 10,000 | $5.37 | $53,740.00 |
DisclosureSEC source: 0001209191-19-055283 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,708 F1 · price: This is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.33 to $5.45. The reporting person undertakes to provide to U.S. Silica Holdings Inc., or any stockholder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 11,192 Restricted Stock Units vesting on May 9, 2020. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 16:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 250,000 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-19-035068 · doc4.xml · derivative · entry 6 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Shares · 250,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 16:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 250,000 | $25.27 | $6,317,500.00 |
DisclosureSEC source: 0001209191-19-035068 · doc4.xml · nonDerivative · entry 4 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,369 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 16:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 250,000 | $11.84 | $2,960,000.00 |
DisclosureSEC source: 0001209191-19-035068 · doc4.xml · nonDerivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 16:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 250,000 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-19-035068 · doc4.xml · derivative · entry 5 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,000 Underlying: Common Shares · 250,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 16:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 250,000 | $25.20 | $6,300,000.00 |
DisclosureSEC source: 0001209191-19-035068 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,369 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 16:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 250,000 | $11.84 | $2,960,000.00 |
DisclosureSEC source: 0001209191-19-035068 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2019 Filed May 13, 2019 16:00 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | Exercise / conversionCommon Stock | 6,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013191 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Scheduled vesting of restricted stock units granted on May 10, 2018. Read SEC document |
| May 09, 2019 Filed May 13, 2019 16:31 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | PurchaseCommon Stock | 10,000 | $13.06 | $130,600.00 |
DisclosureSEC source: 0000899243-19-013231 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,708 Read SEC document |
| May 09, 2019 Filed May 13, 2019 16:00 UTC | U.S. SILICA HOLDINGS, INC. SLCA · Entity 88569 | GrantCommon Stock | 11,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013191 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,471 F1 · price: Restricted Stock Units granted on May 9, 2019 and vesting on May 9, 2020. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 19:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 111,414 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-19-022795 · doc4.xml · derivative · entry 5 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Shares · 111,414 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 19:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 198,406 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-19-022795 · doc4.xml · derivative · entry 4 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 198,406 shares Expires 2024-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 19:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 309,820 | $25.52 | $7,906,606.40 |
DisclosureSEC source: 0001209191-19-022795 · doc4.xml · nonDerivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,369 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.28 to $25.71. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 19:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 111,414 | $11.84 | $1,319,141.76 |
DisclosureSEC source: 0001209191-19-022795 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 19:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 198,406 | $11.84 | $2,349,127.04 |
DisclosureSEC source: 0001209191-19-022795 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 19:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 174,108 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-19-017558 · doc4.xml · derivative · entry 10 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611,414 Underlying: Common Shares · 174,108 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 19:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 75,892 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-19-017558 · doc4.xml · derivative · entry 9 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 75,892 shares Expires 2024-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 19:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 250,000 | $26.61 | $6,652,500.00 |
DisclosureSEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 6 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,369 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.48 to $26.94. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 19:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 174,108 | $11.84 | $2,061,438.72 |
DisclosureSEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 5 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 19:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 75,892 | $8.88 | $673,920.96 |
DisclosureSEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 4 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 19:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 97,713 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-19-017558 · doc4.xml · derivative · entry 8 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,892 Underlying: Common Shares · 97,713 shares Expires 2024-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 19:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 152,287 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-19-017558 · doc4.xml · derivative · entry 7 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 152,287 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 19:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 250,000 | $26.80 | $6,700,000.00 |
DisclosureSEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,369 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.56 to $27.19. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 19:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 97,713 | $8.88 | $867,691.44 |
DisclosureSEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 19:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 152,287 | $8.88 | $1,352,308.56 |
DisclosureSEC source: 0001209191-19-017558 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 17:39 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 13,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013123 · doc4.xml · derivative · entry 4 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,041 Underlying: Common Shares · 13,041 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 17:39 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 2,180 | $27.10 | $59,078.00 |
DisclosureSEC source: 0001209191-19-013123 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,369 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 17:39 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013123 · doc4.xml · derivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On September 4, 2018, the reporting person was granted 2,180 restricted stock units, vesting in full on February 21, 2019. F2 · derivative.expiration_date: On September 4, 2018, the reporting person was granted 2,180 restricted stock units, vesting in full on February 21, 2019. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 17:39 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 2,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013123 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 16:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 27,912 | $26.53 | $740,505.36 |
DisclosureSEC source: 0001209191-19-010540 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,369 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.44 to $26.62. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 16:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Disposition to issuerCommon Shares | 118,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008527 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,281 F1 · kind: The number of performance shares issued under this award on the third anniversary of the grant date was zero percent of the target number originally reported based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2018. Read SEC document |
| February 07, 2019 Filed Feb 7, 2019 20:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 16,254 | $26.08 | $423,904.32 |
DisclosureSEC source: 0001209191-19-008326 · doc4.xml · nonDerivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,611 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.06 to $26.14. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 20:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 16,074 | $26.42 | $424,675.08 |
DisclosureSEC source: 0001209191-19-008326 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,865 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.32 to $26.50. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 20:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 19,889 | $25.97 | $516,517.33 |
DisclosureSEC source: 0001209191-19-008326 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,939 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.93 to $26.08. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.