Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| URANIUM ENERGY CORPUEC · Entity 3814 | Chief Financial Officer | July 31, 2024 | August 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
URANIUM ENERGY CORP
Report date July 31, 2024 · Filed August 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 853,217 |
Ending reported balance
After 2024-07-31 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2024-07-31 · Exercise / conversion · Acquired 89,498 · Balance 877,498 F1: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. Row 2 · 2024-07-31 · Tax withholding · Disposed 47,882 · Balance 829,616 F5: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Performance Based Restricted Stock Units. Row 3 · 2024-07-31 · Exercise / conversion · Acquired 22,375 · Balance 851,991 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Row 4 · 2024-07-31 · Tax withholding · Disposed 11,971 · Balance 840,020 F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. Row 5 · 2024-07-31 · Exercise / conversion · Acquired 10,050 · Balance 850,070 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Row 6 · 2024-07-31 · Tax withholding · Disposed 5,377 · Balance 844,693 F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. Row 7 · 2024-07-31 · Exercise / conversion · Acquired 18,333 · Balance 863,026 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Row 8 · 2024-07-31 · Tax withholding · Disposed 9,809 · Balance 853,217 F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 170,953 |
Reported balance
After 2024-07-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-07-31 · Exercise / conversion · Disposed 89,498 · Balance 170,953 F1: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. F3: This award has vested on the third anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 132,706 |
Reported balance
After 2024-07-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-07-31 · Exercise / conversion · Disposed 22,375 · Balance 132,706 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 122,656 |
Reported balance
After 2024-07-31 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-07-31 · Exercise / conversion · Disposed 10,050 · Balance 122,656 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 104,323 |
Reported balance
After 2024-07-31 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-07-31 · Exercise / conversion · Disposed 18,333 · Balance 104,323 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.
F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F3: This award has vested on the third anniversary of the grant date.
F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
F5: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Performance Based Restricted Stock Units.
F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2018 Filed Dec 4, 2018 23:11 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,441 | $1.32 | $1,902.12 |
DisclosureSEC source: 0001638599-18-001323 · doc4_5815.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,951 Read SEC document |
| November 01, 2018 Filed Nov 1, 2018 22:23 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,448 | $1.33 | $1,925.84 |
DisclosureSEC source: 0001638599-18-001237 · doc4_5753.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,510 Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 21:55 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,136 | $1.72 | $1,953.92 |
DisclosureSEC source: 0001638599-18-001145 · doc4_5706.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,062 Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 22:13 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,133 | $1.71 | $1,937.43 |
DisclosureSEC source: 0001638599-18-001069 · doc4_5668.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,926 Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 22:10 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,178 | $1.65 | $1,943.70 |
DisclosureSEC source: 0001638599-18-000879 · doc4_5571.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,793 Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 21:51 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantOPTIONS · Derivative | 100,000 | Not disclosed Strike: $1.53 | Not disclosed |
DisclosureSEC source: 0001638599-18-000851 · doc4_5561.xml · derivative · entry 2 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,000 Underlying: COMMON STOCK · 100,000 shares Expires 2023-07-25 F1 · kind: Granted pursuant to and in accordance with the Company stock incentive plan. F1 · price: Granted pursuant to and in accordance with the Company stock incentive plan. F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant). Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 21:51 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 50,000 | $1.53 | $76,500.00 |
DisclosureSEC source: 0001638599-18-000851 · doc4_5561.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,615 Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 12:39 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,194 | $1.61 | $1,922.34 |
DisclosureSEC source: 0001638599-18-000756 · doc4_5518.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,615 Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 23:18 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,303 | $1.50 | $1,954.50 |
DisclosureSEC source: 0001638599-18-000596 · doc4_5439.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,421 Read SEC document |
| May 01, 2018 Filed May 1, 2018 22:49 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,305 | $1.51 | $1,970.55 |
DisclosureSEC source: 0001638599-18-000446 · doc4_5368.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,118 Read SEC document |
| April 06, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 20,000 | $1.20 | $24,000.00 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 11 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,813 Read SEC document |
| April 06, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 3,750 | $1.42 | $5,325.00 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 10 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,813 Read SEC document |
| April 06, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 3,500 | $1.40 | $4,900.00 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 9 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,563 Read SEC document |
| April 06, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 3,000 | $1.40 | $4,200.00 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 8 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,063 Read SEC document |
| April 06, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 3,000 | $1.41 | $4,230.00 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 7 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,063 Read SEC document |
| April 05, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOPTIONS · Derivative | 75,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · derivative · entry 12 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,000 Underlying: COMMON STOCK · 75,000 shares Expires 2018-04-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Granted pursuant to and in accordance with the Company stock incentive plan. Read SEC document |
| April 05, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 3,000 | $1.41 | $4,230.00 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 6 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,063 Read SEC document |
| April 05, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 7,136 | $1.37 | $9,776.32 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 5 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,063 Read SEC document |
| April 05, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 1,900 | $1.37 | $2,593.50 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 4 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,199 Read SEC document |
| April 05, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 4,002 | $1.36 | $5,442.72 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 3 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,099 Read SEC document |
| April 05, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 23,937 | $1.41 | $33,751.17 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,101 F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,937 shares at a fair market value of $1.41 per share being equal to the exercise price, such that the Reporting Person was issued 51,063 shares. Read SEC document |
| April 05, 2018 Filed Apr 7, 2018 00:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 75,000 | $0.45 | $33,750.00 |
DisclosureSEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,937 shares at a fair market value of $1.41 per share being equal to the exercise price, such that the Reporting Person was issued 51,063 shares. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 21:25 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,415 | $1.31 | $1,853.65 |
DisclosureSEC source: 0001638599-18-000406 · doc4_5353.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,038 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:55 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,436 | $1.30 | $1,866.80 |
DisclosureSEC source: 0001638599-18-000287 · doc4_5290.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,623 Read SEC document |
| February 01, 2018 Filed Feb 3, 2018 01:02 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,239 | $1.57 | $1,945.23 |
DisclosureSEC source: 0001638599-18-000146 · doc4_5226.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,187 Read SEC document |
| January 08, 2018 Filed Jan 11, 2018 01:09 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOPTIONS · Derivative | 50,000 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001638599-18-000069 · doc4_5188.xml · derivative · entry 3 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,000 Underlying: COMMON STOCK · 50,000 shares Expires 2018-04-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Granted pursuant to and in accordance with the Company stock incentive plan. Read SEC document |
| January 08, 2018 Filed Jan 11, 2018 01:09 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 11,781 | $1.91 | $22,501.71 |
DisclosureSEC source: 0001638599-18-000069 · doc4_5188.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,948 F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 11,781 shares at a fair market value of $1.91 per share being equal to the exercise price, such that the Reporting Person was issued 38,219 shares. Read SEC document |
| January 08, 2018 Filed Jan 11, 2018 01:09 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 50,000 | $0.45 | $22,500.00 |
DisclosureSEC source: 0001638599-18-000069 · doc4_5188.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 11,781 shares at a fair market value of $1.91 per share being equal to the exercise price, such that the Reporting Person was issued 38,219 shares. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:23 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 985 | $1.77 | $1,743.45 |
DisclosureSEC source: 0001638599-18-000056 · doc4_5187.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,729 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:53 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,429 | $1.33 | $1,900.57 |
DisclosureSEC source: 0001638599-17-001195 · doc4_5106.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,744 Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 23:42 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,793 | $1.06 | $1,900.58 |
DisclosureSEC source: 0001638599-17-001061 · doc4_5045.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,315 Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,422 | $1.38 | $1,962.36 |
DisclosureSEC source: 0001638599-17-000983 · doc4_5006.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,522 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 18:14 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,480 | $1.32 | $1,953.60 |
DisclosureSEC source: 0001638599-17-000857 · doc4_4933.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,100 Read SEC document |
| August 22, 2017 Filed Aug 25, 2017 00:53 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantOPTIONS TO PURCHASE · Derivative | 80,000 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001638599-17-000799 · doc4_4906.xml · derivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,000 Underlying: COMMON STOCK · 80,000 shares Expires 2022-08-22 F1 · kind: Granted pursuant to and in accordance with the stock option plan of the Company F1 · price: Granted pursuant to and in accordance with the stock option plan of the Company F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant). F3 · balance_after: In addition to the options to purchase 80,000 shares as disclosed above, the Reporting Person also holds options to purchase 125,000 shares at an exercise price of $0.45 per share expiring on April 7, 2018; 400,000 shares at an exercise price of $1.32 per share expiring September 3, 2019; and option to purchase 88,000 shares at an exercise of $0.93 per share expiring on July 28, 2021. Read SEC document |
| August 22, 2017 Filed Aug 25, 2017 00:53 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 35,000 | $1.28 | $44,800.00 |
DisclosureSEC source: 0001638599-17-000799 · doc4_4906.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,620 Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 17:46 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,226 | $1.60 | $1,961.60 |
DisclosureSEC source: 0001638599-17-000729 · doc4_4860.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,620 Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 22:14 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,187 | $1.59 | $1,887.33 |
DisclosureSEC source: 0001638599-17-000681 · doc4_4841.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,394 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 15:09 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,305 | $1.39 | $1,813.95 |
DisclosureSEC source: 0001638599-17-000531 · doc4_4769.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,207 Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:47 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,447 | $1.24 | $1,794.28 |
DisclosureSEC source: 0001638599-17-000390 · doc4_4676.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,902 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 16:00 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCommon Stock | 1,153 | $1.42 | $1,637.26 |
DisclosureSEC source: 0001638599-17-000336 · doc4_4648.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,455 Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:08 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,101 | $1.49 | $1,640.49 |
DisclosureSEC source: 0001638599-17-000243 · doc4_4577.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,302 Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 01:37 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,040 | $1.61 | $1,674.40 |
DisclosureSEC source: 0001183740-17-000018 · primary_doc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,201 Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:08 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,449 | $1.12 | $1,622.88 |
DisclosureSEC source: 0001279569-17-000019 · v456119_form4.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,161 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:13 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,066 | $0.88 | $1,818.08 |
DisclosureSEC source: 0001279569-16-004792 · v454410_4.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,712 Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 22:30 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 50,000 | $0.85 | $42,500.00 |
DisclosureSEC source: 0001183740-16-000445 · primary_doc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,646 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 22:30 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,023 | $0.90 | $1,820.70 |
DisclosureSEC source: 0001183740-16-000445 · primary_doc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,646 Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 20:06 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOPTIONS TO PURCHASE · Derivative | 180,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001279569-16-004474 · v450460_form4.xml · derivative · entry 4 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,000 Underlying: COMMON STOCK · 180,000 shares Expires 2016-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. F3 · balance_after: Subsequent to such exercise, the Reporting Person holds options to purchase: 125,000 shares at an exercise price of $0.45 per share expiring on April 7, 2018; 400,000 shares at an exercise price of $1.32 per share, expiring on September 3, 2019; and 88,000 shares at an exercise price of $0.93 expiring on July 28, 2021 (these options to purchase 88,000 shares vest over an 18-month period from grant, such that 25% will vest on October 28, 2016, 25% will vest on January 28, 2017, 25% will vest on July 28, 2017 and the final 25% will vest on January 28, 2018) Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 20:06 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 5,000 | $0.93 | $4,650.00 |
DisclosureSEC source: 0001279569-16-004474 · v450460_form4.xml · nonDerivative · entry 3 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,623 Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 20:06 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 46,875 | $0.96 | $45,000.00 |
DisclosureSEC source: 0001279569-16-004474 · v450460_form4.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,623 F1 · price: The Reporting Person exercised options previously granted to him under the Company's stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld from the shares issuable to the Reporting Person that number of shares having a fair market value equal to the aggregate exercise price (that being 46,875 shares at a fair market value of $0.96 per share), such that the Reporting Person was issued a total of 133,125 shares. Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 20:06 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 180,000 | $0.45 | $81,000.00 |
DisclosureSEC source: 0001279569-16-004474 · v450460_form4.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person exercised options previously granted to him under the Company's stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld from the shares issuable to the Reporting Person that number of shares having a fair market value equal to the aggregate exercise price (that being 46,875 shares at a fair market value of $0.96 per share), such that the Reporting Person was issued a total of 133,125 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.