Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| URANIUM ENERGY CORPUEC · Entity 3814 | Chief Financial Officer | July 31, 2024 | August 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
URANIUM ENERGY CORP
Report date July 31, 2024 · Filed August 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 853,217 |
Ending reported balance
After 2024-07-31 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2024-07-31 · Exercise / conversion · Acquired 89,498 · Balance 877,498 F1: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. Row 2 · 2024-07-31 · Tax withholding · Disposed 47,882 · Balance 829,616 F5: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Performance Based Restricted Stock Units. Row 3 · 2024-07-31 · Exercise / conversion · Acquired 22,375 · Balance 851,991 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Row 4 · 2024-07-31 · Tax withholding · Disposed 11,971 · Balance 840,020 F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. Row 5 · 2024-07-31 · Exercise / conversion · Acquired 10,050 · Balance 850,070 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Row 6 · 2024-07-31 · Tax withholding · Disposed 5,377 · Balance 844,693 F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. Row 7 · 2024-07-31 · Exercise / conversion · Acquired 18,333 · Balance 863,026 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Row 8 · 2024-07-31 · Tax withholding · Disposed 9,809 · Balance 853,217 F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 170,953 |
Reported balance
After 2024-07-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-07-31 · Exercise / conversion · Disposed 89,498 · Balance 170,953 F1: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. F3: This award has vested on the third anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 132,706 |
Reported balance
After 2024-07-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-07-31 · Exercise / conversion · Disposed 22,375 · Balance 132,706 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 122,656 |
Reported balance
After 2024-07-31 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-07-31 · Exercise / conversion · Disposed 10,050 · Balance 122,656 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 104,323 |
Reported balance
After 2024-07-31 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-07-31 · Exercise / conversion · Disposed 18,333 · Balance 104,323 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.
F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F3: This award has vested on the third anniversary of the grant date.
F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
F5: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Performance Based Restricted Stock Units.
F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · derivative · entry 12 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,323 Underlying: Common Stock · 18,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F4 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 10,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · derivative · entry 11 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,656 Underlying: Common Stock · 10,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F4 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 22,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · derivative · entry 10 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,706 Underlying: Common Stock · 22,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F4 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 89,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · derivative · entry 9 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,953 Underlying: Common Stock · 89,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award has vested on the third anniversary of the grant date. F3 · derivative.expiration_date: This award has vested on the third anniversary of the grant date. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCommon Stock | 9,809 | $5.93 | $58,167.37 |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 8 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 853,217 F6 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCommon Stock | 18,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 7 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 863,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCommon Stock | 5,377 | $5.56 | $29,896.12 |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 6 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 844,693 F6 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCommon Stock | 10,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 5 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 850,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCommon Stock | 11,971 | $5.86 | $70,150.06 |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 4 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 840,020 F6 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCommon Stock | 22,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 851,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCommon Stock | 47,882 | $5.86 | $280,588.52 |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 829,616 F5 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Performance Based Restricted Stock Units. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 23:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCommon Stock | 89,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 877,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document |
| July 26, 2024 Filed Jul 29, 2024 23:38 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantPerformance Based Restricted Stock Units · Derivative | 78,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-023792 · rdgdoc.xml · derivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,451 Underlying: Common Stock · 78,552 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan. F5 · derivative.exercise_date: The Performance Based Restricted Stock Units vest 100% on July 26, 2027. Vested shares will be delivered to the reporting person no later than August 25, 2027. F5 · derivative.expiration_date: The Performance Based Restricted Stock Units vest 100% on July 26, 2027. Vested shares will be delivered to the reporting person no later than August 25, 2027. Read SEC document |
| July 26, 2024 Filed Jul 29, 2024 23:38 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantRestricted Stock Units · Derivative | 57,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-023792 · rdgdoc.xml · derivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,081 Underlying: Common Stock · 57,605 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year. F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year. Read SEC document |
| November 16, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCommon Stock | 2,000 | $6.15 | $12,300.00 |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 11 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,000 Read SEC document |
| November 16, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCommon Stock | 2,877 | $6.02 | $17,319.54 |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 10 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 790,000 Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 150,000 | Not disclosed Strike: $0.94 | Not disclosed |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · derivative · entry 12 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 150,000 shares Expires 2029-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: (2) Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCommon Stock | 5,000 | $6.09 | $30,450.00 |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 9 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 792,877 Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCommon Stock | 5,000 | $6.07 | $30,350.00 |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 8 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 797,877 Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCommon Stock | 6,255 | $6.06 | $37,905.30 |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 7 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 802,877 Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCommon Stock | 8,000 | $6.05 | $48,400.00 |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 6 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 809,132 Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCommon Stock | 7,000 | $6.03 | $42,210.00 |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 5 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 817,132 Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCommon Stock | 6,500 | $6.02 | $39,130.00 |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 4 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 824,132 Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCommon Stock | 33,918 | $6.09 | $206,560.62 |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 830,632 F1 · price: (1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,205 shares at a fair market value of $6.09 per share being equal to the exercise price, and 33,918 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 92,877 shares. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCommon Stock | 23,205 | $6.09 | $141,318.45 |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 864,550 F1 · price: (1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,205 shares at a fair market value of $6.09 per share being equal to the exercise price, and 33,918 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 92,877 shares. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCommon Stock | 150,000 | $0.94 | $141,315.00 |
DisclosureSEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 887,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: (1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,205 shares at a fair market value of $6.09 per share being equal to the exercise price, and 33,918 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 92,877 shares. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantPerformance Stock Options · Derivative | 15,892 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · derivative · entry 12 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,892 Underlying: Common Stock · 15,892 shares Expires 2033-07-31 F5 · kind: Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan. F9 · derivative.exercise_date: Performance Options vest over 36-month period (33.33% 12, 24 and 36 months from the date of grant). Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantPerformance Based Restricted Stock Units · Derivative | 58,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · derivative · entry 11 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,899 Underlying: Common Stock · 58,333 shares Expires not disclosed F7 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. F5 · kind: Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan. F8 · derivative.exercise_date: The Performance Based Restricted Stock Units vest 100% on July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th, 2026. F8 · derivative.expiration_date: The Performance Based Restricted Stock Units vest 100% on July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th, 2026. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantRestricted Stock Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · derivative · entry 10 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,476 Underlying: Common Stock · 55,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · kind: Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan. F6 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year. F6 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 10,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · derivative · entry 9 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,476 Underlying: Common Stock · 10,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F4 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 22,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · derivative · entry 8 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,526 Underlying: Common Stock · 22,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F4 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 39,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · derivative · entry 7 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,900 Underlying: Common Stock · 39,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 5,377 | $3.32 | $17,851.64 |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · nonDerivative · entry 6 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 737,755 F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 10,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · nonDerivative · entry 5 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 11,971 | $3.21 | $38,426.91 |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · nonDerivative · entry 4 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 733,082 F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 22,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · nonDerivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 745,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 20,954 | $3.12 | $65,376.48 |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 722,679 F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 39,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-021698 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 06, 2023 Filed Jul 10, 2023 22:29 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOPTIONS · Derivative | 100,000 | Not disclosed Strike: $1.53 | Not disclosed |
DisclosureSEC source: 0001437749-23-019656 · rdgdoc.xml · derivative · entry 4 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,000 Underlying: COMMON STOCK · 100,000 shares Expires 2023-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| July 06, 2023 Filed Jul 10, 2023 22:29 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 14,677 | $3.39 | $49,755.03 |
DisclosureSEC source: 0001437749-23-019656 · rdgdoc.xml · nonDerivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 704,467 F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 45,133 shares at a fair market value of $3.39 per share being equal to the exercise price, and 14,677 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 40,190 shares. Read SEC document |
| July 06, 2023 Filed Jul 10, 2023 22:29 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 45,133 | $3.39 | $153,000.87 |
DisclosureSEC source: 0001437749-23-019656 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 719,144 F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 45,133 shares at a fair market value of $3.39 per share being equal to the exercise price, and 14,677 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 40,190 shares. Read SEC document |
| July 06, 2023 Filed Jul 10, 2023 22:29 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 100,000 | $1.53 | $153,000.00 |
DisclosureSEC source: 0001437749-23-019656 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 764,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 45,133 shares at a fair market value of $3.39 per share being equal to the exercise price, and 14,677 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 40,190 shares. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:19 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 80,000 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001437749-22-021278 · rdgdoc.xml · derivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 Underlying: Common Stock · 80,000 shares Expires 2022-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:19 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 42,649 | $3.53 | $150,550.97 |
DisclosureSEC source: 0001437749-22-021278 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,277 Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:19 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 80,000 | $1.28 | $102,400.00 |
DisclosureSEC source: 0001437749-22-021278 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price and tax withholding pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 42,649 shares at a fair market value of $3.53 per share being equal to the exercise price, such that the Reporting Person was issued 37,351 shares. Read SEC document |
| July 30, 2022 Filed Aug 2, 2022 21:56 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 170,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-018483 · rdgdoc.xml · derivative · entry 8 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,566 Underlying: Common Stock · 170,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. F8 · derivative.exercise_date: This award has vested as to one-third of the Performance Based Restricted Stock Units on the first, second and third anniversary of the grant date. F8 · derivative.expiration_date: This award has vested as to one-third of the Performance Based Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 30, 2022 Filed Aug 2, 2022 21:56 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-018483 · rdgdoc.xml · derivative · entry 7 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,066 Underlying: Common Stock · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F6 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 30, 2022 Filed Aug 2, 2022 21:56 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 91,071 | $4.20 | $382,498.20 |
DisclosureSEC source: 0001437749-22-018483 · rdgdoc.xml · nonDerivative · entry 4 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,926 F10 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Performance Based Restricted Stock Units. Read SEC document |
| July 30, 2022 Filed Aug 2, 2022 21:56 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 170,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-018483 · rdgdoc.xml · nonDerivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document |
| July 30, 2022 Filed Aug 2, 2022 21:56 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 17,834 | $4.20 | $74,902.80 |
DisclosureSEC source: 0001437749-22-018483 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,772 F9 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.