Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| URANIUM ENERGY CORPUEC · Entity 3814 | Chief Financial Officer | July 31, 2024 | August 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
URANIUM ENERGY CORP
Report date July 31, 2024 · Filed August 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 853,217 |
Ending reported balance
After 2024-07-31 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2024-07-31 · Exercise / conversion · Acquired 89,498 · Balance 877,498 F1: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. Row 2 · 2024-07-31 · Tax withholding · Disposed 47,882 · Balance 829,616 F5: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Performance Based Restricted Stock Units. Row 3 · 2024-07-31 · Exercise / conversion · Acquired 22,375 · Balance 851,991 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Row 4 · 2024-07-31 · Tax withholding · Disposed 11,971 · Balance 840,020 F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. Row 5 · 2024-07-31 · Exercise / conversion · Acquired 10,050 · Balance 850,070 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Row 6 · 2024-07-31 · Tax withholding · Disposed 5,377 · Balance 844,693 F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. Row 7 · 2024-07-31 · Exercise / conversion · Acquired 18,333 · Balance 863,026 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Row 8 · 2024-07-31 · Tax withholding · Disposed 9,809 · Balance 853,217 F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units. |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 170,953 |
Reported balance
After 2024-07-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-07-31 · Exercise / conversion · Disposed 89,498 · Balance 170,953 F1: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. F3: This award has vested on the third anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 132,706 |
Reported balance
After 2024-07-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-07-31 · Exercise / conversion · Disposed 22,375 · Balance 132,706 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 122,656 |
Reported balance
After 2024-07-31 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-07-31 · Exercise / conversion · Disposed 10,050 · Balance 122,656 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 104,323 |
Reported balance
After 2024-07-31 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-07-31 · Exercise / conversion · Disposed 18,333 · Balance 104,323 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.
F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F3: This award has vested on the third anniversary of the grant date.
F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
F5: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Performance Based Restricted Stock Units.
F6: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2022 Filed Aug 2, 2022 21:56 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 33,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-018483 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 21:56 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantPerformance Based Restricted Stock Units · Derivative | 34,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-018483 · rdgdoc.xml · derivative · entry 6 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,791 Underlying: Common Stock · 34,068 shares Expires not disclosed F4 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of common stock. F2 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan. F5 · derivative.exercise_date: The performance based restricted stock units vest 100% on July 29, 2025. Vested shares will be delivered to the reporting person no later than August 30th, 2025. F5 · derivative.expiration_date: The performance based restricted stock units vest 100% on July 29, 2025. Vested shares will be delivered to the reporting person no later than August 30th, 2025. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 21:56 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantRestricted Stock Units · Derivative | 30,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-018483 · rdgdoc.xml · derivative · entry 5 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,399 Underlying: Common Stock · 30,151 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:35 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 22,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017618 · rdgdoc.xml · derivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,248 Underlying: Common Stock · 22,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:35 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 11,971 | $3.49 | $41,778.79 |
DisclosureSEC source: 0001437749-22-017618 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,273 F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:35 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 22,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-017618 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 16, 2022 Filed Jul 19, 2022 20:47 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 39,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017361 · rdgdoc.xml · derivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,622 Underlying: Common Stock · 39,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. Read SEC document |
| July 16, 2022 Filed Jul 19, 2022 20:47 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 20,954 | $3.37 | $70,614.98 |
DisclosureSEC source: 0001437749-22-017361 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,870 F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. Read SEC document |
| July 16, 2022 Filed Jul 19, 2022 20:47 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 39,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-017361 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:44 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-018390 · rdgdoc.xml · derivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,788 Underlying: Common Stock · 33,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the second anniversary of the grant date, with the remainder of the Restricted Stock Units to vest on the third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the second anniversary of the grant date, with the remainder of the Restricted Stock Units to vest on the third anniversary of the grant date. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:44 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 17,834 | $2.17 | $38,699.78 |
DisclosureSEC source: 0001437749-21-018390 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,658 F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:44 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 33,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-018390 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 28, 2021 Filed Jul 28, 2021 21:26 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 5,000 | $2.33 | $11,650.00 |
DisclosureSEC source: 0001437749-21-017779 · rdgdoc.xml · nonDerivative · entry 7 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,158 Read SEC document |
| July 28, 2021 Filed Jul 28, 2021 21:26 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 5,000 | $2.30 | $11,500.00 |
DisclosureSEC source: 0001437749-21-017779 · rdgdoc.xml · nonDerivative · entry 6 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,158 Read SEC document |
| July 28, 2021 Filed Jul 28, 2021 21:26 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 5,000 | $2.28 | $11,400.00 |
DisclosureSEC source: 0001437749-21-017779 · rdgdoc.xml · nonDerivative · entry 5 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,158 Read SEC document |
| July 28, 2021 Filed Jul 28, 2021 21:26 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 5,000 | $2.23 | $11,150.00 |
DisclosureSEC source: 0001437749-21-017779 · rdgdoc.xml · nonDerivative · entry 4 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,158 Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 21:26 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 5,000 | $2.17 | $10,850.00 |
DisclosureSEC source: 0001437749-21-017779 · rdgdoc.xml · nonDerivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,158 Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 21:26 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 88,000 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001437749-21-017779 · rdgdoc.xml · derivative · entry 8 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,000 Underlying: Common Stock · 88,000 shares Expires 2021-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 21:26 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 35,429 | $2.31 | $81,840.99 |
DisclosureSEC source: 0001437749-21-017779 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,158 Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 21:26 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 88,000 | $0.93 | $81,840.00 |
DisclosureSEC source: 0001437749-21-017779 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 35,429 shares at a fair market value of $2.31 per share being equal to the exercise price, such that the Reporting Person was issued 52,571 shares. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:55 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantPerformance Based Restricted Stock Units · Derivative | 89,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-017462 · rdgdoc.xml · derivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,723 Underlying: Common Stock · 89,498 shares Expires not disclosed F4 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of common stock. F2 · kind: Granted pursuant to and in accordance with the Issuer's 2020 Stock Incentive Plan. F5 · derivative.exercise_date: The performance based restricted stock units vest 100% on July 21, 2024. Vested shares will be delivered to the reporting person no later than August 30th, 2024. F5 · derivative.expiration_date: The performance based restricted stock units vest 100% on July 21, 2024. Vested shares will be delivered to the reporting person no later than August 30th, 2024. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:55 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantRestricted Stock Units · Derivative | 67,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-017462 · rdgdoc.xml · derivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,122 Underlying: Common Stock · 67,123 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · kind: Granted pursuant to and in accordance with the Issuer's 2020 Stock Incentive Plan. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 21, 2022. Vested shares will be delivered to the reporting person no later than August 30th of each year. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 21, 2022. Vested shares will be delivered to the reporting person no later than August 30th of each year. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:28 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 156,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-017231 · rdgdoc.xml · derivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,999 Underlying: Common Stock · 156,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:28 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 83,817 | $2.02 | $169,310.34 |
DisclosureSEC source: 0001437749-21-017231 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,587 F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:28 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 156,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017231 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 23:09 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | OtherPerformance Based Restricted Stock Units · Derivative | 29,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-016542 · rdgdoc.xml · derivative · entry 4 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,225 Underlying: Common Stock · 29,775 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: Represents the portion of unearned Performance Based Restricted Stock Units cancelled in accordance with their terms. F5 · derivative.expiration_date: Represents the portion of unearned Performance Based Restricted Stock Units cancelled in accordance with their terms. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 23:09 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-016542 · rdgdoc.xml · derivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,667 Underlying: Common Stock · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the second and third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the second and third anniversary of the grant date. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 23:09 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 15,149 | $1.01 | $15,300.49 |
DisclosureSEC source: 0001437749-20-016542 · rdgdoc.xml · nonDerivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,736 F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 23:09 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 33,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-016542 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 22:38 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantPerformance Stock Options · Derivative | 250,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001437749-20-015433 · rdgdoc.xml · derivative · entry 3 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2030-07-16 F1 · kind: Granted pursuant to and in accordance with the Issuer's 2019 Stock Incentive Plan. F5 · derivative.exercise_date: Performance Options vest over 36-month period (33.33% 12, 24 and 36 months from the date of grant). Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 22:38 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantRestricted Stock Units · Derivative | 235,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-015433 · rdgdoc.xml · derivative · entry 2 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,000 Underlying: Common Stock · 235,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · kind: Granted pursuant to and in accordance with the Issuer's 2019 Stock Incentive Plan. F4 · derivative.exercise_date: 50% of the restricted stock units vest on July 16, 2021 and 50% in three equal annual installments beginning July 16, 2021. Vested shares will be delivered to the reporting person no later than August 30th of each year. F4 · derivative.expiration_date: 50% of the restricted stock units vest on July 16, 2021 and 50% in three equal annual installments beginning July 16, 2021. Vested shares will be delivered to the reporting person no later than August 30th of each year. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 22:38 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantOptions · Derivative | 125,000 | $0.00 Strike: $0.91 | $0.00 |
DisclosureSEC source: 0001437749-20-015433 · rdgdoc.xml · derivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2030-07-16 F1 · kind: Granted pursuant to and in accordance with the Issuer's 2019 Stock Incentive Plan. F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:01 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,838 | $0.60 | $1,703.08 |
DisclosureSEC source: 0001437749-20-004358 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,552 Read SEC document |
| February 03, 2020 Filed Feb 3, 2020 23:43 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,083 | $0.83 | $1,728.68 |
DisclosureSEC source: 0001437749-20-001579 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,714 Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 00:39 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,916 | $0.92 | $1,761.19 |
DisclosureSEC source: 0001437749-20-000092 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,631 Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 23:34 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,192 | $0.88 | $1,935.54 |
DisclosureSEC source: 0001437749-19-023756 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,715 Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 22:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,064 | $0.95 | $1,954.81 |
DisclosureSEC source: 0001437749-19-021480 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,523 Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 22:27 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,992 | $0.97 | $1,942.00 |
DisclosureSEC source: 0001437749-19-019402 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,459 Read SEC document |
| September 03, 2019 Filed Sep 3, 2019 22:43 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,065 | $0.94 | $1,934.70 |
DisclosureSEC source: 0001437749-19-017816 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,467 Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 21:59 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,975 | $0.99 | $1,956.04 |
DisclosureSEC source: 0001437749-19-015349 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,402 Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 22:57 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantPerformance Based Restricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001183740-19-000172 · primary_doc.xml · derivative · entry 3 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F5 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: The performance based restricted stock units vest in four equal installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year. F6 · derivative.expiration_date: The performance based restricted stock units vest in four equal installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 22:57 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001183740-19-000172 · primary_doc.xml · derivative · entry 2 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 22:57 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantOptions · Derivative | 200,000 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001183740-19-000172 · primary_doc.xml · derivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2029-07-30 F1 · kind: Granted pursuant to and in accordance with the Issuer's 2018 Stock Incentive Plan. F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 19:41 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,435 | $1.37 | $1,965.95 |
DisclosureSEC source: 0001437749-19-013494 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,427 Read SEC document |
| June 03, 2019 Filed Jun 3, 2019 22:10 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,408 | $1.35 | $1,900.80 |
DisclosureSEC source: 0001437749-19-011301 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,992 Read SEC document |
| May 01, 2019 Filed May 1, 2019 21:48 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,359 | $1.41 | $1,916.19 |
DisclosureSEC source: 0001437749-19-008431 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,584 Read SEC document |
| April 01, 2019 Filed Apr 1, 2019 22:55 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,222 | $1.40 | $1,710.80 |
DisclosureSEC source: 0001437749-19-006292 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,225 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:13 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,376 | $1.26 | $1,733.76 |
DisclosureSEC source: 0001437749-19-003969 · rdgdoc.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,003 Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 22:35 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,337 | $1.30 | $1,738.10 |
DisclosureSEC source: 0001638599-19-000138 · doc4_5898.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,627 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 23:52 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,339 | $1.25 | $1,673.75 |
DisclosureSEC source: 0001638599-19-000027 · doc4_5847.xml · nonDerivative · entry 1 OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,290 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.