Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AQUABOUNTY TECHNOLOGIES INCAQB · Entity 8187 | Director | April 30, 2019 | May 01, 2019 |
| PRECIGEN, INC.PGEN · Entity 4356 | SVP, IP Affairs | August 09, 2024 | August 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AQUABOUNTY TECHNOLOGIES INC
Report date April 30, 2019 · Filed May 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 172 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 172 |
PRECIGEN, INC.
Report date August 09, 2024 · Filed August 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 743,097 |
Reported balance
After 2024-08-09 transaction · row 1
1 source rowRow 1 · 2024-08-09 · Purchase · Acquired 58,823 · Balance 743,097 F1: The reporting person purchased shares of Precigen common stock in connection with the issuer's follow-on offering, which closed on August 9, 2024. The purchase price is the offering price. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person purchased shares of Precigen common stock in connection with the issuer's follow-on offering, which closed on August 9, 2024. The purchase price is the offering price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2024 Filed Aug 13, 2024 21:09 UTC | PRECIGEN, INC. PGEN · Entity 4356 | PurchaseCommon Stock | 58,823 | $0.85 | $49,999.55 |
DisclosureSEC source: 0000950103-24-012152 · dp216448_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,097 F1 · kind: The reporting person purchased shares of Precigen common stock in connection with the issuer's follow-on offering, which closed on August 9, 2024. The purchase price is the offering price. Read SEC document |
| May 31, 2024 Filed May 31, 2024 23:04 UTC | PRECIGEN, INC. PGEN · Entity 4356 | GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0000950103-24-007575 · dp212127_4-perez.xml · derivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2034-05-31 F1 · derivative.exercise_date: The options vest 25% on May 31, 2025 and in equal monthly installments for three years thereafter. Read SEC document |
| May 02, 2024 Filed May 4, 2024 00:06 UTC | PRECIGEN, INC. PGEN · Entity 4356 | OtherCommon Stock | 126,713 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-006353 · dp210890_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 684,274 F1 · kind: On May 2, 2024, each of Third Security Senior Staff LLC, Third Security Staff 2001 LLC, Third Security Senior Staff 2006 LLC, Third Security Staff 2006 LLC, Third Security Incentive 2006 LLC, Third Security Senior Staff 2007 LLC, Third Security Staff 2007 LLC, Third Security Incentive 2007 LLC, Third Security Staff 2009 LLC, and Third Security Incentive 2009 LLC made a liquidating distribution of its assets in connection with the dissolution of the entity in accordance with the terms of its respective limited liability company agreement. Mr. Perez received a distribution of 126,713 shares of common stock of the issuer in his capacity as a limited partner of these entities. F1 · shares: On May 2, 2024, each of Third Security Senior Staff LLC, Third Security Staff 2001 LLC, Third Security Senior Staff 2006 LLC, Third Security Staff 2006 LLC, Third Security Incentive 2006 LLC, Third Security Senior Staff 2007 LLC, Third Security Staff 2007 LLC, Third Security Incentive 2007 LLC, Third Security Staff 2009 LLC, and Third Security Incentive 2009 LLC made a liquidating distribution of its assets in connection with the dissolution of the entity in accordance with the terms of its respective limited liability company agreement. Mr. Perez received a distribution of 126,713 shares of common stock of the issuer in his capacity as a limited partner of these entities. F1 · price: On May 2, 2024, each of Third Security Senior Staff LLC, Third Security Staff 2001 LLC, Third Security Senior Staff 2006 LLC, Third Security Staff 2006 LLC, Third Security Incentive 2006 LLC, Third Security Senior Staff 2007 LLC, Third Security Staff 2007 LLC, Third Security Incentive 2007 LLC, Third Security Staff 2009 LLC, and Third Security Incentive 2009 LLC made a liquidating distribution of its assets in connection with the dissolution of the entity in accordance with the terms of its respective limited liability company agreement. Mr. Perez received a distribution of 126,713 shares of common stock of the issuer in his capacity as a limited partner of these entities. Read SEC document |
| April 05, 2024 Filed Apr 10, 2024 01:02 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 142,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-005096 · dp209632_4-perez.xml · derivative · entry 4 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 142,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs vested immediately upon the grant date. F3 · derivative.expiration_date: The RSUs vested immediately upon the grant date. Read SEC document |
| April 05, 2024 Filed Apr 10, 2024 01:02 UTC | PRECIGEN, INC. PGEN · Entity 4356 | GrantRestricted Stock Units · Derivative | 142,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-005096 · dp209632_4-perez.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,857 Underlying: Common Stock · 142,857 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs vested immediately upon the grant date. F3 · derivative.expiration_date: The RSUs vested immediately upon the grant date. Read SEC document |
| April 05, 2024 Filed Apr 10, 2024 01:02 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Tax withholdingCommon Stock | 44,199 | $1.40 | $61,878.60 |
DisclosureSEC source: 0000950103-24-005096 · dp209632_4-perez.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 557,561 F2 · shares: Represents the number of shares of common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs. Read SEC document |
| April 05, 2024 Filed Apr 10, 2024 01:02 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 142,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-24-005096 · dp209632_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 601,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 23:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 8,891 | $1.64 | $14,581.24 |
DisclosureSEC source: 0000950103-23-012771 · dp199182_4-perez.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 458,903 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 23:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Unit · Derivative | 18,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-012771 · dp199182_4-perez.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 23, 2023. F3 · derivative.expiration_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 23, 2023. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 23:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 18,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-012771 · dp199182_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 467,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| August 17, 2023 Filed Aug 19, 2023 01:18 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 8,741 | $1.55 | $13,548.55 |
DisclosureSEC source: 0000950103-23-012322 · dp198750_4-perez.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 448,916 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person. Read SEC document |
| August 16, 2023 Filed Aug 19, 2023 01:18 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Unit · Derivative | 18,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-012322 · dp198750_4-perez.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,878 Underlying: Common Stock · 18,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 16, 2023. The remaining RSUs vest on August 23, 2023. F3 · derivative.expiration_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 16, 2023. The remaining RSUs vest on August 23, 2023. Read SEC document |
| August 16, 2023 Filed Aug 19, 2023 01:18 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 18,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-012322 · dp198750_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 457,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 23:26 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 8,956 | $1.21 | $10,836.76 |
DisclosureSEC source: 0000950103-23-011943 · dp198384_4-perez.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 438,779 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 23:26 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Unit · Derivative | 18,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-011943 · dp198384_4-perez.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,756 Underlying: Common Stock · 18,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 9, 2023. The remaining RSUs vest in two equal installments on each of August 16, 2023 and August 23, 2023. F3 · derivative.expiration_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 9, 2023. The remaining RSUs vest in two equal installments on each of August 16, 2023 and August 23, 2023. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 23:26 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 18,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-011943 · dp198384_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 447,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 23:10 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 8,789 | $1.20 | $10,546.80 |
DisclosureSEC source: 0000950103-23-011614 · dp198067_4-perez.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 428,857 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the Reporting Person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 23:10 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Unit · Derivative | 18,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-011614 · dp198067_4-perez.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,634 Underlying: Common Stock · 18,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023. F3 · derivative.expiration_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 23:10 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 18,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-011614 · dp198067_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 437,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| April 28, 2023 Filed May 2, 2023 21:43 UTC | PRECIGEN, INC. PGEN · Entity 4356 | GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0000950103-23-006759 · dp193267_4-perez.xml · derivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2033-04-28 F1 · derivative.exercise_date: The options vest 25% on April 28, 2024 and in equal monthly installments for three years thereafter. Read SEC document |
| March 24, 2023 Filed Mar 29, 2023 01:10 UTC | PRECIGEN, INC. PGEN · Entity 4356 | GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 49,279 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0000950103-23-004826 · dp191372_4-perez.xml · derivative · entry 4 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,279 Underlying: Common Stock · 49,279 shares Expires 2033-03-24 Read SEC document |
| March 24, 2023 Filed Mar 29, 2023 01:10 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 37,756 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-004826 · dp191372_4-perez.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,512 Underlying: Common Stock · 37,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately. F3 · derivative.expiration_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately. Read SEC document |
| March 24, 2023 Filed Mar 29, 2023 01:10 UTC | PRECIGEN, INC. PGEN · Entity 4356 | GrantRestricted Stock Units · Derivative | 113,268 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-004826 · dp191372_4-perez.xml · derivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,268 Underlying: Common Stock · 113,268 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F2 · derivative.exercise_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023. F2 · derivative.expiration_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023. Read SEC document |
| March 24, 2023 Filed Mar 29, 2023 01:10 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 37,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-004826 · dp191372_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 418,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 00:23 UTC | PRECIGEN, INC. PGEN · Entity 4356 | PurchaseCommon Stock | 28,571 | $1.75 | $49,999.25 |
DisclosureSEC source: 0000950103-23-001414 · dp187978_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,012 F1 · kind: The reporting person purchased shares of Precigen common stock ("Common Stock") in connection with the issuer's follow-on offering, which closed on January 27, 2023. The purchase price is the offering price. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:08 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 18,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-000202 · dp186716_4-perez.xml · derivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F2 · derivative.exercise_date: The RSUs were granted on January 4, 2019 and have vested in full. F2 · derivative.expiration_date: The RSUs were granted on January 4, 2019 and have vested in full. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:08 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 18,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-000202 · dp186716_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| May 17, 2022 Filed May 18, 2022 22:54 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 14,778 | $1.28 | $18,915.84 |
DisclosureSEC source: 0000950103-22-008790 · dp173455_4-perez.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,502 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| May 16, 2022 Filed May 18, 2022 22:54 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 31,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-008790 · dp173455_4-perez.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on March 18, 2022 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on March 18, 2022 and have vested in full. Read SEC document |
| May 16, 2022 Filed May 18, 2022 22:54 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 31,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-008790 · dp173455_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 21:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | GrantRestricted Stock Units · Derivative | 31,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-005047 · dp169633_4-perez.xml · derivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,818 Underlying: Common Stock · 31,818 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F2 · derivative.exercise_date: The RSUs vest in full on May 16, 2022. F2 · derivative.expiration_date: The RSUs vest in full on May 16, 2022. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 22:08 UTC | PRECIGEN, INC. PGEN · Entity 4356 | GrantOption to Purchase Common Stock (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0000950103-22-002081 · dp166688_4-perez.xml · derivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2032-02-02 F1 · derivative.exercise_date: The option vests in four equal installments on each of February 2, 2023, February 2, 2024, February 2, 2025 and February 2, 2026. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 22:10 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 9,738 | $3.59 | $34,960.39 |
DisclosureSEC source: 0000950103-22-000272 · dp164824_4-perez.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,462 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:10 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 18,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-000272 · dp164824_4-perez.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,939 Underlying: Common Stock · 18,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 4, 2019 and the remaining RSUs vest on January 4, 2023. F3 · derivative.expiration_date: The RSUs were granted on January 4, 2019 and the remaining RSUs vest on January 4, 2023. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:10 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 18,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000272 · dp164824_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:09 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 5,022 | $3.67 | $18,431.24 |
DisclosureSEC source: 0000950103-22-000139 · dp164714_4-perez.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,261 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:09 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 9,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-000139 · dp164714_4-perez.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 2, 2018 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on January 2, 2018 and have vested in full. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:09 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 9,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000139 · dp164714_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:04 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 22,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007440 · dp151274_4-perez.xml · derivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. F2 · derivative.exercise_date: The RSUs were granted on March 25, 2021 and have vested in full. F2 · derivative.expiration_date: The RSUs were granted on March 25, 2021 and have vested in full. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:04 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 22,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-007440 · dp151274_4-perez.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 23:54 UTC | PRECIGEN, INC. PGEN · Entity 4356 | GrantRestricted Stock Units · Derivative | 22,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000572 · edgar.xml · derivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,697 Underlying: Common Stock · 22,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen Common Stock. F2 · derivative.exercise_date: The RSUs vest in full on May 14, 2021. F2 · derivative.expiration_date: The RSUs vest in full on May 14, 2021. Read SEC document |
| January 05, 2021 Filed Jan 6, 2021 21:34 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 9,049 | $10.56 | $95,601.78 |
DisclosureSEC source: 0001123292-21-000056 · edgar.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,821 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:34 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 4,951 | $10.16 | $50,302.16 |
DisclosureSEC source: 0001123292-21-000035 · edgar.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,930 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:34 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000056 · edgar.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,878 Underlying: Common Stock · 18,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen Common Stock. F3 · derivative.exercise_date: The RSUs were granted on January 4, 2019, and the remaining RSUs vest in two equal annual installments on each of January 4, 2022 and 2023. F3 · derivative.expiration_date: The RSUs were granted on January 4, 2019, and the remaining RSUs vest in two equal annual installments on each of January 4, 2022 and 2023. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:34 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-21-000056 · edgar.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen Common Stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:34 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000035 · edgar.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,765 Underlying: Common Stock · 9,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 2, 2018, and the remaining RSUs vest on January 2, 2022. F3 · derivative.expiration_date: The RSUs were granted on January 2, 2018, and the remaining RSUs vest on January 2, 2022. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:34 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 9,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-21-000035 · edgar.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 00:56 UTC | PRECIGEN, INC. PGEN · Entity 4356 | OtherCommon Stock | 6,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-001289 · edgar.xml · nonDerivative · entry 1 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,115 F1 · kind: On December 17, 2020, NRM VI Holdings I, LLC made a liquidating distribution of its assets in connection with the dissolution of the fund in accordance with the terms of its Limited Liability Company Agreement. In connection with this dissolution, the indicated shares were received by the Reporting Person in his capacity as a limited partner of the fund. F1 · shares: On December 17, 2020, NRM VI Holdings I, LLC made a liquidating distribution of its assets in connection with the dissolution of the fund in accordance with the terms of its Limited Liability Company Agreement. In connection with this dissolution, the indicated shares were received by the Reporting Person in his capacity as a limited partner of the fund. F1 · price: On December 17, 2020, NRM VI Holdings I, LLC made a liquidating distribution of its assets in connection with the dissolution of the fund in accordance with the terms of its Limited Liability Company Agreement. In connection with this dissolution, the indicated shares were received by the Reporting Person in his capacity as a limited partner of the fund. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 22:17 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 9,382 | $7.20 | $67,550.40 |
DisclosureSEC source: 0001123292-20-001270 · edgar.xml · nonDerivative · entry 2 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,847 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:17 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-001270 · edgar.xml · derivative · entry 3 Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on March 23, 2020 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on March 23, 2020 and have vested in full. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.