Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energous CorpWATT · Entity 7121 | Director | January 03, 2022 | February 17, 2022 |
| Super Micro Computer, Inc.SMCI · Entity 3204 | Director | August 09, 2024 | August 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energous Corp
Report date January 03, 2022 · Filed February 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 157,063 |
Ending reported balance
After 2022-01-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-03 · Grant · Acquired 20,000 · Balance 132,063 F1: The restricted stock units ("RSUs") vest as to 100% of the award on January 3, 2023, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Row 2 · 2022-01-03 · Grant · Acquired 25,000 · Balance 157,063 F1: The restricted stock units ("RSUs") vest as to 100% of the award on January 3, 2023, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units ("RSUs") vest as to 100% of the award on January 3, 2023, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.
Super Micro Computer, Inc.
Report date August 09, 2024 · Filed August 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 316 |
Reported balance
After 2024-08-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-08-09 · Grant · Acquired 316 · Balance 316 F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 19,833 |
Reported balance
Holding disclosure · report date 2024-08-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 19,833 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROCADE COMMUNICATIONS SYSTEMS INC
Report date November 17, 2017 · Filed November 21, 2017
Section 16 reporting ended · disclosed 2017-11-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 1
1 source rowRow 1 · 2017-11-17 · Disposition to issuer · Disposed 385,563 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.59 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-11-17 · Disposition to issuer · Disposed 78,000 · Balance 0 F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.89 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-17 · Disposition to issuer · Disposed 73,000 · Balance 0 F3: Pursuant to the terms of the Merger Agreement and in connection with the Merger, the portion of this stock option that was outstanding and vested as of immediately prior to the consummation of the Merger, which covered 54,750 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such portion multiplied by the excess of $12.75 over the exercise price per share of such award. F4: Pursuant to the terms of the Merger Agreement and the terms of a Change of Control Agreement Acknowledgement between the Reporting Person and Ultimate Parent (the "CoC Acknowledgment"), the remaining portion of this stock option, which covered 18,250 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award, subject to the terms and conditions of the CoC Acknowledgment. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-17 · Disposition to issuer · Disposed 18,333 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-11-17 · Disposition to issuer · Disposed 60,710 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. |
| Restricted Stock Unit (Performance Based)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-11-17 · Disposition to issuer · Disposed 27,500 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. |
| Restricted Stock Unit (Performance Based)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-11-17 · Disposition to issuer · Disposed 110,481 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. |
| Restricted Stock Unit (Performance Based)SEC Table II · derivative / convertible security | Direct | 25,852 |
Reported balance
After 2017-11-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-11-20 · Grant · Acquired 25,852 · Balance 25,852 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F7: This performance-based restricted stock unit award was granted subject to achievement of certain performance objectives. The performance period for the award commenced on November 1, 2016 and ended coincident with the closing of the Merger on November 17, 2017, with vesting subject to approval of the performance calculation by the Company's Board of Directors or a committee thereof. This approval was obtained on November 20, 2017. |
| Restricted Stock Unit (Performance Based)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-11-20 · Disposition to issuer · Disposed 25,852 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest.
F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award.
F3: Pursuant to the terms of the Merger Agreement and in connection with the Merger, the portion of this stock option that was outstanding and vested as of immediately prior to the consummation of the Merger, which covered 54,750 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such portion multiplied by the excess of $12.75 over the exercise price per share of such award.
F4: Pursuant to the terms of the Merger Agreement and the terms of a Change of Control Agreement Acknowledgement between the Reporting Person and Ultimate Parent (the "CoC Acknowledgment"), the remaining portion of this stock option, which covered 18,250 shares of Company common stock, was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award, subject to the terms and conditions of the CoC Acknowledgment.
F5: Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F6: Pursuant to the terms of the Merger Agreement and the terms of the CoC Acknowledgment and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75, subject to the terms and conditions of the CoC Acknowledgment.
F7: This performance-based restricted stock unit award was granted subject to achievement of certain performance objectives. The performance period for the award commenced on November 1, 2016 and ended coincident with the closing of the Merger on November 17, 2017, with vesting subject to approval of the performance calculation by the Company's Board of Directors or a committee thereof. This approval was obtained on November 20, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2017 Filed Nov 3, 2017 19:25 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000090 · wf-form4_150975154382018.xml · nonDerivative · entry 3 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:25 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Tax withholdingCommon Stock | 3,633 | $11.74 | $42,651.42 |
DisclosureSEC source: 0001009626-17-000090 · wf-form4_150975154382018.xml · nonDerivative · entry 2 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,155 F2 · shares: Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:25 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 9,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000090 · wf-form4_150975154382018.xml · nonDerivative · entry 1 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionRestricted Stock Units · Derivative | 18,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · derivative · entry 12 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,666 Underlying: Common Stock · 18,334 shares Expires 2018-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F4 · derivative.exercise_date: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionRestricted Stock Units · Derivative | 9,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · derivative · entry 11 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,666 Underlying: Common Stock · 9,667 shares Expires 2017-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F4 · derivative.exercise_date: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionRestricted Stock Units · Derivative | 10,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · derivative · entry 10 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,333 shares Expires 2016-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F4 · derivative.exercise_date: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Tax withholdingCommon Stock | 7,694 | $11.24 | $86,480.56 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · nonDerivative · entry 8 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,122 F3 · shares: Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 18,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · nonDerivative · entry 7 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Tax withholdingCommon Stock | 3,633 | $11.24 | $40,834.92 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · nonDerivative · entry 6 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,482 F3 · shares: Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 9,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · nonDerivative · entry 5 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Tax withholdingCommon Stock | 3,884 | $11.24 | $43,656.16 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · nonDerivative · entry 4 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,448 F3 · shares: Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 10,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · nonDerivative · entry 3 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionRestricted Stock Units · Derivative | 59,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · derivative · entry 9 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,531 shares Expires 2016-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F6 · derivative.exercise_date: The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted December 9, 2013 under Brocade's 2009 Stock Plan. The performance period for the restricted stock units was October 27, 2013 until October 31, 2015, with vesting subject to approval of the performance calculation by Brocade's Compensation Committee. This approval was obtained on November 16, 2015. As a result, 50% of the restricted stock units vested on that date and the remaining 50% vested on October 31, 2016, subject to the terms of the performance-based restricted stock unit agreement. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Tax withholdingCommon Stock | 22,372 | $10.60 | $237,143.20 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · nonDerivative · entry 2 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,999 F3 · shares: Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 21:03 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 59,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-16-000304 · wf-form4_147813497237774.xml · nonDerivative · entry 1 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of 50% of the shares referred to in footnote (6) in this Form 4 into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F2 · balance_after: Includes 1,629 shares acquired under Brocade's employee stock purchase plan on June 1, 2016. Read SEC document |
| October 30, 2016 Filed Nov 1, 2016 20:08 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | GrantRestricted Stock Units · Derivative | 121,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-16-000290 · wf-form4_147804530632837.xml · derivative · entry 1 FAIRFAX DANIEL W · CIK 0001281634 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,422 Underlying: Common Stock · 121,422 shares Expires 2019-11-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F2 · derivative.exercise_date: Subject to the provisions in the restricted stock unit agreement, 50% of the restricted stock units are scheduled to vest on November 1, 2017, and 25% of the restricted stock units are scheduled to vest on each of November 1, 2018 and November 1, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.