Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERGY CORP /DE/ETR · Entity 221 | Group President, Utility Ops | August 15, 2024 | August 16, 2024 |
| ENTERGY TEXAS, INC.ETI-PR · Entity 8966 | Director · Group President, Utility Ops | September 17, 2019 | July 01, 2022 |
| Essential Utilities, Inc.WTRG · Entity 3473 | Director | June 21, 2024 | June 24, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERGY CORP /DE/
Report date August 15, 2024 · Filed August 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,598 |
Reported balance
After 2024-08-15 transaction · row 1
1 source rowRow 1 · 2024-08-15 · Sale · Disposed 17,119 · Balance 40,598 F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $116.82 to $116.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 4,949 |
Reported balance
Holding disclosure · report date 2024-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,949 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $116.82 to $116.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
ENTERGY TEXAS, INC.
Report date September 17, 2019 · Filed July 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 5.375% Series A Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-09-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Essential Utilities, Inc.
Report date June 21, 2024 · Filed June 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,071 |
Reported balance
After 2024-06-21 transaction · row 1
1 source rowRow 1 · 2024-06-21 · Grant · Acquired 3,259 · Balance 4,071 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2020 Filed Feb 24, 2020 22:55 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 16,367 | $130.35 | $2,133,438.45 |
DisclosureSEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 9 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,121 F5 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.03 to $130.98. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:55 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 19,467 | $70.53 | $1,373,007.51 |
DisclosureSEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 8 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:55 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 4,800 | $131.39 | $630,672.00 |
DisclosureSEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 7 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,021 F4 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.00 to $131.89. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:55 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 23,533 | $130.35 | $3,067,526.55 |
DisclosureSEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 6 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,821 F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.00 to $130.95. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:55 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 28,333 | $78.08 | $2,212,240.64 |
DisclosureSEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 5 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:55 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 100 | $131.96 | $13,196.00 |
DisclosureSEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 4 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,021 Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:55 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 3,300 | $131.38 | $433,554.00 |
DisclosureSEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 3 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,121 F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.00 to $131.83. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:55 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 9,382 | $130.43 | $1,223,694.26 |
DisclosureSEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 2 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,421 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.03 to $130.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:55 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 12,782 | $89.19 | $1,140,026.58 |
DisclosureSEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:50 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 589 | $131.52 | $77,465.28 |
DisclosureSEC source: 0000065984-20-000059 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,021 Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 23:35 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantEmployee Stock Option (Right to Buy) · Derivative | 31,705 | $0.00 Strike: $131.72 | $0.00 |
DisclosureSEC source: 0000065984-20-000045 · edgar.xml · derivative · entry 3 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,705 Underlying: Common Stock · 31,705 shares Expires 2030-01-30 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 23:35 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 3,361 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-20-000045 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,610 F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:36 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 844 | $129.55 | $109,340.20 |
DisclosureSEC source: 0000065984-20-000030 · edgar.xml · nonDerivative · entry 2 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,249 Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:36 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 542 | $129.55 | $70,216.10 |
DisclosureSEC source: 0000065984-20-000030 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,093 Read SEC document |
| January 17, 2020 Filed Jan 23, 2020 00:04 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 6,983 | $126.31 | $882,022.73 |
DisclosureSEC source: 0000065984-20-000017 · edgar.xml · nonDerivative · entry 2 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,635 Read SEC document |
| January 17, 2020 Filed Jan 23, 2020 00:04 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 18,088 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-20-000017 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,618 F1 · kind: Settlement of long-term performance units issued under the 2015 Entergy Corporation Equity Ownership Plan ("EOP"). F2 · balance_after: Includes 304 shares of Entergy Corporation common stock acquired pursuant to the dividend reinvestment feature of the EOP. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:47 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantEmployee Stock Option (Right to Buy) · Derivative | 38,346 | $0.00 Strike: $89.19 | $0.00 |
DisclosureSEC source: 0000065984-19-000067 · edgar.xml · derivative · entry 3 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,346 Underlying: Common Stock · 38,346 shares Expires 2029-01-31 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 31, 2020. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:47 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 3,795 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-19-000067 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,226 F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 31, 2020. Read SEC document |
| January 28, 2019 Filed Jan 31, 2019 00:13 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 524 | $86.51 | $45,331.24 |
DisclosureSEC source: 0000065984-19-000053 · edgar.xml · nonDerivative · entry 2 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,431 Read SEC document |
| January 28, 2019 Filed Jan 31, 2019 00:13 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 1,028 | $86.51 | $88,932.28 |
DisclosureSEC source: 0000065984-19-000053 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,955 Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 23:59 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 606 | $87.10 | $52,782.60 |
DisclosureSEC source: 0000065984-19-000040 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,983 Read SEC document |
| January 17, 2019 Filed Jan 23, 2019 00:04 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 3,105 | $86.03 | $267,123.15 |
DisclosureSEC source: 0000065984-19-000024 · edgar.xml · nonDerivative · entry 2 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,589 Read SEC document |
| January 17, 2019 Filed Jan 23, 2019 00:04 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 10,212 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-19-000024 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,694 F1 · kind: Settlement of long-term performance units issued under the 2015 Entergy Corporation Equity Ownership Plan ("EOP"). F2 · balance_after: Includes 103 shares of Entergy common stock acquired pursuant to the dividend reinvestment feature of the EOP. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,733 | $0.00 Strike: $70.53 | $0.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · derivative · entry 19 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,467 Underlying: Common Stock · 9,733 shares Expires 2027-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options vested on January 26, 2018. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 27,333 | $0.00 Strike: $70.56 | $0.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · derivative · entry 18 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,667 Underlying: Common Stock · 27,333 shares Expires 2026-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vested in two equal installments on January 28, 2017 and 2018. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $63.17 | $0.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · derivative · entry 17 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested in three equal annual installments on January 30, 2015, 2016 and 2017. F5 · derivative.expiration_date: The options vested in three equal annual installments on January 30, 2015, 2016 and 2017. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $71.30 | $0.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · derivative · entry 16 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in three equal annual installments on January 26, 2013, 2014 and 2015. F4 · derivative.expiration_date: The options vested in three equal annual installments on January 26, 2013, 2014 and 2015. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $77.10 | $0.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · derivative · entry 15 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in three equal annual installments on January 28, 2011, 2012 and 2013. F3 · derivative.expiration_date: The options vested in three equal annual installments on January 28, 2011, 2012 and 2013. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $77.53 | $0.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · derivative · entry 14 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal annual installments on January 29, 2010, 2011 and 2012. F2 · derivative.expiration_date: The options vested in three equal annual installments on January 29, 2010, 2011 and 2012. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 9,733 | $85.86 | $835,675.38 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 12 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,379 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 9,733 | $70.53 | $686,468.49 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 11 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 27,333 | $85.86 | $2,346,811.38 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 10 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,379 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 27,333 | $70.56 | $1,928,616.48 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 9 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 12,000 | $85.86 | $1,030,320.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 8 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,379 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 12,000 | $63.17 | $758,040.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 7 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 30,000 | $85.86 | $2,575,800.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 6 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,379 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 30,000 | $71.30 | $2,139,000.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 5 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 7,000 | $85.86 | $601,020.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 4 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,379 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 7,000 | $77.10 | $539,700.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 3 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 5,000 | $85.87 | $429,350.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 2 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,379 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 5,000 | $77.53 | $387,650.00 |
DisclosureSEC source: 0000065984-18-000238 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 212 shares of Entergy common stock acquired through the dividend reinvestment feature of Entergy Corporation's equity ownership plans. Read SEC document |
| May 01, 2018 Filed May 2, 2018 20:50 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionRestricted Stock Units · Derivative | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-18-000127 · edgar.xml · derivative · entry 4 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2018-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive for each vested unit the cash equivalent of one share of Entergy common stock. F1 · price: Each restricted stock unit represents a contingent right to receive for each vested unit the cash equivalent of one share of Entergy common stock. Read SEC document |
| May 01, 2018 Filed May 2, 2018 20:50 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Disposition to issuerCommon Stock | 21,000 | $81.23 | $1,705,830.00 |
DisclosureSEC source: 0000065984-18-000127 · edgar.xml · nonDerivative · entry 2 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,167 F3 · shares: The reporting person settled all of the restricted stock units in cash. Read SEC document |
| May 01, 2018 Filed May 2, 2018 20:50 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 21,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000065984-18-000127 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive for each vested unit the cash equivalent of one share of Entergy common stock. F2 · balance_after: Includes 113 shares of Entergy common stock acquired pursuant to a dividend reinvestment feature of the Entergy Corporation equity ownership plan. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 23:29 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 529 | $78.63 | $41,595.27 |
DisclosureSEC source: 0000065984-18-000059 · edgar.xml · nonDerivative · entry 2 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,054 Read SEC document |
| January 29, 2018 Filed Apr 24, 2019 21:31 UTC Amendment | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 644 | $78.63 | $50,637.72 |
DisclosureSEC source: 0000065984-19-000171 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,583 F1 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 29, 2018 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 28, 2018, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange trading day of January 29, 2018. Read SEC document |
| January 28, 2018 Filed Jan 31, 2018 23:29 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 644 | $78.63 | $50,637.72 |
DisclosureSEC source: 0000065984-18-000059 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,583 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 23:02 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 328 | $78.29 | $25,679.12 |
DisclosureSEC source: 0000065984-18-000047 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,227 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:26 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantEmployee Stock Option (Right to Buy) · Derivative | 42,500 | $0.00 Strike: $78.08 | $0.00 |
DisclosureSEC source: 0000065984-18-000031 · edgar.xml · derivative · entry 3 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 42,500 shares Expires 2028-01-25 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 25, 2019. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:26 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-18-000031 · edgar.xml · nonDerivative · entry 1 WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,555 F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 25, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.