Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BeneficientBENF · Entity 7427 | Director · 10% owner | September 18, 2026 | September 23, 2026 |
| Sight Sciences, Inc.SGHT · Entity 5537 | Director · 10% owner | June 08, 2022 | August 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beneficient
Report date September 18, 2026 · Filed September 23, 2026
Jointly reported with Hicks Holdings Operating LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 26,828 |
Reported balance
After 2026-09-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-18 · Grant · Acquired 26,828 · Balance 26,828 F1: Includes 26,828 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 26,828 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Mack Hicks (the "Reporting Person") on September 18, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 11,560,705 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,560,705 F2: These shares of Class A common stock are held by Hicks Holdings Operating, LLC, a Delaware limited liability company ("Hicks Holdings"). Mack Hicks is the sole member of Hicks Holdings and has the power to vote and direct the disposition of such shares. Mr. Hicks disclaims beneficial ownership of any securities directly held by Hicks Holdings, except to the extent of his pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 149,904 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 149,904 F3: These shares of Class A common stock are directly held by HH-BDH, LLC ("HH-BDH"). Hicks Holdings is the sole member of HH-BDH. Mr. Hicks is the sole member of Hicks Holdings and has the power to vote and direct the disposition of such shares. Mr. Hicks disclaims beneficial ownership of any securities directly held by HH-BDH, except to the extent of his pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 26,828 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 26,828 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Mack Hicks (the "Reporting Person") on September 18, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant.
F2: These shares of Class A common stock are held by Hicks Holdings Operating, LLC, a Delaware limited liability company ("Hicks Holdings"). Mack Hicks is the sole member of Hicks Holdings and has the power to vote and direct the disposition of such shares. Mr. Hicks disclaims beneficial ownership of any securities directly held by Hicks Holdings, except to the extent of his pecuniary interest in such securities.
F3: These shares of Class A common stock are directly held by HH-BDH, LLC ("HH-BDH"). Hicks Holdings is the sole member of HH-BDH. Mr. Hicks is the sole member of Hicks Holdings and has the power to vote and direct the disposition of such shares. Mr. Hicks disclaims beneficial ownership of any securities directly held by HH-BDH, except to the extent of his pecuniary interest in such securities.
Sight Sciences, Inc.
Report date June 08, 2022 · Filed August 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,940 |
Reported balance
After 2022-06-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-06-08 · Grant · Acquired 11,940 · Balance 11,940 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2: The RSUs vest on the earlier of (i) June 8, 2023 and (ii) one day prior to the Company's 2023 annual meeting of shareholders, subject to the Reporting Person's continued service with the Issuer through such vesting date. The RSUs have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: The RSUs vest on the earlier of (i) June 8, 2023 and (ii) one day prior to the Company's 2023 annual meeting of shareholders, subject to the Reporting Person's continued service with the Issuer through such vesting date. The RSUs have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2026 Filed Sep 23, 2026 01:54 UTC | Beneficient BENF · Entity 7427 | GrantClass A Common Stock | 26,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-043788 · ownership.xml · nonDerivative · entry 1 Hicks Mack H. · CIK 0001413224 · Director · 10% owner Hicks Holdings Operating LLC · CIK 0001775933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,828 F1 · shares: Includes 26,828 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 26,828 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Mack Hicks (the "Reporting Person") on September 18, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:43 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | OtherCommon Stock | 1,717,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-025869 · doc4.xml · nonDerivative · entry 2 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F7 · kind: Represents a pro rata distribution in-kind of all the shares formerly held by HH-IOP to its partners (the "HH-IOP Distribution"). As a result of both the HH Sight Distribution and the HH-IOP Distribution, in addition to HH Sight Partners, each of HH-IOP, the GP, the GP of the GP, HEP and Thomas O. Hicks will no longer be a reporting person. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks (individually, as Trustee of the MHH 2016 Descendants Trust, and as the ultimate owner and control person of MHH Ventures Ltd.) are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: Represents common stock directly held by HH-IOP. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:43 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | OtherCommon Stock | 2,669,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-025869 · doc4.xml · nonDerivative · entry 1 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Represents a pro rata distribution in-kind of all the shares formerly held by HH Sight Partners, L.P. ("HH Sight Partners") to its partners (the "HH Sight Distribution"). As a result of the HH Sight Distribution, HH Sight Partners will no longer be a reporting person. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks (individually, as Trustee of the MHH 2016 Descendants Trust, and as the ultimate owner and control person of MHH Ventures Ltd.) are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents common stock directly held by HH Sight Partners. Read SEC document |
| June 08, 2022 Filed Aug 5, 2022 20:11 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | GrantRestricted Stock Units · Derivative | 11,940 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-027824 · doc4.xml · derivative · entry 1 Hicks Mack H. · CIK 0001413224 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,940 Underlying: Common Stock · 11,940 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) June 8, 2023 and (ii) one day prior to the Company's 2023 annual meeting of shareholders, subject to the Reporting Person's continued service with the Issuer through such vesting date. The RSUs have no expiration date. F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) June 8, 2023 and (ii) one day prior to the Company's 2023 annual meeting of shareholders, subject to the Reporting Person's continued service with the Issuer through such vesting date. The RSUs have no expiration date. Read SEC document |
| July 19, 2021 Filed Jul 19, 2021 18:34 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | ConversionSeries C Redeemable Convertible Preferred Stock · Derivative | 669,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-028858 · doc4.xml · derivative · entry 8 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 334,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.exercise_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.expiration_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F12 · ownership.nature: Represents preferred stock directly held by HH-IOP. Read SEC document |
| July 19, 2021 Filed Jul 19, 2021 18:34 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | ConversionSeries C Redeemable Convertible Preferred Stock · Derivative | 1,057,476 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-028858 · doc4.xml · derivative · entry 7 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 528,738 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.exercise_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.expiration_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F11 · ownership.nature: Represents preferred stock directly held by HH Sight Partners. Read SEC document |
| July 19, 2021 Filed Jul 19, 2021 18:34 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | ConversionSeries B Redeemable Convertible Preferred Stock · Derivative | 2,764,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-028858 · doc4.xml · derivative · entry 6 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,382,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.exercise_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.expiration_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F12 · ownership.nature: Represents preferred stock directly held by HH-IOP. Read SEC document |
| July 19, 2021 Filed Jul 19, 2021 18:34 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | ConversionSeries B Redeemable Convertible Preferred Stock · Derivative | 513,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-028858 · doc4.xml · derivative · entry 5 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 256,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.exercise_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.expiration_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F11 · ownership.nature: Represents preferred stock directly held by HH Sight Partners. Read SEC document |
| July 19, 2021 Filed Jul 19, 2021 18:34 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | ConversionSeries A Redeemable Convertible Preferred Stock · Derivative | 3,768,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-028858 · doc4.xml · derivative · entry 4 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,884,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.exercise_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.expiration_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F11 · ownership.nature: Represents preferred stock directly held by HH Sight Partners. Read SEC document |
| July 19, 2021 Filed Jul 19, 2021 18:34 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | ConversionCommon Stock | 1,717,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-028858 · doc4.xml · nonDerivative · entry 2 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,717,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F8 · balance_after: Represents common stock received by HH-IOP in connection with the automatic conversion of all of its preferred stock. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F9 · ownership.nature: Represents common stock directly held by HH-IOP. Read SEC document |
| July 19, 2021 Filed Jul 19, 2021 18:34 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | ConversionCommon Stock | 2,669,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-028858 · doc4.xml · nonDerivative · entry 1 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,669,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F2 · balance_after: Represents common stock received by HH Sight Partners, L.P. ("HH Sight Partners") in connection with the automatic conversion of all of its preferred stock. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: Represents common stock directly held by HH Sight Partners. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.