Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Container Store Group, Inc.TCS · Entity 87876 | Director · 10% owner | August 28, 2024 | August 31, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Container Store Group, Inc.
Report date August 28, 2024 · Filed August 31, 2024
Jointly reported with Green Equity Investors V, L.P., TCS Co-Invest, LLC, GEI Capital V, LLC, Leonard Green & Partners, L.P., LGP MANAGEMENT INC, Green Equity Investors Side V, L.P., PERIDOT COINVEST MANAGER LLC, Green V Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectSee footnote. | 221,914 |
Reported balance
After 2024-08-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-08-28 · Grant · Acquired 24,390 · Balance 221,914 F1: Represents shares of restricted common stock, par value $0.01 per share (the "Common Stock") of Container Store Group, Inc. (the "Issuer") awarded to Mr. J. Kristofer Galashan on August 28, 2024 as compensation for services as a director of the Issuer. F2: Granted as compensation for services. F3: Represents shares of restricted Common Stock owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 135,347 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of Leonard Green & Partners, L.P. ("LGP"), and owns 86,567 shares, which are held for the benefit of LGP. |
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 11,680,206 |
Reported balance
Holding disclosure · report date 2024-08-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,680,206 F4: Represents shares of the Common Stock held directly by Green Equity Investors V, L.P. ("GEI V"). F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F7: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. |
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 3,503,776 |
Reported balance
Holding disclosure · report date 2024-08-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,503,776 F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F8: Represents shares of Common Stock held directly by GEI Side V. F9: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. |
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 150,024 |
Reported balance
Holding disclosure · report date 2024-08-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 150,024 F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F10: Represents shares of Common Stock held directly by TCS. F11: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2024-10-27 | IndirectSee footnote. | 10,132 |
Reported balance
Holding disclosure · report date 2024-08-28 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 10,132 F12: The options reported on this row are fully vested. F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.28 · Expires 2025-08-03 | IndirectSee footnote. | 11,821 |
Reported balance
Holding disclosure · report date 2024-08-28 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 11,821 F12: The options reported on this row are fully vested. F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.35 · Expires 2026-08-01 | IndirectSee footnote. | 30,675 |
Reported balance
Holding disclosure · report date 2024-08-28 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 30,675 F12: The options reported on this row are fully vested. F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.10 · Expires 2027-09-12 | IndirectSee footnote. | 42,919 |
Reported balance
Holding disclosure · report date 2024-08-28 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 42,919 F12: The options reported on this row are fully vested. F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted common stock, par value $0.01 per share (the "Common Stock") of Container Store Group, Inc. (the "Issuer") awarded to Mr. J. Kristofer Galashan on August 28, 2024 as compensation for services as a director of the Issuer.
F2: Granted as compensation for services.
F3: Represents shares of restricted Common Stock owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 135,347 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of Leonard Green & Partners, L.P. ("LGP"), and owns 86,567 shares, which are held for the benefit of LGP.
F4: Represents shares of the Common Stock held directly by Green Equity Investors V, L.P. ("GEI V").
F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").
F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.
F7: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
F8: Represents shares of Common Stock held directly by GEI Side V.
F9: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
F10: Represents shares of Common Stock held directly by TCS.
F11: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
F12: The options reported on this row are fully vested.
F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AerSale Corp
Report date April 16, 2021 · Filed April 21, 2021
Jointly reported with Green Equity Investors V, L.P., Green Equity Investors Side V, L.P., LGP Parts Coinvest LLC, GEI Capital V, LLC, Green V Holdings, LLC
Section 16 reporting ended · disclosed 2021-04-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-04-16 · Other · Disposed 20,771,203 · Balance 0 F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F2: Represents shares of Common Stock of the Issuer contributed by GEI V to Main CF and Side CF as part of the Transaction. F3: Represents shares owned by GEI V. F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-04-16 · Other · Disposed 6,230,686 · Balance 0 F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F7: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction. F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F8: Represents shares of Common Stock owned by GEI Side V. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-04-16 · Other · Disposed 15,734 · Balance 0 F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F9: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction. F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F10: Represents shares of Common Stock owned by Coinvest. |
| Contingent Earnout ShareSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-16 · Other · Disposed 743,522 · Balance 0 F11: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F12: Represents Contingent Earnout Shares contributed by GEI V to Main CF and Side CF as part of the Transaction. F13: Represents Contingent Earnout Shares owned by GEI V. |
| Contingent Earnout ShareSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-04-16 · Other · Disposed 223,032 · Balance 0 F11: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F14: Represents Contingent Earnout Shares contributed by GEI Side V to Side CF as part of the Transaction. F15: Represents Contingent Earnout Shares owned by GEI Side V. |
| Contingent Earnout ShareSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-04-16 · Other · Disposed 563 · Balance 0 F11: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F16: Represents Contingent Earnout Shares contributed by Coinvest to Associates CF and Main CF as part of the Transaction. F17: Represents Contingent Earnout Shares owned by Coinvest. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").
F2: Represents shares of Common Stock of the Issuer contributed by GEI V to Main CF and Side CF as part of the Transaction.
F3: Represents shares owned by GEI V.
F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.
F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.
F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.
F7: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction.
F8: Represents shares of Common Stock owned by GEI Side V.
F9: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction.
F10: Represents shares of Common Stock owned by Coinvest.
F11: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.
F12: Represents Contingent Earnout Shares contributed by GEI V to Main CF and Side CF as part of the Transaction.
F13: Represents Contingent Earnout Shares owned by GEI V.
F14: Represents Contingent Earnout Shares contributed by GEI Side V to Side CF as part of the Transaction.
F15: Represents Contingent Earnout Shares owned by GEI Side V.
F16: Represents Contingent Earnout Shares contributed by Coinvest to Associates CF and Main CF as part of the Transaction.
F17: Represents Contingent Earnout Shares owned by Coinvest.
BJ's Wholesale Club Holdings, Inc.
Report date June 07, 2019 · Filed June 11, 2019
Jointly reported with Green Equity Investors V, L.P., Green V Holdings, LLC, Beacon Coinvest LLC, GEI Capital V, LLC, Leonard Green & Partners, L.P., LGP MANAGEMENT INC, PERIDOT COINVEST MANAGER LLC, Green Equity Investors Side V, L.P.
Section 16 reporting ended · disclosed 2019-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,441,554 |
Reported balance
After 2019-06-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-06-07 · Sale · Disposed 6,526,354 · Balance 7,441,554 F1: Represents shares of common stock, par value $0.01 per share ("Common Stock") of BJ's Wholesale Club Holdings, Inc. (the "Issuer") sold by Green Equity Investors V, L.P. ("GEI V"). F2: Represents Common Stock owned by GEI V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon. F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F5: Each of GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | Direct | 2,232,287 |
Reported balance
After 2019-06-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-06-07 · Sale · Disposed 1,957,749 · Balance 2,232,287 F6: Represents Common Stock sold by GEI Side V. F7: Represents Common Stock owned by GEI Side V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon. F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F8: Each of GEI V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | Direct | 303,183 |
Reported balance
After 2019-06-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-06-07 · Sale · Disposed 265,897 · Balance 303,183 F9: Represents Common Stock sold by Beacon. F10: Represents Common Stock owned by Beacon. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon. F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F11: Each of GEI V, GEI Side V, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Beacon, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock, par value $0.01 per share ("Common Stock") of BJ's Wholesale Club Holdings, Inc. (the "Issuer") sold by Green Equity Investors V, L.P. ("GEI V").
F2: Represents Common Stock owned by GEI V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.
F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.
F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.
F5: Each of GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
F6: Represents Common Stock sold by GEI Side V.
F7: Represents Common Stock owned by GEI Side V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.
F8: Each of GEI V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
F9: Represents Common Stock sold by Beacon.
F10: Represents Common Stock owned by Beacon. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.
F11: Each of GEI V, GEI Side V, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Beacon, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
IMS Health Holdings, Inc.
Report date October 03, 2016 · Filed October 04, 2016
Jointly reported with Green Equity Investors V, L.P., Green Equity Investors Side V, L.P., GEI Capital V, LLC, Green V Holdings, LLC, Leonard Green & Partners, L.P., LGP MANAGEMENT INC, LGP Iceberg Coinvest, LLC, PERIDOT COINVEST MANAGER LLC
Section 16 reporting ended · disclosed 2016-10-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-10-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-10-03 · Disposition to issuer · Disposed 14,579,471 · Balance 0 F1: On October 3, 2016, pursuant to an Agreement and Plan of Merger entered into by and between the Issuer and Quintiles Transnational Holdings Inc., each outstanding share of common stock of the Issuer ("Share") was automatically converted into the right to receive 0.3840 of a share of common stock, par value $0.01 per share, of Quintiles IMS Holdings, Inc. (the "Conversion"). The Shares reported on this row were owned by Green Equity Investors V, L.P. ("GEI V"). F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares. F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice. F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice. F5: Each of GEI Side V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-10-03 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-10-03 · Disposition to issuer · Disposed 4,373,491 · Balance 0 F6: The Shares reported on this row were owned by GEI Side V and were automatically converted pursuant to the Conversion described in note 1 to this Form 4. F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares. F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice. F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice. F7: Each of GEI V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-10-03 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-10-03 · Disposition to issuer · Disposed 138,733 · Balance 0 F8: The Shares reported on this row were owned by LGP Ice and were automatically converted pursuant to the Conversion described in note 1 to this Form 4. F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares. F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice. F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice. F9: Each of GEI V, GEI Side V, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 3, 2016, pursuant to an Agreement and Plan of Merger entered into by and between the Issuer and Quintiles Transnational Holdings Inc., each outstanding share of common stock of the Issuer ("Share") was automatically converted into the right to receive 0.3840 of a share of common stock, par value $0.01 per share, of Quintiles IMS Holdings, Inc. (the "Conversion"). The Shares reported on this row were owned by Green Equity Investors V, L.P. ("GEI V").
F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares.
F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice.
F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice.
F5: Each of GEI Side V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
F6: The Shares reported on this row were owned by GEI Side V and were automatically converted pursuant to the Conversion described in note 1 to this Form 4.
F7: Each of GEI V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
F8: The Shares reported on this row were owned by LGP Ice and were automatically converted pursuant to the Conversion described in note 1 to this Form 4.
F9: Each of GEI V, GEI Side V, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
JOANN Inc.
Report date April 16, 2021 · Filed April 20, 2021
Jointly reported with Green Equity Investors V, L.P., Green Equity Investors Side V, L.P., Needle Coinvest LLC, GEI Capital V, LLC, Green V Holdings, LLC
Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-04-16 · Other · Disposed 21,117,204 · Balance 0 F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F2: Represents shares of Common Stock contributed by GEI V to Main CF and Side CF as part of the Transaction. F3: Represents shares owned by GEI V. F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-04-16 · Other · Disposed 6,334,611 · Balance 0 F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F7: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction. F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F8: Represents shares of Common Stock owned by GEI Side V. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-04-16 · Other · Disposed 375,542 · Balance 0 F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F9: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction. F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F10: Represents shares of Common Stock owned by Coinvest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectSee footnote. | 23,436 |
Reported balance
After 2021-03-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-17 · Grant · Acquired 23,436 · Balance 23,436 F11: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F12: Represents restricted stock units granted to Messrs. Jonathan Sokoloff and John Yoon and Ms. Chang, as members of the board of directors of the Issuer. Each of Messrs. Sokoloff and Yoon and Ms. Chang received 7,812 restricted stock units. F13: The restricted stock units vest on March 17, 2022. F14: Represents restricted stock units held by Messrs. Sokoloff and Yoon and Ms. Chang. Of the 23,436 shares, 7,812 are held by Mr. Sokoloff, 7,812 are held by Mr. Yoon, and 7,812 are held by Ms. Chang. The shares are held for the benefit of LGP and each of Messrs. Sokoloff and Yoon and Ms. Chang disclaims beneficial ownership of such shares, except to the extent of his or her pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").
F2: Represents shares of Common Stock contributed by GEI V to Main CF and Side CF as part of the Transaction.
F3: Represents shares owned by GEI V.
F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.
F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.
F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.
F7: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction.
F8: Represents shares of Common Stock owned by GEI Side V.
F9: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction.
F10: Represents shares of Common Stock owned by Coinvest.
F11: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
F12: Represents restricted stock units granted to Messrs. Jonathan Sokoloff and John Yoon and Ms. Chang, as members of the board of directors of the Issuer. Each of Messrs. Sokoloff and Yoon and Ms. Chang received 7,812 restricted stock units.
F13: The restricted stock units vest on March 17, 2022.
F14: Represents restricted stock units held by Messrs. Sokoloff and Yoon and Ms. Chang. Of the 23,436 shares, 7,812 are held by Mr. Sokoloff, 7,812 are held by Mr. Yoon, and 7,812 are held by Ms. Chang. The shares are held for the benefit of LGP and each of Messrs. Sokoloff and Yoon and Ms. Chang disclaims beneficial ownership of such shares, except to the extent of his or her pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2020 Filed Nov 12, 2020 23:09 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 140,963 | $10.30 | $1,451,918.90 |
DisclosureSEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 1 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,346,380 F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"). F2 · price: This transaction was executed in multiple trades at prices ranging from $10.10 to $10.525. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI V. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 161 | $10.47 | $1,685.67 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 12 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,147 F10 · shares: Represents shares of Common Stock sold by TCS. F15 · price: This transaction was executed in multiple trades at prices ranging from $10.455 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F11 · balance_after: Represents shares of Common Stock owned by TCS. F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 3,775 | $10.47 | $39,524.25 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 11 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,145,700 F7 · shares: Represents shares of Common Stock sold by GEI Side V. F15 · price: This transaction was executed in multiple trades at prices ranging from $10.455 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F8 · balance_after: Represents shares owned by GEI Side V. F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 12,582 | $10.47 | $131,733.54 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 10 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,487,343 F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"). F15 · price: This transaction was executed in multiple trades at prices ranging from $10.455 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI V. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 817 | $9.87 | $8,063.79 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 9 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,308 F10 · shares: Represents shares of Common Stock sold by TCS. F14 · price: This transaction was executed in multiple trades at prices ranging from $9.45 to $10.40. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F11 · balance_after: Represents shares of Common Stock owned by TCS. F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 19,075 | $9.87 | $188,270.25 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 8 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,149,475 F7 · shares: Represents shares of Common Stock sold by GEI Side V. F14 · price: This transaction was executed in multiple trades at prices ranging from $9.45 to $10.40. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F8 · balance_after: Represents shares owned by GEI Side V. F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 63,590 | $9.87 | $627,633.30 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 7 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,499,925 F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"). F14 · price: This transaction was executed in multiple trades at prices ranging from $9.45 to $10.40. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI V. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 1,957 | $9.99 | $19,550.43 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 6 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,125 F10 · shares: Represents shares of Common Stock sold by TCS. F13 · price: This transaction was executed in multiple trades at prices ranging from $9.74 to $10.225. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F11 · balance_after: Represents shares of Common Stock owned by TCS. F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 45,699 | $9.99 | $456,533.01 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 5 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,168,550 F7 · shares: Represents shares of Common Stock sold by GEI Side V. F13 · price: This transaction was executed in multiple trades at prices ranging from $9.74 to $10.225. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F8 · balance_after: Represents shares owned by GEI Side V. F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 152,344 | $9.99 | $1,521,916.56 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 4 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,563,515 F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"). F13 · price: This transaction was executed in multiple trades at prices ranging from $9.74 to $10.225. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI V. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 3,036 | $10.48 | $31,817.28 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 3 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,082 F10 · shares: Represents shares of Common Stock sold by TCS. F2 · price: This transaction was executed in multiple trades at prices ranging from $10.20 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F11 · balance_after: Represents shares of Common Stock owned by TCS. F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 70,915 | $10.48 | $743,189.20 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 2 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,214,249 F7 · shares: Represents shares of Common Stock sold by GEI Side V. F2 · price: This transaction was executed in multiple trades at prices ranging from $10.20 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F8 · balance_after: Represents shares owned by GEI Side V. F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 05, 2020 Filed Nov 10, 2020 01:44 UTC | Container Store Group, Inc. TCS · Entity 87876 | SaleCommon Stock, par value $0.01 | 236,403 | $10.48 | $2,477,503.44 |
DisclosureSEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 1 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,715,859 F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"). F2 · price: This transaction was executed in multiple trades at prices ranging from $10.20 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI V. F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS"). F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS. F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 20:42 UTC | Container Store Group, Inc. TCS · Entity 87876 | GrantCommon Stock, par value $0.01 | 76,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048639 · doc4.xml · nonDerivative · entry 4 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 168,414 F9 · shares: Represents shares of restricted Common Stock of the Issuer awarded to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 26, 2020. F10 · price: Granted as compensation for services. F11 · balance_after: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 56,138 shares of restricted Common Stock. F11 · ownership.nature: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 56,138 shares of restricted Common Stock. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:13 UTC | Container Store Group, Inc. TCS · Entity 87876 | GrantCommon Stock, par value $0.01 | 64,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047865 · doc4.xml · nonDerivative · entry 4 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 92,271 F9 · shares: Represents shares of restricted Common Stock of the Issuer awarded to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 28, 2019. F10 · price: Granted as compensation for services. F11 · balance_after: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 30,757 shares of restricted Common Stock. F11 · ownership.nature: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 30,757 shares of restricted Common Stock. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 21:42 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 265,897 | $24.53 | $6,522,453.41 |
DisclosureSEC source: 0001209191-19-036142 · doc4.xml · nonDerivative · entry 3 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,183 F9 · shares: Represents Common Stock sold by Beacon. F10 · balance_after: Represents Common Stock owned by Beacon. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F11 · ownership.direct: Each of GEI V, GEI Side V, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Beacon, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 21:42 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 1,957,749 | $24.53 | $48,023,582.97 |
DisclosureSEC source: 0001209191-19-036142 · doc4.xml · nonDerivative · entry 2 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232,287 F6 · shares: Represents Common Stock sold by GEI Side V. F7 · balance_after: Represents Common Stock owned by GEI Side V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F8 · ownership.direct: Each of GEI V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 21:42 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 6,526,354 | $24.53 | $160,091,463.62 |
DisclosureSEC source: 0001209191-19-036142 · doc4.xml · nonDerivative · entry 1 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,441,554 F1 · shares: Represents shares of common stock, par value $0.01 per share ("Common Stock") of BJ's Wholesale Club Holdings, Inc. (the "Issuer") sold by Green Equity Investors V, L.P. ("GEI V"). F2 · balance_after: Represents Common Stock owned by GEI V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F5 · ownership.direct: Each of GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:13 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 297,045 | $24.58 | $7,301,366.10 |
DisclosureSEC source: 0001209191-19-019573 · doc4.xml · nonDerivative · entry 3 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,080 F9 · shares: Represents Common Stock sold by Beacon. F10 · balance_after: Represents Common Stock owned by Beacon. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 60 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F11 · ownership.direct: Each of GEI V, GEI Side V, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Beacon, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:13 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 2,187,085 | $24.58 | $53,758,549.30 |
DisclosureSEC source: 0001209191-19-019573 · doc4.xml · nonDerivative · entry 2 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,190,036 F6 · shares: Represents Common Stock sold by GEI Side V. F7 · balance_after: Represents Common Stock owned by GEI Side V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 60 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F8 · ownership.direct: Each of GEI V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:13 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 7,290,870 | $24.58 | $179,209,584.60 |
DisclosureSEC source: 0001209191-19-019573 · doc4.xml · nonDerivative · entry 1 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,967,908 F1 · shares: Represents shares of common stock, par value $0.01 per share ("Common Stock") of BJ's Wholesale Club Holdings, Inc. (the "Issuer") sold by Green Equity Investors V, L.P. ("GEI V"). F2 · balance_after: Represents Common Stock owned by GEI V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 60 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F5 · ownership.direct: Each of GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 01:51 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 456,875 | $26.00 | $11,878,750.00 |
DisclosureSEC source: 0001209191-18-052924 · doc4.xml · nonDerivative · entry 3 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,125 F9 · shares: Represents Common Stock sold by Beacon in connection with the closing of the Offering and in connection with the exercise of an over-allotment option by the underwriters in the Offering. F10 · balance_after: Represents Common Stock owned by Beacon. The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent, among other exceptions, until 90 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F11 · ownership.direct: Each of GEI V, GEI Side V, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Beacon, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 01:51 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 3,363,897 | $26.00 | $87,461,322.00 |
DisclosureSEC source: 0001209191-18-052924 · doc4.xml · nonDerivative · entry 2 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,377,121 F6 · shares: Represents Common Stock sold by GEI Side V in connection with the closing of the Offering and in connection with the exercise of an over-allotment option by the underwriters in the Offering. F7 · balance_after: Represents Common Stock owned by GEI Side V. The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent, among other exceptions, until 90 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F8 · ownership.direct: Each of GEI V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 01:51 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 11,213,886 | $26.00 | $291,561,036.00 |
DisclosureSEC source: 0001209191-18-052924 · doc4.xml · nonDerivative · entry 1 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,258,778 F1 · shares: Represents shares of common stock, par value $0.01 per share ("Common Stock") of BJ's Wholesale Club Holdings, Inc. (the "Issuer") sold by Green Equity Investors V, L.P. ("GEI V") in connection with the closing of a secondary offering of Common Stock by certain selling stockholders (the "Offering") and in connection with the exercise of an over-allotment option by the underwriters in the Offering. F2 · balance_after: Represents Common Stock owned by GEI V. The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent, among other exceptions, until 90 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder. F5 · ownership.direct: Each of GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 12, 2018 Filed Sep 15, 2018 01:57 UTC | Container Store Group, Inc. TCS · Entity 87876 | GrantCommon Stock, par value $0.01 | 27,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051158 · doc4.xml · nonDerivative · entry 4 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,474 F9 · shares: Represents shares of Common Stock of the Issuer underlying restricted stock units awarded to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 12, 2018. The restricted stock units represent the right to receive shares of Common Stock and vest on the schedule reported in footnote 10, subject to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan's continued service with the Issuer. F9 · price: Represents shares of Common Stock of the Issuer underlying restricted stock units awarded to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 12, 2018. The restricted stock units represent the right to receive shares of Common Stock and vest on the schedule reported in footnote 10, subject to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan's continued service with the Issuer. F10 · balance_after: Of the 27,474 shares of Common Stock reported, 9,159 will vest on September 12, 2019, 9,159 will vest on September 12, 2020, and 9,156 will vest on September 12, 2021. F11 · ownership.nature: Represents shares owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 9,158 shares of Common Stock. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 22:59 UTC | Container Store Group, Inc. TCS · Entity 87876 | GrantStock Option (Right to Buy) · Derivative | 128,757 | $0.00 Strike: $4.10 | $0.00 |
DisclosureSEC source: 0001209191-17-052861 · doc4.xml · derivative · entry 8 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 128,757 Underlying: Common Stock · 128,757 shares Expires 2027-09-12 F17 · deemedExecutionDate: Not applicable. F19 · price: Granted as compensation for services. F18 · derivative.exercise_date: Subject to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan's continued service through each such vesting date, the options reported on this row shall vest and become exercisable in three equal installments as follows: (i) the first installment shall vest on the earlier of (x) the day immediately preceding the date of the first Annual Meeting following September 12, 2017 (the "Third Grant Date") and (y) September 12, 2018; (ii) the second installment shall vest on the earlier of (x) the day immediately preceding the second Annual Meeting following the Third Grant Date and (y) September 12, 2019; and (iii) the third installment shall vest on the earlier of (x) the day immediately preceding the third Annual Meeting following the Third Grant Date and (y) September 12, 2020. F20 · ownership.nature: The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Messrs. Sokoloff, Flynn, and Galashan each holding 42,919 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 19:45 UTC | IMS Health Holdings, Inc. IMS · Entity 174539 | Disposition to issuerCommon Stock | 138,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144109 · doc4.xml · nonDerivative · entry 3 Green Equity Investors V, L.P. · CIK 0001449644 · Director Green Equity Investors Side V, L.P. · CIK 0001449643 · Director GEI Capital V, LLC · CIK 0001449640 · Director Green V Holdings, LLC · CIK 0001449645 · Director LEONARD GREEN PARTNERS LP · CIK 0001175523 · Director LGP MANAGEMENT INC · CIK 0001175525 · Director LGP Iceberg Coinvest, LLC · CIK 0001604654 · Director PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director LGP Associates V LLC · CIK 0001642447 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F8 · shares: The Shares reported on this row were owned by LGP Ice and were automatically converted pursuant to the Conversion described in note 1 to this Form 4. F2 · balance_after: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares. F3 · ownership.direct: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice. F4 · ownership.direct: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice. F9 · ownership.direct: Each of GEI V, GEI Side V, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 19:45 UTC | IMS Health Holdings, Inc. IMS · Entity 174539 | Disposition to issuerCommon Stock | 4,373,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144109 · doc4.xml · nonDerivative · entry 2 Green Equity Investors V, L.P. · CIK 0001449644 · Director Green Equity Investors Side V, L.P. · CIK 0001449643 · Director GEI Capital V, LLC · CIK 0001449640 · Director Green V Holdings, LLC · CIK 0001449645 · Director LEONARD GREEN PARTNERS LP · CIK 0001175523 · Director LGP MANAGEMENT INC · CIK 0001175525 · Director LGP Iceberg Coinvest, LLC · CIK 0001604654 · Director PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director LGP Associates V LLC · CIK 0001642447 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · shares: The Shares reported on this row were owned by GEI Side V and were automatically converted pursuant to the Conversion described in note 1 to this Form 4. F2 · balance_after: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares. F3 · ownership.direct: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice. F4 · ownership.direct: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice. F7 · ownership.direct: Each of GEI V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 19:45 UTC | IMS Health Holdings, Inc. IMS · Entity 174539 | Disposition to issuerCommon Stock | 14,579,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144109 · doc4.xml · nonDerivative · entry 1 Green Equity Investors V, L.P. · CIK 0001449644 · Director Green Equity Investors Side V, L.P. · CIK 0001449643 · Director GEI Capital V, LLC · CIK 0001449640 · Director Green V Holdings, LLC · CIK 0001449645 · Director LEONARD GREEN PARTNERS LP · CIK 0001175523 · Director LGP MANAGEMENT INC · CIK 0001175525 · Director LGP Iceberg Coinvest, LLC · CIK 0001604654 · Director PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director LGP Associates V LLC · CIK 0001642447 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On October 3, 2016, pursuant to an Agreement and Plan of Merger entered into by and between the Issuer and Quintiles Transnational Holdings Inc., each outstanding share of common stock of the Issuer ("Share") was automatically converted into the right to receive 0.3840 of a share of common stock, par value $0.01 per share, of Quintiles IMS Holdings, Inc. (the "Conversion"). The Shares reported on this row were owned by Green Equity Investors V, L.P. ("GEI V"). F2 · balance_after: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares. F3 · ownership.direct: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice. F4 · ownership.direct: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice. F5 · ownership.direct: Each of GEI Side V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.