Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marqeta, Inc.MQ · Entity 806 | See Remarks | September 01, 2024 | September 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marqeta, Inc.
Report date September 01, 2024 · Filed September 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 130,183 |
Ending reported balance
After 2024-09-01 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2024-09-01 · Exercise / conversion · Acquired 8,850 · Balance 96,056 F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Row 2 · 2024-09-01 · Tax withholding · Disposed 4,486 · Balance 91,570 F2: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Row 3 · 2024-09-01 · Exercise / conversion · Acquired 39,592 · Balance 131,162 F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Row 4 · 2024-09-01 · Tax withholding · Disposed 20,066 · Balance 111,096 F2: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Row 5 · 2024-09-01 · Exercise / conversion · Acquired 38,702 · Balance 149,798 F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Row 6 · 2024-09-01 · Tax withholding · Disposed 19,615 · Balance 130,183 F2: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 44,255 |
Reported balance
After 2024-09-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-09-01 · Exercise / conversion · Disposed 8,850 · Balance 44,255 F3: Each restricted stock unit is convertible into one share of Class A Common Stock. F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 237,552 |
Reported balance
After 2024-09-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-09-01 · Exercise / conversion · Disposed 39,592 · Balance 237,552 F3: Each restricted stock unit is convertible into one share of Class A Common Stock. F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 387,015 |
Reported balance
After 2024-09-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-09-01 · Exercise / conversion · Disposed 38,702 · Balance 387,015 F3: Each restricted stock unit is convertible into one share of Class A Common Stock. F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F6: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
F2: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act.
F3: Each restricted stock unit is convertible into one share of Class A Common Stock.
F4: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.
F5: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.
F6: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2024 Filed Sep 4, 2024 19:33 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 38,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000009 · wk-form4_1725488106.xml · derivative · entry 9 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 387,015 Underlying: Class A Common Stock · 38,702 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F6 · derivative.exercise_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F6 · derivative.expiration_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 19:33 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000009 · wk-form4_1725488106.xml · derivative · entry 8 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,552 Underlying: Class A Common Stock · 39,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5 · derivative.exercise_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F5 · derivative.expiration_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 19:33 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 8,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000009 · wk-form4_1725488106.xml · derivative · entry 7 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,255 Underlying: Class A Common Stock · 8,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F4 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 19:33 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 19,615 | $5.11 | $100,232.65 |
DisclosureSEC source: 0001865112-24-000009 · wk-form4_1725488106.xml · nonDerivative · entry 6 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,183 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 19:33 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 38,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000009 · wk-form4_1725488106.xml · nonDerivative · entry 5 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 19:33 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 20,066 | $5.11 | $102,537.26 |
DisclosureSEC source: 0001865112-24-000009 · wk-form4_1725488106.xml · nonDerivative · entry 4 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,096 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 19:33 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000009 · wk-form4_1725488106.xml · nonDerivative · entry 3 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 19:33 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 4,486 | $5.11 | $22,923.46 |
DisclosureSEC source: 0001865112-24-000009 · wk-form4_1725488106.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,570 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 19:33 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 8,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000009 · wk-form4_1725488106.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:18 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 38,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000007 · wk-form4_1717622303.xml · derivative · entry 9 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,717 Underlying: Class A Common Stock · 38,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F6 · derivative.exercise_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024 and one-twelfth (1/12th) of the remaining restricted stock units vest quarterly on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. F6 · derivative.expiration_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024 and one-twelfth (1/12th) of the remaining restricted stock units vest quarterly on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:18 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000007 · wk-form4_1717622303.xml · derivative · entry 8 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,144 Underlying: Class A Common Stock · 39,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5 · derivative.exercise_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and an additional one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F5 · derivative.expiration_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and an additional one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:18 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000007 · wk-form4_1717622303.xml · derivative · entry 7 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,105 Underlying: Class A Common Stock · 8,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F4 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:18 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 13,809 | $5.44 | $75,120.96 |
DisclosureSEC source: 0001865112-24-000007 · wk-form4_1717622303.xml · nonDerivative · entry 6 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,206 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:18 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 38,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000007 · wk-form4_1717622303.xml · nonDerivative · entry 5 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:18 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 14,127 | $5.44 | $76,850.88 |
DisclosureSEC source: 0001865112-24-000007 · wk-form4_1717622303.xml · nonDerivative · entry 4 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,314 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:18 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000007 · wk-form4_1717622303.xml · nonDerivative · entry 3 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:18 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 3,159 | $5.44 | $17,184.96 |
DisclosureSEC source: 0001865112-24-000007 · wk-form4_1717622303.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,849 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:18 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000007 · wk-form4_1717622303.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 17:33 UTC | Marqeta, Inc. MQ · Entity 806 | GrantPerformance Stock Units (Adjusted EBITDA) · Derivative | 59,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000005 · wk-form4_1710883987.xml · derivative · entry 3 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,711 Underlying: Class A Common Stock · 59,711 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit is convertible into one share of Class A Common Stock. F5 · derivative.exercise_date: Represents the number of shares which may be issued at target under the PSU over a period of time following achievement of certain EBITDA targets as set forth in the PSU agreement, subject to the Reporting Person's continued service to the Issuer as of each vesting date. At maximum achievement, 200% of the shares would vest F5 · derivative.expiration_date: Represents the number of shares which may be issued at target under the PSU over a period of time following achievement of certain EBITDA targets as set forth in the PSU agreement, subject to the Reporting Person's continued service to the Issuer as of each vesting date. At maximum achievement, 200% of the shares would vest Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 17:33 UTC | Marqeta, Inc. MQ · Entity 806 | GrantPerformance Stock Units (Gross Profit) · Derivative | 139,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000005 · wk-form4_1710883987.xml · derivative · entry 2 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,325 Underlying: Class A Common Stock · 139,325 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit is convertible into one share of Class A Common Stock. F4 · derivative.exercise_date: Represents the number of shares which may be issued at target under the performance stock unit ("PSU") over a period of time following achievement of certain profit targets as set forth in the PSU agreement, subject to the Reporting Person's continued service to the Issuer as of each vesting date. At maximum achievement, 200% of the shares would vest. F4 · derivative.expiration_date: Represents the number of shares which may be issued at target under the performance stock unit ("PSU") over a period of time following achievement of certain profit targets as set forth in the PSU agreement, subject to the Reporting Person's continued service to the Issuer as of each vesting date. At maximum achievement, 200% of the shares would vest. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 17:33 UTC | Marqeta, Inc. MQ · Entity 806 | GrantRestricted Stock Units · Derivative | 464,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000005 · wk-form4_1710883987.xml · derivative · entry 1 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 464,418 Underlying: Class A Common Stock · 464,418 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F2 · derivative.exercise_date: One-twelfth (1/12th) of the restricted stock units vest on June 1, 2024 and one-twelfth (1/12th) of the remaining restricted stock units vest quarterly on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. F2 · derivative.expiration_date: One-twelfth (1/12th) of the restricted stock units vest on June 1, 2024 and one-twelfth (1/12th) of the remaining restricted stock units vest quarterly on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 18:02 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000002 · wk-form4_1709679729.xml · derivative · entry 6 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,736 Underlying: Class A Common Stock · 39,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5 · derivative.exercise_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and an additional one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F5 · derivative.expiration_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and an additional one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 18:02 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000002 · wk-form4_1709679729.xml · derivative · entry 5 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,956 Underlying: Class A Common Stock · 8,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F4 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 18:02 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 14,127 | $6.40 | $90,412.80 |
DisclosureSEC source: 0001865112-24-000002 · wk-form4_1709679729.xml · nonDerivative · entry 4 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,157 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 18:02 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000002 · wk-form4_1709679729.xml · nonDerivative · entry 3 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 18:02 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 3,159 | $6.40 | $20,217.60 |
DisclosureSEC source: 0001865112-24-000002 · wk-form4_1709679729.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,692 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 18:02 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-24-000002 · wk-form4_1709679729.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 16:41 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,958 | $0.00 Strike: $4.07 | $0.00 |
DisclosureSEC source: 0001865112-23-000013 · wk-form4_1701812451.xml · derivative · entry 10 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 726,814 Underlying: Class A Common Stock · 25,958 shares Expires 2033-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: One-thirty-sixth (1/36th) of the stock option vested on April 15, 2023, and an additional one-thirty-sixth (1/36th) of the stock option vests on the 15th of each month thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 16:41 UTC | Marqeta, Inc. MQ · Entity 806 | SaleClass A Common Stock | 27,409 | $6.23 | $170,851.26 |
DisclosureSEC source: 0001865112-23-000013 · wk-form4_1701812451.xml · nonDerivative · entry 7 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.175 to $6.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 16:41 UTC | Marqeta, Inc. MQ · Entity 806 | SaleClass A Common Stock | 25,958 | $6.23 | $161,819.58 |
DisclosureSEC source: 0001865112-23-000013 · wk-form4_1701812451.xml · nonDerivative · entry 6 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,409 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.175 to $6.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 16:41 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 25,958 | $4.07 | $105,649.06 |
DisclosureSEC source: 0001865112-23-000013 · wk-form4_1701812451.xml · nonDerivative · entry 5 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:41 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000013 · wk-form4_1701812451.xml · derivative · entry 9 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,328 Underlying: Class A Common Stock · 39,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F6 · derivative.exercise_date: One-twelfth (1/12th) of the restricted stock units vest on June 1, 2023, and an additional one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F6 · derivative.expiration_date: One-twelfth (1/12th) of the restricted stock units vest on June 1, 2023, and an additional one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:41 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000013 · wk-form4_1701812451.xml · derivative · entry 8 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,807 Underlying: Class A Common Stock · 8,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F5 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:41 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 17,973 | $6.37 | $114,488.01 |
DisclosureSEC source: 0001865112-23-000013 · wk-form4_1701812451.xml · nonDerivative · entry 4 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,409 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:41 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000013 · wk-form4_1701812451.xml · nonDerivative · entry 3 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:41 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 3,061 | $6.37 | $19,498.57 |
DisclosureSEC source: 0001865112-23-000013 · wk-form4_1701812451.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,790 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:41 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000013 · wk-form4_1701812451.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 17:15 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionStock Option (Right to Buy) · Derivative | 181,702 | $0.00 Strike: $4.07 | $0.00 |
DisclosureSEC source: 0001865112-23-000011 · wk-form4_1700000121.xml · derivative · entry 4 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 752,772 Underlying: Class A Common Stock · 181,702 shares Expires 2033-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-thirty-sixth (1/36th) of the stock option vested on April 15, 2023, and an additional one-thirty-sixth (1/36th) of the stock option vests on the 15th of each month thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 17:15 UTC | Marqeta, Inc. MQ · Entity 806 | SaleClass A Common Stock | 92,330 | $5.82 | $537,803.78 |
DisclosureSEC source: 0001865112-23-000011 · wk-form4_1700000121.xml · nonDerivative · entry 3 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.73 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 17:15 UTC | Marqeta, Inc. MQ · Entity 806 | SaleClass A Common Stock | 181,702 | $5.82 | $1,057,015.04 |
DisclosureSEC source: 0001865112-23-000011 · wk-form4_1700000121.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,330 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.73 to $5.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 17:15 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 181,702 | $4.07 | $739,527.14 |
DisclosureSEC source: 0001865112-23-000011 · wk-form4_1700000121.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 17:24 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000009 · wk-form4_1694035451.xml · derivative · entry 6 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,920 Underlying: Class A Common Stock · 39,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5 · derivative.exercise_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F5 · derivative.expiration_date: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 17:24 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000009 · wk-form4_1694035451.xml · derivative · entry 5 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,658 Underlying: Class A Common Stock · 8,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F4 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 17:24 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 13,691 | $6.26 | $85,705.66 |
DisclosureSEC source: 0001865112-23-000009 · wk-form4_1694035451.xml · nonDerivative · entry 4 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,330 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 17:24 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000009 · wk-form4_1694035451.xml · nonDerivative · entry 3 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 17:24 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 3,061 | $6.26 | $19,161.86 |
DisclosureSEC source: 0001865112-23-000009 · wk-form4_1694035451.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,429 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 17:24 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000009 · wk-form4_1694035451.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 17:27 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000007 · wk-form4_1686000432.xml · derivative · entry 6 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 435,512 Underlying: Class A Common Stock · 39,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Restricted stock unit grants for the Reporting Person were previously reported on an aggregated basis. The restricted stock units have varying vesting schedules that necessitate reporting on a grant-by-grant basis going forward. F4 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F6 · derivative.exercise_date: One-twelfth (1/12th) of the restricted stock units vest on June 1, 2023, and one-twelfth (1/12th) of the remaining restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F6 · derivative.expiration_date: One-twelfth (1/12th) of the restricted stock units vest on June 1, 2023, and one-twelfth (1/12th) of the remaining restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 17:27 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 8,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000007 · wk-form4_1686000432.xml · derivative · entry 5 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,509 Underlying: Class A Common Stock · 8,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Restricted stock unit grants for the Reporting Person were previously reported on an aggregated basis. The restricted stock units have varying vesting schedules that necessitate reporting on a grant-by-grant basis going forward. F4 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vest on March 21, 2022, and one-sixteenth (1/16th) of the remaining restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F5 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vest on March 21, 2022, and one-sixteenth (1/16th) of the remaining restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 17:27 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 13,691 | $4.78 | $65,442.98 |
DisclosureSEC source: 0001865112-23-000007 · wk-form4_1686000432.xml · nonDerivative · entry 4 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,639 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.