Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marqeta, Inc.MQ · Entity 806 | See Remarks | September 01, 2024 | September 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marqeta, Inc.
Report date September 01, 2024 · Filed September 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 130,183 |
Ending reported balance
After 2024-09-01 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2024-09-01 · Exercise / conversion · Acquired 8,850 · Balance 96,056 F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Row 2 · 2024-09-01 · Tax withholding · Disposed 4,486 · Balance 91,570 F2: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Row 3 · 2024-09-01 · Exercise / conversion · Acquired 39,592 · Balance 131,162 F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Row 4 · 2024-09-01 · Tax withholding · Disposed 20,066 · Balance 111,096 F2: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Row 5 · 2024-09-01 · Exercise / conversion · Acquired 38,702 · Balance 149,798 F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Row 6 · 2024-09-01 · Tax withholding · Disposed 19,615 · Balance 130,183 F2: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 44,255 |
Reported balance
After 2024-09-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-09-01 · Exercise / conversion · Disposed 8,850 · Balance 44,255 F3: Each restricted stock unit is convertible into one share of Class A Common Stock. F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 237,552 |
Reported balance
After 2024-09-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-09-01 · Exercise / conversion · Disposed 39,592 · Balance 237,552 F3: Each restricted stock unit is convertible into one share of Class A Common Stock. F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 387,015 |
Reported balance
After 2024-09-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-09-01 · Exercise / conversion · Disposed 38,702 · Balance 387,015 F3: Each restricted stock unit is convertible into one share of Class A Common Stock. F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F6: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
F2: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act.
F3: Each restricted stock unit is convertible into one share of Class A Common Stock.
F4: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.
F5: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.
F6: One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2023 Filed Jun 5, 2023 17:27 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 39,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000007 · wk-form4_1686000432.xml · nonDerivative · entry 3 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 17:27 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 3,061 | $4.78 | $14,631.58 |
DisclosureSEC source: 0001865112-23-000007 · wk-form4_1686000432.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,738 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 17:27 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 8,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000007 · wk-form4_1686000432.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:21 UTC | Marqeta, Inc. MQ · Entity 806 | GrantStock Option (Right to Buy) · Derivative | 934,474 | $0.00 Strike: $4.07 | $0.00 |
DisclosureSEC source: 0001865112-23-000004 · wf-form4_167908805360322.xml · derivative · entry 2 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934,474 Underlying: Class A Common Stock · 934,474 shares Expires 2033-03-14 F3 · derivative.exercise_date: One-thirty-sixth (1/36th) of the stock option vests on April 15, 2023, and an additional one-thirty-sixth (1/36th) of the stock option vests on the 15th of each month thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:21 UTC | Marqeta, Inc. MQ · Entity 806 | GrantRestricted Stock Units · Derivative | 475,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000004 · wf-form4_167908805360322.xml · derivative · entry 1 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,463 Underlying: Class A Common Stock · 475,104 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F2 · derivative.exercise_date: One-twelfth (1/12th) of the restricted stock units vest on June 1, 2023, and an additional one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F2 · derivative.expiration_date: One-twelfth (1/12th) of the restricted stock units vest on June 1, 2023, and an additional one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:53 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000002 · wf-form4_167788037475450.xml · derivative · entry 3 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,359 Underlying: Class A Common Stock · 8,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F4 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:53 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 3,061 | $4.50 | $13,774.50 |
DisclosureSEC source: 0001865112-23-000002 · wf-form4_167788037475450.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,949 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:53 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-23-000002 · wf-form4_167788037475450.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:54 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-22-000011 · wf-form4_167027725521320.xml · derivative · entry 3 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,210 Underlying: Class A Common Stock · 8,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F4 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:54 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 3,061 | $6.67 | $20,416.87 |
DisclosureSEC source: 0001865112-22-000011 · wf-form4_167027725521320.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,159 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:54 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-22-000011 · wf-form4_167027725521320.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 17:54 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-22-000009 · wf-form4_166250122657584.xml · derivative · entry 3 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,061 Underlying: Class A Common Stock · 8,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F4 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 17:54 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 3,061 | $7.34 | $22,467.74 |
DisclosureSEC source: 0001865112-22-000009 · wf-form4_166250122657584.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,369 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 17:54 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-22-000009 · wf-form4_166250122657584.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:53 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-22-000007 · wf-form4_165428960309773.xml · derivative · entry 3 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,912 Underlying: Class A Common Stock · 8,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F4 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:53 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 3,061 | $10.43 | $31,926.23 |
DisclosureSEC source: 0001865112-22-000007 · wf-form4_165428960309773.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,579 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:53 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 8,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-22-000007 · wf-form4_165428960309773.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:47 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 8,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-007104 · wf-form4_164807922407277.xml · derivative · entry 3 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,763 Underlying: Class A Common Stock · 8,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vest on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F4 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vest on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:47 UTC | Marqeta, Inc. MQ · Entity 806 | Tax withholdingClass A Common Stock | 3,061 | $11.03 | $33,762.83 |
DisclosureSEC source: 0001628280-22-007104 · wf-form4_164807922407277.xml · nonDerivative · entry 2 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,789 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:47 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 8,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-007104 · wf-form4_164807922407277.xml · nonDerivative · entry 1 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 16:45 UTC | Marqeta, Inc. MQ · Entity 806 | GrantRestricted Stock Units · Derivative | 141,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001865112-22-000002 · wf-form4_164754990234375.xml · derivative · entry 2 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,613 Underlying: Class A Common Stock · 141,613 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F3 · derivative.exercise_date: One-sixteenth (1/16th) of the restricted stock units vest on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. F3 · derivative.expiration_date: One-sixteenth (1/16th) of the restricted stock units vest on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 16:45 UTC | Marqeta, Inc. MQ · Entity 806 | GrantStock Option (Right to Buy) · Derivative | 391,086 | $0.00 Strike: $8.72 | $0.00 |
DisclosureSEC source: 0001865112-22-000002 · wf-form4_164754990234375.xml · derivative · entry 1 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,086 Underlying: Class A Common Stock · 391,086 shares Expires 2032-03-14 F1 · derivative.exercise_date: The stock option vests in 48 monthly installments after January 1, 2022, subject to the Reporting Person's continued service to the Issuer as of each vesting date. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:02 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 2,000,000 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023952 · doc4.xml · derivative · entry 2 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Class B Common Stock · 2,000,000 shares Expires 2031-05-31 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F2 · derivative.exercise_date: The stock option shall vest with respect to 25% of the shares on June 1, 2022 and shall vest in 36 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:02 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 2,000,000 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023952 · doc4.xml · derivative · entry 1 Kern Randall F. · CIK 0001865112 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000,000 shares Expires 2031-05-31 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F2 · derivative.exercise_date: The stock option shall vest with respect to 25% of the shares on June 1, 2022 and shall vest in 36 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.