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person · Reporting owner

CUNEO F PETER

Disclosed activity across 4 companies

Tapewire entity
87759
SEC CIK
0001221901

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ICONIX BRAND GROUP, INC.ICON · Entity 136609Director · Chairman and Interim CEOSeptember 19, 2018September 20, 2018
electroCore, Inc.ECOR · Entity 6900DirectorSeptember 03, 2024September 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ICONIX BRAND GROUP, INC.

Report date September 19, 2018 · Filed September 20, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect52,243 Reported balance After 2018-09-19 transaction · row 1
1 source row

Row 1 · 2018-09-19 · Sale · Disposed 44,350 · Balance 52,243

F1: Disposition effected pursuant to Rule 10b5-1 Plan adopted in March 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition effected pursuant to Rule 10b5-1 Plan adopted in March 2018.

electroCore, Inc.

Report date September 03, 2024 · Filed September 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2034-09-03Direct27,783 Reported balance After 2024-09-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-03 · Grant · Acquired 27,783 · Balance 27,783

F1: The option vests and becomes exercisable in 12 equal monthly installments from the grant date; provided, however, that the option shall become fully vested and exercisable on the date that is the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests and becomes exercisable in 12 equal monthly installments from the grant date; provided, however, that the option shall become fully vested and exercisable on the date that is the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Arrival Vault US, Inc.

Report date March 24, 2021 · Filed March 26, 2021

Jointly reported with CIIG Management LLC, Cuneo Gavin, Minnick Michael

Section 16 reporting ended · disclosed 2021-03-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2021-03-24 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-03-24 · Conversion · Acquired 5,821,875 · Balance 5,821,875

F1: Represents shares of Class B common stock held by CIIG Management LLC that converted into shares of Class A Common Stock of Arrival Vault US, Inc. (f/k/a CIIG Merger Corp.) (the "Issuer") in connection with the business combination between the Issuer, Arrival Luxembourg SARL (f/k/a Arrival S.a r.l.), Arrival (f/k/a Arrival Group) and ARSNL Merger Sub Inc. (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Arrival (f/k/a Arrival Group), a joint stock company governed by the laws of the Duchy of Luxembourg ("Arrival").

F2: The holder of record of these shares is CIIG Management LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are managing members of the CIIG Management LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

Row 2 · 2021-03-24 · Other · Disposed 5,821,875 · Balance 0

F1: Represents shares of Class B common stock held by CIIG Management LLC that converted into shares of Class A Common Stock of Arrival Vault US, Inc. (f/k/a CIIG Merger Corp.) (the "Issuer") in connection with the business combination between the Issuer, Arrival Luxembourg SARL (f/k/a Arrival S.a r.l.), Arrival (f/k/a Arrival Group) and ARSNL Merger Sub Inc. (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Arrival (f/k/a Arrival Group), a joint stock company governed by the laws of the Duchy of Luxembourg ("Arrival").

F2: The holder of record of these shares is CIIG Management LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are managing members of the CIIG Management LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-03-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-03-24 · Conversion · Disposed 5,821,875 · Balance 0

F1: Represents shares of Class B common stock held by CIIG Management LLC that converted into shares of Class A Common Stock of Arrival Vault US, Inc. (f/k/a CIIG Merger Corp.) (the "Issuer") in connection with the business combination between the Issuer, Arrival Luxembourg SARL (f/k/a Arrival S.a r.l.), Arrival (f/k/a Arrival Group) and ARSNL Merger Sub Inc. (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Arrival (f/k/a Arrival Group), a joint stock company governed by the laws of the Duchy of Luxembourg ("Arrival").

F3: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-235158) (the "Registration Statement").

F2: The holder of record of these shares is CIIG Management LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are managing members of the CIIG Management LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

WarrantsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-03-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-03-24 · Other · Disposed 5,979,167 · Balance 0

F4: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Arrival in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Arrival at a price of $11.50 per share (subject to adjustment).

F5: Represents private placement warrants purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Arrival in connection with the Business Combination.

F2: The holder of record of these shares is CIIG Management LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are managing members of the CIIG Management LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class B common stock held by CIIG Management LLC that converted into shares of Class A Common Stock of Arrival Vault US, Inc. (f/k/a CIIG Merger Corp.) (the "Issuer") in connection with the business combination between the Issuer, Arrival Luxembourg SARL (f/k/a Arrival S.a r.l.), Arrival (f/k/a Arrival Group) and ARSNL Merger Sub Inc. (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Arrival (f/k/a Arrival Group), a joint stock company governed by the laws of the Duchy of Luxembourg ("Arrival").

F2: The holder of record of these shares is CIIG Management LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are managing members of the CIIG Management LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

F3: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-235158) (the "Registration Statement").

F4: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Arrival in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Arrival at a price of $11.50 per share (subject to adjustment).

F5: Represents private placement warrants purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Arrival in connection with the Business Combination.

CIIG Capital Partners II, Inc.

Report date April 28, 2023 · Filed May 02, 2023

Jointly reported with CIIG Management II LLC, Cuneo Gavin, Minnick Michael

Section 16 reporting ended · disclosed 2023-05-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2023-04-28 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2023-04-28 · Conversion · Acquired 6,971,875 · Balance 6,971,875

F1: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F2: The holder of record of these shares is CIIG Management II LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are the managing members of CIIG Management II LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

Row 2 · 2023-04-28 · Other · Disposed 6,971,875 · Balance 0

F1: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F2: The holder of record of these shares is CIIG Management II LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are the managing members of CIIG Management II LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

Class B Common StockSEC Table II · derivative / convertible securityDirect6,971,875 Reported balance After 2023-04-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-04-28 · Sale · Disposed 215,625 · Balance 6,971,875

F1: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F3: The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-254078) (the "Registration Statement").

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-04-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-04-28 · Conversion · Disposed 6,971,875 · Balance 0

F1: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F3: The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-254078) (the "Registration Statement").

F2: The holder of record of these shares is CIIG Management II LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are the managing members of CIIG Management II LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

WarrantsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-04-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-04-28 · Other · Disposed 10,052,083 · Balance 0

F4: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Zapp in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Zapp at a price of $11.50 per share (subject to adjustment).

F5: Represents private placement warrants purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Zapp in connection with the Business Combination.

F2: The holder of record of these shares is CIIG Management II LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are the managing members of CIIG Management II LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F2: The holder of record of these shares is CIIG Management II LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are the managing members of CIIG Management II LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

F3: The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-254078) (the "Registration Statement").

F4: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Zapp in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Zapp at a price of $11.50 per share (subject to adjustment).

F5: Represents private placement warrants purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Zapp in connection with the Business Combination.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2024 Filed Sep 5, 2024 21:33 UTC electroCore, Inc. ECOR · Entity 6900 GrantStock Option (Right to Buy) · Derivative 27,783 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001193805-24-001095 · e663871_4-cuneo.xml · derivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,783

Underlying: Common Stock · 27,783 shares

Expires 2034-09-03

F1 · derivative.exercise_date: The option vests and becomes exercisable in 12 equal monthly installments from the grant date; provided, however, that the option shall become fully vested and exercisable on the date that is the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 21:45 UTC electroCore, Inc. ECOR · Entity 6900 GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001193805-24-000920 · e663776_4-cuneo.xml · derivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-11

F1 · derivative.exercise_date: The option generally vests and becomes exercisable in 12 equal monthly installments from the grant date; provided, however, that the option shall become fully vested and exercisable on the date that is the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2025, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 09:10 UTC electroCore, Inc. ECOR · Entity 6900 GrantStock Option (Right to Buy) · Derivative 36,383 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001193805-23-001126 · e618855_4-cuneo.xml · derivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,383

Underlying: Common Stock · 36,383 shares

Expires 2033-08-08

F1 · derivative.exercise_date: The option vests and becomes exercisable in 12 equal monthly installments from the grant date; provided, however, that the option shall become fully vested and exercisable on the date that is the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2024, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 10:46 UTC electroCore, Inc. ECOR · Entity 6900 PurchaseWarrants to Purchase Common Stock · Derivative 2,832 $0.06 Strike: $4.35 $177.00
Disclosure

SEC source: 0001193805-23-001087 · e618833_4-cuneo.xml · derivative · entry 2

CUNEO F PETER · CIK 0001221901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,832

Underlying: Common Stock · 2,832 shares

Expires 2029-02-02

F1 · kind: On August 2, 2023, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 5,665 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $4.4125 per Unit, inclusive of $4.35 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is exercisable beginning six months from the date of issuance at an exercise price of $4.35 per share, and expires five years from the initial exercise date.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 10:46 UTC electroCore, Inc. ECOR · Entity 6900 GrantCommon Stock 5,665 $4.35 $24,642.75
Disclosure

SEC source: 0001193805-23-001087 · e618833_4-cuneo.xml · nonDerivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,665

F1 · kind: On August 2, 2023, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 5,665 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $4.4125 per Unit, inclusive of $4.35 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is exercisable beginning six months from the date of issuance at an exercise price of $4.35 per share, and expires five years from the initial exercise date.

Read SEC document
April 28, 2023 Filed May 2, 2023 16:14 UTC CIIG Capital Partners II, Inc. CIIG · Entity 113744 OtherWarrants · Derivative 10,052,083 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-011992 · doc4.xml · derivative · entry 5

CIIG Management II LLC · CIK 0001841482 · 10% owner

CUNEO F PETER · CIK 0001221901 · 10% owner

Cuneo Gavin · CIK 0001793980 · 10% owner

Minnick Michael · CIK 0001794271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,052,083 shares

Expires not disclosed

F4 · derivative.exercise_price: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Zapp in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Zapp at a price of $11.50 per share (subject to adjustment).

F5 · kind: Represents private placement warrants purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Zapp in connection with the Business Combination.

F4 · shares: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Zapp in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Zapp at a price of $11.50 per share (subject to adjustment).

F5 · price: Represents private placement warrants purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Zapp in connection with the Business Combination.

F4 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Zapp in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Zapp at a price of $11.50 per share (subject to adjustment).

F4 · derivative.expiration_date: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Zapp in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Zapp at a price of $11.50 per share (subject to adjustment).

F2 · derivative.underlying_shares: The holder of record of these shares is CIIG Management II LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are the managing members of CIIG Management II LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

Read SEC document
April 28, 2023 Filed May 2, 2023 16:14 UTC CIIG Capital Partners II, Inc. CIIG · Entity 113744 ConversionClass B Common Stock · Derivative 6,971,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-011992 · doc4.xml · derivative · entry 4

CIIG Management II LLC · CIK 0001841482 · 10% owner

CUNEO F PETER · CIK 0001221901 · 10% owner

Cuneo Gavin · CIK 0001793980 · 10% owner

Minnick Michael · CIK 0001794271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,971,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F1 · kind: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F3 · price: The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-254078) (the "Registration Statement").

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-254078) (the "Registration Statement").

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-254078) (the "Registration Statement").

F3 · derivative.underlying: The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-254078) (the "Registration Statement").

F2 · derivative.underlying_shares: The holder of record of these shares is CIIG Management II LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are the managing members of CIIG Management II LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

Read SEC document
April 28, 2023 Filed May 2, 2023 16:14 UTC CIIG Capital Partners II, Inc. CIIG · Entity 113744 SaleClass B Common Stock · Derivative 215,625 $0.00 $754.69
Disclosure

SEC source: 0000899243-23-011992 · doc4.xml · derivative · entry 3

CIIG Management II LLC · CIK 0001841482 · 10% owner

CUNEO F PETER · CIK 0001221901 · 10% owner

Cuneo Gavin · CIK 0001793980 · 10% owner

Minnick Michael · CIK 0001794271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,971,875

Underlying: Class A Common Stock · 215,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-254078) (the "Registration Statement").

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-254078) (the "Registration Statement").

Read SEC document
April 28, 2023 Filed May 2, 2023 16:14 UTC CIIG Capital Partners II, Inc. CIIG · Entity 113744 OtherClass A Common Stock 6,971,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-011992 · doc4.xml · nonDerivative · entry 2

CIIG Management II LLC · CIK 0001841482 · 10% owner

CUNEO F PETER · CIK 0001221901 · 10% owner

Cuneo Gavin · CIK 0001793980 · 10% owner

Minnick Michael · CIK 0001794271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F1 · price: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F2 · balance_after: The holder of record of these shares is CIIG Management II LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are the managing members of CIIG Management II LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

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April 28, 2023 Filed May 2, 2023 16:14 UTC CIIG Capital Partners II, Inc. CIIG · Entity 113744 ConversionClass A Common Stock 6,971,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-011992 · doc4.xml · nonDerivative · entry 1

CIIG Management II LLC · CIK 0001841482 · 10% owner

CUNEO F PETER · CIK 0001221901 · 10% owner

Cuneo Gavin · CIK 0001793980 · 10% owner

Minnick Michael · CIK 0001794271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,971,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F1 · price: Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.

F2 · balance_after: The holder of record of these shares is CIIG Management II LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are the managing members of CIIG Management II LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

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December 02, 2022 Filed Dec 6, 2022 21:32 UTC electroCore, Inc. ECOR · Entity 6900 GrantStock Option (Right to Buy) · Derivative 322,534 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001193805-22-001661 · e618090_4-cuneo.xml · derivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,534

Underlying: Common Stock · 322,534 shares

Expires 2032-12-02

F1 · derivative.exercise_date: The option vests and becomes exercisable in 12 equal monthly installments from the grant date; provided, however, that the option shall become fully vested and exercisable on the date that is the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2023, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

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June 11, 2021 Filed Jun 15, 2021 20:10 UTC electroCore, Inc. ECOR · Entity 6900 GrantStock Option (Right to Buy) · Derivative 67,568 $0.00 Strike: $1.69 $0.00
Disclosure

SEC source: 0001493152-21-014487 · ownership.xml · derivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,568

Underlying: Common Stock · 67,568 shares

Expires 2031-06-11

F1 · derivative.exercise_date: The option vests and becomes exercisable in 12 equal monthly installments from the grant date; provided, however, that the option shall become fully vested and exercisable on the date that is the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2022, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

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March 24, 2021 Filed Mar 26, 2021 16:22 UTC Arrival Vault US, Inc. CIIC · Entity 140874 OtherWarrants · Derivative 5,979,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-013684 · doc4.xml · derivative · entry 4

CIIG Management LLC · CIK 0001789763 · 10% owner

CUNEO F PETER · CIK 0001221901 · 10% owner

Cuneo Gavin · CIK 0001793980 · 10% owner

Minnick Michael · CIK 0001794271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,979,167 shares

Expires not disclosed

F4 · derivative.exercise_price: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Arrival in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Arrival at a price of $11.50 per share (subject to adjustment).

F5 · kind: Represents private placement warrants purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Arrival in connection with the Business Combination.

F4 · shares: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Arrival in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Arrival at a price of $11.50 per share (subject to adjustment).

F5 · price: Represents private placement warrants purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Arrival in connection with the Business Combination.

F4 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Arrival in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Arrival at a price of $11.50 per share (subject to adjustment).

F4 · derivative.expiration_date: The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Arrival in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Arrival at a price of $11.50 per share (subject to adjustment).

F2 · derivative.underlying_shares: The holder of record of these shares is CIIG Management LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are managing members of the CIIG Management LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

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March 24, 2021 Filed Mar 26, 2021 16:22 UTC Arrival Vault US, Inc. CIIC · Entity 140874 ConversionClass B Common Stock · Derivative 5,821,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-013684 · doc4.xml · derivative · entry 3

CIIG Management LLC · CIK 0001789763 · 10% owner

CUNEO F PETER · CIK 0001221901 · 10% owner

Cuneo Gavin · CIK 0001793980 · 10% owner

Minnick Michael · CIK 0001794271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,821,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of Class B common stock held by CIIG Management LLC that converted into shares of Class A Common Stock of Arrival Vault US, Inc. (f/k/a CIIG Merger Corp.) (the "Issuer") in connection with the business combination between the Issuer, Arrival Luxembourg SARL (f/k/a Arrival S.a r.l.), Arrival (f/k/a Arrival Group) and ARSNL Merger Sub Inc. (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Arrival (f/k/a Arrival Group), a joint stock company governed by the laws of the Duchy of Luxembourg ("Arrival").

F1 · kind: Represents shares of Class B common stock held by CIIG Management LLC that converted into shares of Class A Common Stock of Arrival Vault US, Inc. (f/k/a CIIG Merger Corp.) (the "Issuer") in connection with the business combination between the Issuer, Arrival Luxembourg SARL (f/k/a Arrival S.a r.l.), Arrival (f/k/a Arrival Group) and ARSNL Merger Sub Inc. (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Arrival (f/k/a Arrival Group), a joint stock company governed by the laws of the Duchy of Luxembourg ("Arrival").

F3 · price: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-235158) (the "Registration Statement").

F3 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-235158) (the "Registration Statement").

F3 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-235158) (the "Registration Statement").

F3 · derivative.underlying: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-235158) (the "Registration Statement").

F2 · derivative.underlying_shares: The holder of record of these shares is CIIG Management LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are managing members of the CIIG Management LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

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March 24, 2021 Filed Mar 26, 2021 16:22 UTC Arrival Vault US, Inc. CIIC · Entity 140874 OtherClass A Common Stock 5,821,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-013684 · doc4.xml · nonDerivative · entry 2

CIIG Management LLC · CIK 0001789763 · 10% owner

CUNEO F PETER · CIK 0001221901 · 10% owner

Cuneo Gavin · CIK 0001793980 · 10% owner

Minnick Michael · CIK 0001794271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares of Class B common stock held by CIIG Management LLC that converted into shares of Class A Common Stock of Arrival Vault US, Inc. (f/k/a CIIG Merger Corp.) (the "Issuer") in connection with the business combination between the Issuer, Arrival Luxembourg SARL (f/k/a Arrival S.a r.l.), Arrival (f/k/a Arrival Group) and ARSNL Merger Sub Inc. (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Arrival (f/k/a Arrival Group), a joint stock company governed by the laws of the Duchy of Luxembourg ("Arrival").

F1 · price: Represents shares of Class B common stock held by CIIG Management LLC that converted into shares of Class A Common Stock of Arrival Vault US, Inc. (f/k/a CIIG Merger Corp.) (the "Issuer") in connection with the business combination between the Issuer, Arrival Luxembourg SARL (f/k/a Arrival S.a r.l.), Arrival (f/k/a Arrival Group) and ARSNL Merger Sub Inc. (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Arrival (f/k/a Arrival Group), a joint stock company governed by the laws of the Duchy of Luxembourg ("Arrival").

F2 · balance_after: The holder of record of these shares is CIIG Management LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are managing members of the CIIG Management LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 16:22 UTC Arrival Vault US, Inc. CIIC · Entity 140874 ConversionClass A Common Stock 5,821,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-013684 · doc4.xml · nonDerivative · entry 1

CIIG Management LLC · CIK 0001789763 · 10% owner

CUNEO F PETER · CIK 0001221901 · 10% owner

Cuneo Gavin · CIK 0001793980 · 10% owner

Minnick Michael · CIK 0001794271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,821,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class B common stock held by CIIG Management LLC that converted into shares of Class A Common Stock of Arrival Vault US, Inc. (f/k/a CIIG Merger Corp.) (the "Issuer") in connection with the business combination between the Issuer, Arrival Luxembourg SARL (f/k/a Arrival S.a r.l.), Arrival (f/k/a Arrival Group) and ARSNL Merger Sub Inc. (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Arrival (f/k/a Arrival Group), a joint stock company governed by the laws of the Duchy of Luxembourg ("Arrival").

F1 · price: Represents shares of Class B common stock held by CIIG Management LLC that converted into shares of Class A Common Stock of Arrival Vault US, Inc. (f/k/a CIIG Merger Corp.) (the "Issuer") in connection with the business combination between the Issuer, Arrival Luxembourg SARL (f/k/a Arrival S.a r.l.), Arrival (f/k/a Arrival Group) and ARSNL Merger Sub Inc. (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Arrival (f/k/a Arrival Group), a joint stock company governed by the laws of the Duchy of Luxembourg ("Arrival").

F2 · balance_after: The holder of record of these shares is CIIG Management LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are managing members of the CIIG Management LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.

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April 02, 2020 Filed Apr 6, 2020 20:03 UTC electroCore, Inc. ECOR · Entity 6900 GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0000899243-20-010353 · doc4.xml · derivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2030-04-02

F1 · derivative.exercise_date: The option vests (i) in 36 equal monthly increments over a period of 36 months from the grant date, and (ii) in full on the date immediately prior to a change of control, in each case provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

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September 19, 2018 Filed Sep 20, 2018 16:31 UTC ICONIX BRAND GROUP, INC. ICON · Entity 136609 SaleCommon Stock 44,350 $0.26 $11,486.65
Disclosure

SEC source: 0001144204-18-050142 · tv503206_form4.xml · nonDerivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director · Chairman and Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,243

F1 · kind: Disposition effected pursuant to Rule 10b5-1 Plan adopted in March 2018.

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September 18, 2018 Filed Sep 19, 2018 16:31 UTC ICONIX BRAND GROUP, INC. ICON · Entity 136609 SaleCommon Stock 96,593 $0.28 $26,563.08
Disclosure

SEC source: 0001144204-18-049982 · tv503127_form4.xml · nonDerivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director · Chairman and Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,364

F1 · kind: Disposition effected pursuant to Rule 10b5-1 Plan adopted in March 2018.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 16:30 UTC ICONIX BRAND GROUP, INC. ICON · Entity 136609 SaleCommon Stock 131,992 $0.27 $35,241.86
Disclosure

SEC source: 0001144204-18-049848 · tv503037_form4.xml · nonDerivative · entry 3

CUNEO F PETER · CIK 0001221901 · Director · Chairman and Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,957

F1 · kind: Disposition effected pursuant to Rule 10b5-1 Plan adopted in March 2018.

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September 17, 2018 Filed Sep 18, 2018 16:30 UTC ICONIX BRAND GROUP, INC. ICON · Entity 136609 SaleCommon Stock 22,000 $0.26 $5,632.00
Disclosure

SEC source: 0001144204-18-049848 · tv503037_form4.xml · nonDerivative · entry 2

CUNEO F PETER · CIK 0001221901 · Director · Chairman and Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,949

F1 · kind: Disposition effected pursuant to Rule 10b5-1 Plan adopted in March 2018.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 16:30 UTC ICONIX BRAND GROUP, INC. ICON · Entity 136609 SaleCommon Stock 26,000 $0.26 $6,656.00
Disclosure

SEC source: 0001144204-18-049848 · tv503037_form4.xml · nonDerivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director · Chairman and Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,949

F1 · kind: Disposition effected pursuant to Rule 10b5-1 Plan adopted in March 2018.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 17:00 UTC ICONIX BRAND GROUP, INC. ICON · Entity 136609 Tax withholdingCommon Stock 16,986 $0.75 $12,739.50
Disclosure

SEC source: 0001144204-18-034840 · tv496792_form4.xml · nonDerivative · entry 2

CUNEO F PETER · CIK 0001221901 · Director · Chairman and Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,949

F2 · kind: Represents surrender to the issuer of shares of restricted common stock in payment of tax liability incident to the vesting of the grant of restricted common stock referenced under footnote 1.

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June 18, 2018 Filed Jun 19, 2018 17:00 UTC ICONIX BRAND GROUP, INC. ICON · Entity 136609 GrantCommon Stock 50,000 $0.75 $37,500.00
Disclosure

SEC source: 0001144204-18-034840 · tv496792_form4.xml · nonDerivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director · Chairman and Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,935

F1 · kind: Represents shares of restricted common stock that were granted to the reporting person in connection with his appointment to the position of Interim Chief Executive Officer, all of which vest immediately.

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January 01, 2017 Filed Jan 4, 2017 17:04 UTC ICONIX BRAND GROUP, INC. ICON · Entity 136609 GrantCommon Stock 12,097 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-000283 · doc4.xml · nonDerivative · entry 1

CUNEO F PETER · CIK 0001221901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,935

F1 · shares: Restricted shares issued in consideration of the 2017 annual equity award for service as a director. Such shares vest six months from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.