Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | Senior Vice President | August 23, 2024 | September 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date August 23, 2024 · Filed September 13, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 75,738 |
Reported balance
After 2024-08-23 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-08-23 · Sale · Disposed 11,876 · Balance 75,738 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $307.8984 - $308.7920. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. F2: Total holdings in Column 5 have been adjusted to reflect an inadvertent error in prior Form 4s. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $307.8984 - $308.7920. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F2: Total holdings in Column 5 have been adjusted to reflect an inadvertent error in prior Form 4s.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Atmus Filtration Technologies Inc.
Report date March 18, 2024 · Filed March 19, 2024
Section 16 reporting ended · disclosed 2024-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Commmon StockSEC Table I · non-derivative | Direct | 4,012 |
Reported balance
After 2024-03-18 transaction · row 1
1 source rowRow 1 · 2024-03-18 · Other · Acquired 4,012 · Balance 4,012 F1: Represents shares of Issuer common stock acquired by the Reporting Person in the offer by Cummins Inc. ("Cummins") to exchange up to 67,054,726 shares of Issuer common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051) originally filed by the Issuer with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024. F2: Pursuant to the Exchange Offer, the Reporting Person acquired 4,012 shares of Issuer common stock in exchange for 333.5447 shares of Cummins common stock accepted in the Exchange Offer, based on the final exchange ratio of 12.0298 shares of Issuer common stock per share of Cummins common stock accepted in the Exchange Offer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Issuer common stock acquired by the Reporting Person in the offer by Cummins Inc. ("Cummins") to exchange up to 67,054,726 shares of Issuer common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051) originally filed by the Issuer with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024.
F2: Pursuant to the Exchange Offer, the Reporting Person acquired 4,012 shares of Issuer common stock in exchange for 333.5447 shares of Cummins common stock accepted in the Exchange Offer, based on the final exchange ratio of 12.0298 shares of Issuer common stock per share of Cummins common stock accepted in the Exchange Offer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 3, 2022 21:16 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004073 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,925 Read SEC document |
| December 13, 2021 Filed Jan 5, 2022 16:12 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000369 · doc5.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,517 F1 · shares: Earned performance-based restricted stock units that vest 3/1/2022. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 20:28 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 9,190 | $0.00 Strike: $120.28 | $0.00 |
DisclosureSEC source: 0001225208-21-014081 · doc4.xml · derivative · entry 5 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 9,190 shares Expires 2022-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 20:28 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 6,527 | $226.53 | $1,478,572.41 |
DisclosureSEC source: 0001225208-21-014081 · doc4.xml · nonDerivative · entry 3 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,109 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $226.06 - $227.05. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 20:28 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 2,663 | $227.18 | $604,968.36 |
DisclosureSEC source: 0001225208-21-014081 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,636 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $227.07 - $227.54. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 20:28 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 9,190 | $120.28 | $1,105,373.20 |
DisclosureSEC source: 0001225208-21-014081 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:37 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,014 | $262.98 | $266,661.72 |
DisclosureSEC source: 0001225208-21-004444 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,109 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:37 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 3,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004444 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,123 Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 18:11 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 8,150 | $0.00 Strike: $119.77 | $0.00 |
DisclosureSEC source: 0001225208-21-002608 · doc4.xml · derivative · entry 4 Satterthwaite Tony · CIK 0001438353 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,150 shares Expires 2021-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 18:11 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 5,852 | $245.11 | $1,434,377.87 |
DisclosureSEC source: 0001225208-21-002608 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,691 F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 18:11 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 8,150 | $119.77 | $976,125.50 |
DisclosureSEC source: 0001225208-21-002608 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 24,510 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006262 · doc4.xml · derivative · entry 3 Satterthwaite Tony · CIK 0001438353 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,510 Underlying: Common · 24,510 shares Expires 2030-04-06 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 3,256 | $151.29 | $492,600.24 |
DisclosureSEC source: 0001225208-20-004070 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,393 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 7,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004070 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,649 Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:38 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 8,450 | $0.00 Strike: $58.12 | $0.00 |
DisclosureSEC source: 0001225208-20-002381 · doc4.xml · derivative · entry 4 Satterthwaite Tony · CIK 0001438353 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,450 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:38 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 5,395 | $167.75 | $905,032.29 |
DisclosureSEC source: 0001225208-20-002381 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,189 F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:38 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 8,450 | $58.12 | $491,071.75 |
DisclosureSEC source: 0001225208-20-002381 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:23 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 9,250 | $0.00 Strike: $166.18 | $0.00 |
DisclosureSEC source: 0001225208-19-013626 · doc4.xml · derivative · entry 3 Satterthwaite Tony · CIK 0001438353 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 Underlying: Common · 9,250 shares Expires 2029-10-16 Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 14:02 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 15,420 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-19-006548 · doc4.xml · derivative · entry 3 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,420 Underlying: Common · 15,420 shares Expires 2029-04-04 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:06 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,519 | $154.41 | $234,548.79 |
DisclosureSEC source: 0001225208-19-004532 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,134 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:06 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 5,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004532 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,653 Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 22:21 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 830 | $0.00 Strike: $19.42 | $0.00 |
DisclosureSEC source: 0001567619-18-005096 · doc1.xml · derivative · entry 4 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 830 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 22:21 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 830 | $141.61 | $117,532.65 |
DisclosureSEC source: 0001567619-18-005096 · doc1.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,541 Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 22:21 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 830 | $19.42 | $16,118.60 |
DisclosureSEC source: 0001567619-18-005096 · doc1.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 18:27 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 10,860 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-18-007462 · doc4.xml · derivative · entry 3 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,860 Underlying: Common · 10,860 shares Expires 2028-04-03 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:18 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 699 | $160.89 | $112,462.11 |
DisclosureSEC source: 0001225208-18-005238 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,541 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:18 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005238 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,240 Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 18:28 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 4,000 | $0.00 Strike: $19.42 | $0.00 |
DisclosureSEC source: 0001225208-17-012896 · doc4.xml · derivative · entry 4 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830 Underlying: Common · 4,000 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 18:28 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 4,000 | $169.00 | $676,000.00 |
DisclosureSEC source: 0001225208-17-012896 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,902 F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 18:28 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 4,000 | $19.42 | $77,680.00 |
DisclosureSEC source: 0001225208-17-012896 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 14:22 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 4,000 | $0.00 Strike: $19.42 | $0.00 |
DisclosureSEC source: 0001225208-17-012451 · doc4.xml · derivative · entry 4 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,830 Underlying: Common · 4,000 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 14:22 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 4,000 | $164.50 | $658,000.00 |
DisclosureSEC source: 0001225208-17-012451 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,902 F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 14:22 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 4,000 | $19.42 | $77,680.00 |
DisclosureSEC source: 0001225208-17-012451 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017. Read SEC document |
| May 01, 2017 Filed May 2, 2017 18:10 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 15,630 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-17-008797 · doc4.xml · derivative · entry 5 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,630 Underlying: Common · 15,630 shares Expires 2027-04-03 Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:10 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 4,000 | $0.00 Strike: $19.42 | $0.00 |
DisclosureSEC source: 0001225208-17-008797 · doc4.xml · derivative · entry 4 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,830 Underlying: Common · 4,000 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:10 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 4,000 | $151.03 | $604,138.80 |
DisclosureSEC source: 0001225208-17-008797 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,902 F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:10 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 4,000 | $19.42 | $77,680.00 |
DisclosureSEC source: 0001225208-17-008797 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:09 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 797 | $152.85 | $121,821.45 |
DisclosureSEC source: 0001225208-17-005856 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,902 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:09 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005856 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,699 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 19:22 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,607 | $138.03 | $497,873.49 |
DisclosureSEC source: 0001140361-16-088188 · doc1.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,116 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.013 - $138.1591. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.