Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Chief Financial Officer | September 17, 2024 | September 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date September 17, 2024 · Filed September 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,252 |
Reported balance
After 2024-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-09-17 · Grant · Acquired 14 · Balance 3,252 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 13,792 |
Reported balance
After 2024-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-09-17 · Grant · Acquired 62 · Balance 13,792 F1: Conversion occurs on a one-for-one basis. F4: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 31,953 |
Reported balance
After 2024-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-09-17 · Grant · Acquired 145 · Balance 31,953 F1: Conversion occurs on a one-for-one basis. F4: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3: This grant does not have an expiration date.
F4: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2022 Filed Nov 3, 2022 10:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 8,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024832 · form4.xml · nonDerivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 13:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022588 · form4.xml · derivative · entry 3 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,350 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 13:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022588 · form4.xml · derivative · entry 2 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,340 Underlying: Common Stock · 67 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 13:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022588 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,398 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 14:47 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018022 · form4.xml · derivative · entry 3 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,335 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 14:47 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018022 · form4.xml · derivative · entry 2 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,273 Underlying: Common Stock · 81 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 14:47 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018022 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,379 Underlying: Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 14:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010635 · form4.xml · derivative · entry 3 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,317 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 14:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010635 · form4.xml · derivative · entry 2 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,192 Underlying: Common Stock · 77 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 14:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010635 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,355 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 11:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004355 · form4.xml · derivative · entry 2 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 11:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 50,796 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0001127602-22-004355 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,796 Underlying: Common Stock · 50,796 shares Expires 2032-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 11:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-031508 · form4.xml · derivative · entry 2 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,115 Underlying: Common Stock · 69 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 11:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-031508 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 10:15 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 8,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028198 · form4.xml · derivative · entry 3 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,313 Underlying: Common Stock · 8,069 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 11/01/2019. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 10:15 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 3,145 | $58.24 | $183,164.80 |
DisclosureSEC source: 0001127602-21-028198 · form4.xml · nonDerivative · entry 2 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,834 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 10:15 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 8,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028198 · form4.xml · nonDerivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 10:53 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-025567 · form4.xml · derivative · entry 2 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,046 Underlying: Common Stock · 60 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 10:53 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-025567 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,382 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 12:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020453 · form4.xml · derivative · entry 2 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,986 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 12:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020453 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,347 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 10:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012156 · form4.xml · derivative · entry 2 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,936 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 10:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012156 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,318 Underlying: Common Stock · 32 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 27,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004520 · form4.xml · derivative · entry 2 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,880 Underlying: Common Stock · 27,880 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · shares: Represents the special grant of restricted stock units that were awarded to select employees of the Company. F4 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F5 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 42,998 | $0.00 Strike: $57.39 | $0.00 |
DisclosureSEC source: 0001127602-21-004520 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,998 Underlying: Common Stock · 42,998 shares Expires 2031-02-05 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031906 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,286 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 11:49 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 8,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-027903 · form4.xml · derivative · entry 3 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,253 Underlying: Common Stock · 8,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 11/01/2019. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 11:49 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 3,094 | $53.23 | $164,693.62 |
DisclosureSEC source: 0001127602-20-027903 · form4.xml · nonDerivative · entry 2 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,910 Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 11:49 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 8,004 | $53.23 | $426,052.92 |
DisclosureSEC source: 0001127602-20-027903 · form4.xml · nonDerivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 11:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011961 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,257 Underlying: Common Stock · 65 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 14:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 44,896 | $0.00 Strike: $42.71 | $0.00 |
DisclosureSEC source: 0001127602-20-004469 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,896 Underlying: Common Stock · 44,896 shares Expires 2030-02-07 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 11:58 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035307 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,192 Underlying: Common Stock · 60 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 13:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 24,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031565 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,132 Underlying: Common Stock · 24,132 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 11/01/2019. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.