Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Great Lakes Dredge & Dock CORPGLDD · Entity 54626 | Director | March 28, 2024 | April 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Great Lakes Dredge & Dock CORP
Report date March 28, 2024 · Filed April 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 119,072 |
Reported balance
After 2024-03-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-28 · Grant · Acquired 2,286 · Balance 119,072 F2: Deferred Stock Units ("DSUs") granted March 28, 2024 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. |
| Common StockSEC Table I · non-derivative | IndirectBy Privet Fund LP | 333,888 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 333,888 F1: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2: Deferred Stock Units ("DSUs") granted March 28, 2024 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASCENT INDUSTRIES CO.
Report date September 19, 2024 · Filed September 21, 2024
Jointly reported with Privet Fund Management LLC, Privet Fund LP
Section 16 reporting ended · disclosed 2024-09-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Privet Fund LP | 1 |
Last balance in matching sequence
After 2024-09-20 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-09-19 · Sale · Disposed 1,665,000 · Balance 8,648 F1: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.20 to $9.25, inclusive. The reporting person undertakes to provide Ascent Industries Co., any security holder of Ascent Industries Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund. Row 2 · 2024-09-20 · Sale · Disposed 8,647 · Balance 1 F1: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.86 to $9.36, inclusive. The reporting person undertakes to provide Ascent Industries Co., any security holder of Ascent Industries Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.20 to $9.25, inclusive. The reporting person undertakes to provide Ascent Industries Co., any security holder of Ascent Industries Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.86 to $9.36, inclusive. The reporting person undertakes to provide Ascent Industries Co., any security holder of Ascent Industries Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
FREQUENCY ELECTRONICS INC
Report date April 02, 2018 · Filed April 07, 2018
Jointly reported with Privet Fund Management LLC, Privet Fund LP
Section 16 reporting ended · disclosed 2018-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Privet Fund LP | 669,716 |
Last balance in matching sequence
After 2018-04-06 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2018-04-02 · Sale · Disposed 6,287 · Balance 829,716 F1: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Row 2 · 2018-04-03 · Sale · Disposed 1,900 · Balance 827,816 F1: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Row 3 · 2018-04-05 · Sale · Disposed 100,000 · Balance 727,816 F1: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Row 4 · 2018-04-06 · Sale · Disposed 58,100 · Balance 669,716 F1: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. |
| Common StockSEC Table I · non-derivative | Direct | 53,783 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 53,783 |
Filing footnotes · ownership attribution and instrument terms
F1: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein.
F2: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson.
HARDINGE INC
Report date May 25, 2018 · Filed May 30, 2018
Section 16 reporting ended · disclosed 2018-05-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Privet Fund LP | 0 |
Reported balance
After 2018-05-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-25 · Other · Disposed 1,315,090 · Balance 0 F1: Shares transferred to Hardinge Holdings, LLC pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement"). F4: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Hardinge Holdings, LLC | 1,315,090 |
Reported balance
After 2018-05-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-05-25 · Other · Acquired 1,315,090 · Balance 1,315,090 F2: Shares transferred from Privet Fund LP pursuant to the Merger Agreement. F4: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Privet Fund Management LLC | 0 |
Reported balance
After 2018-05-25 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-05-25 · Disposition to issuer · Disposed 57,098 · Balance 0 F3: Shares disposed of for cash consideration pursuant to the Merger Agreement. F4: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 1,632 |
Reported balance
Holding disclosure · report date 2018-05-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,632 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares transferred to Hardinge Holdings, LLC pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").
F2: Shares transferred from Privet Fund LP pursuant to the Merger Agreement.
F3: Shares disposed of for cash consideration pursuant to the Merger Agreement.
F4: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2018 Filed Mar 29, 2018 01:28 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 14,745 | $8.69 | $128,134.05 |
DisclosureSEC source: 0001144204-18-017675 · tv489839_form4.xml · nonDerivative · entry 3 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 836,003 F3 · price: The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnote (4) to this Form 4. F4 · price: These shares were sold in multiple transactions at prices ranging from $8.68 to $8.80, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 28, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 28, 2018, (i) 836,003 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 01:28 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 10,971 | $8.82 | $96,764.22 |
DisclosureSEC source: 0001144204-18-017675 · tv489839_form4.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 850,748 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 28, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 28, 2018, (i) 836,003 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 26, 2018 Filed Mar 29, 2018 01:28 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 2,904 | $8.80 | $25,555.20 |
DisclosureSEC source: 0001144204-18-017675 · tv489839_form4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 861,719 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 28, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 28, 2018, (i) 836,003 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 21:31 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 26,494 | $9.19 | $243,479.86 |
DisclosureSEC source: 0001144204-18-016209 · tv489184_4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 864,623 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 21, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 21, 2018, (i) 864,623 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 22:30 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 1,359 | $8.84 | $12,013.56 |
DisclosureSEC source: 0001144204-18-013400 · tv487992_form4.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 891,117 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 7, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 7, 2018, (i) 891,117 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:30 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 4,033 | $9.01 | $36,337.33 |
DisclosureSEC source: 0001144204-18-013400 · tv487992_form4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 892,476 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 7, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 7, 2018, (i) 891,117 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 00:11 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 2,578 | $9.55 | $24,619.90 |
DisclosureSEC source: 0001144204-18-011870 · tv487420_form4.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 896,509 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of February 28, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of February 28, 2018, (i) 896,509 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 00:11 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 5,877 | $9.89 | $58,123.53 |
DisclosureSEC source: 0001144204-18-011870 · tv487420_form4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 899,087 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of February 28, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of February 28, 2018, (i) 896,509 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 02:54 UTC | ASCENT INDUSTRIES CO. SNYL · Entity 6584 | PurchaseCommon Stock | 864 | $12.89 | $11,136.96 |
DisclosureSEC source: 0001144204-18-007464 · tv485757_4.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 929,948 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4) and (5) to this Form 4. F5 · price: These shares were purchased in multiple transactions at prices ranging from $12.75 to $13.59, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of February 8, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of February 8, 2018, (i) 929,948 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 31,000 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| February 08, 2018 Filed Aug 31, 2018 20:44 UTC Amendment | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 864 | $12.89 | $11,136.96 |
DisclosureSEC source: 0001144204-18-047604 · tv502155_4a.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,028,974 F4 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4) and (5) to this Form 4. F6 · price: These shares were purchased in multiple transactions at prices ranging from $12.75 to $13.59, inclusive. F2 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of February 8, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: As of February 8, 2018, (i) 1,028,974 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| February 07, 2018 Filed Feb 13, 2018 02:54 UTC | ASCENT INDUSTRIES CO. SNYL · Entity 6584 | PurchaseCommon Stock | 11,087 | $12.81 | $142,024.47 |
DisclosureSEC source: 0001144204-18-007464 · tv485757_4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 929,084 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4) and (5) to this Form 4. F4 · price: These shares were purchased in multiple transactions at prices ranging from $12.74 to $13.24, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of February 8, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of February 8, 2018, (i) 929,948 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 31,000 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| February 07, 2018 Filed Aug 31, 2018 20:44 UTC Amendment | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 11,087 | $12.81 | $142,024.47 |
DisclosureSEC source: 0001144204-18-047604 · tv502155_4a.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,028,110 F4 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4) and (5) to this Form 4. F5 · price: These shares were purchased in multiple transactions at prices ranging from $12.74 to $13.24, inclusive. F2 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of February 8, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: As of February 8, 2018, (i) 1,028,974 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 14:54 UTC | HARDINGE INC HDNG · Entity 166241 | GrantStock Unit · Derivative | 1,363.38 | $17.42 | $23,750.08 |
DisclosureSEC source: 0000313716-18-000004 · primary_doc.xml · derivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,098.21 Underlying: Common Stock · 1,363.38 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:43 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantCommon Stock | 7,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001190 · doc4.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,816 Read SEC document |
| November 07, 2017 Filed Nov 10, 2017 02:25 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 85,200 | $9.00 | $766,800.00 |
DisclosureSEC source: 0001144204-17-057885 · tv479092privet1107.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 904,964 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of November 9, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of November 9, 2017, (i) 904,964 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 16:14 UTC | HARDINGE INC HDNG · Entity 166241 | GrantStock Unit · Derivative | 1,555.34 | $15.27 | $23,750.04 |
DisclosureSEC source: 0000313716-17-000117 · primary_doc.xml · derivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,734.83 Underlying: Common Stock · 1,555.34 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 18:16 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantCommon Stock | 8,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055383 · doc4.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,223 Read SEC document |
| September 26, 2017 Filed Sep 27, 2017 23:04 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 16,104 | $11.90 | $191,637.60 |
DisclosureSEC source: 0001144204-17-050104 · v476026privet0925.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,017,023 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4) and (5) to this Form 4. F5 · price: These shares were purchased in multiple transactions at prices ranging from $11.85 to $12.30, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of September 27, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of September 27, 2017, (i) 1,017,023 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 23:04 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 22,036 | $11.80 | $260,024.80 |
DisclosureSEC source: 0001144204-17-050104 · v476026privet0925.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,000,919 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4) and (5) to this Form 4. F4 · price: These shares were purchased in multiple transactions at prices ranging from $11.05 to $11.90, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of September 27, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of September 27, 2017, (i) 1,017,023 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 19:24 UTC | HARDINGE INC HDNG · Entity 166241 | PurchaseCommon Stock | 20,211 | $14.18 | $286,565.71 |
DisclosureSEC source: 0000313716-17-000108 · primary_doc.xml · nonDerivative · entry 2 Levenson Ryan · CIK 0001363032 · Director · 10% owner Privet Fund LP · CIK 0001414517 · 10% owner Privet Fund Management LLC · CIK 0001539953 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,315,090 F1 · ownership.nature: This report is filed jointly by Ryan Levenson, Privet Fund LP, and Privet Fund Management LLC (collectively, the "Reporting Persons"). The Reporting Persons are filing this report jointly because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons. As of August 8, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group, except to the extent of his, her or its pecuniary interest therein. F2 · ownership.nature: As of August 8, 2017, (i) 1,315,090 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, (ii) 57,098 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson, and (iii) 1,632 shares were owned directly by Ryan Levenson. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 19:24 UTC | HARDINGE INC HDNG · Entity 166241 | PurchaseCommon Stock | 66,562 | $14.45 | $961,960.68 |
DisclosureSEC source: 0000313716-17-000108 · primary_doc.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director · 10% owner Privet Fund LP · CIK 0001414517 · 10% owner Privet Fund Management LLC · CIK 0001539953 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,294,879 F1 · ownership.nature: This report is filed jointly by Ryan Levenson, Privet Fund LP, and Privet Fund Management LLC (collectively, the "Reporting Persons"). The Reporting Persons are filing this report jointly because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons. As of August 8, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group, except to the extent of his, her or its pecuniary interest therein. F2 · ownership.nature: As of August 8, 2017, (i) 1,315,090 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, (ii) 57,098 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson, and (iii) 1,632 shares were owned directly by Ryan Levenson. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 17:27 UTC | HARDINGE INC HDNG · Entity 166241 | GrantStock Unit · Derivative | 1,912.24 | $12.42 | $23,750.02 |
DisclosureSEC source: 0000313716-17-000094 · primary_doc.xml · derivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,179.49 Underlying: Common Stock · 1,912.24 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F2 · balance_after: Includes 6.67 stock units which accrued when and as dividends were paid on Hardinge Inc. common stock since the reporting person's last filed Form 4. The accrual of each stock unit is equivalent to the acquisition of one (1) share of Hardinge Inc. common stock under the Hardinge Inc. Dividend Reinvestment Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:09 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantCommon Stock | 9,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043606 · doc4.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,769 Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 00:23 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 1,925 | $11.04 | $21,252.00 |
DisclosureSEC source: 0001571049-17-006065 · t1700394-privet0616.xml · nonDerivative · entry 3 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 978,883 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4), (5), and (6) to this Form 4. F6 · price: These shares were purchased in multiple transactions at prices ranging from $10.90 to $11.65, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of June 20, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of June 20, 2017, (i) 978,883 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 00:23 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 1,500 | $11.00 | $16,500.00 |
DisclosureSEC source: 0001571049-17-006065 · t1700394-privet0616.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 976,958 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4), (5), and (6) to this Form 4. F5 · price: These shares were purchased in multiple transactions at prices ranging from $10.80 to $11.15, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of June 20, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of June 20, 2017, (i) 978,883 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| June 16, 2017 Filed Jun 21, 2017 00:23 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 15,855 | $11.14 | $176,624.70 |
DisclosureSEC source: 0001571049-17-006065 · t1700394-privet0616.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 975,458 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4), (5), and (6) to this Form 4. F4 · price: These shares were purchased in multiple transactions at prices ranging from $10.90 to $11.15, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of June 20, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of June 20, 2017, (i) 978,883 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 22:38 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 2,580 | $12.00 | $30,960.00 |
DisclosureSEC source: 0001571049-17-003688 · t1700233-privet0413.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 959,603 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4) and (5) to this Form 4. F5 · price: These shares were purchased in multiple transactions at prices ranging from $11.95 to $12.20, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 18, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of April 18, 2017, (i) 959,603 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 22:38 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 1,377 | $11.91 | $16,400.07 |
DisclosureSEC source: 0001571049-17-003688 · t1700233-privet0413.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 957,023 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4) and (5) to this Form 4. F4 · price: These shares were purchased in multiple transactions at prices ranging from $11.75 to $12.00, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 18, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of April 18, 2017, (i) 959,603 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 01:11 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 28,155 | $12.28 | $345,743.40 |
DisclosureSEC source: 0001571049-17-003218 · t1700217-privet0403.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 955,646 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4), (5), (6), and (7) to this Form 4. F5 · price: These shares were purchased in multiple transactions at prices ranging from $12.15 to $12.50, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 5, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of April 5, 2017, (i) 955,646 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 01:11 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 7,000 | $12.50 | $87,500.00 |
DisclosureSEC source: 0001571049-17-003218 · t1700217-privet0403.xml · nonDerivative · entry 4 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,086 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4), (5), (6), and (7) to this Form 4. F7 · price: These shares were purchased in multiple transactions at prices ranging from $12.50 to $12.50, inclusive. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 01:11 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 9,494 | $12.10 | $114,877.40 |
DisclosureSEC source: 0001571049-17-003218 · t1700217-privet0403.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 927,491 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4), (5), (6), and (7) to this Form 4. F4 · price: These shares were purchased in multiple transactions at prices ranging from $12.05 to $12.10, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 5, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of April 5, 2017, (i) 955,646 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 49,086 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 01:11 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 11,086 | $12.44 | $137,909.84 |
DisclosureSEC source: 0001571049-17-003218 · t1700217-privet0403.xml · nonDerivative · entry 3 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,086 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4), (5), (6), and (7) to this Form 4. F6 · price: These shares were purchased in multiple transactions at prices ranging from $12.38 to $12.50, inclusive. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:21 UTC | HARDINGE INC HDNG · Entity 166241 | GrantStock Unit · Derivative | 2,112.99 | $11.24 | $23,750.01 |
DisclosureSEC source: 0000313716-17-000060 · primary_doc.xml · derivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,260.58 Underlying: Common Stock · 2,112.99 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F2 · balance_after: Includes 4.09 stock units which accrued when and as dividends were paid on Hardinge Inc. common stock since the reporting person's last filed Form 4. The accrual of each stock unit is equivalent to the acquisition of one (1) share of Hardinge Inc. common stock under the Hardinge Inc. Dividend Reinvestment Plan. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 11:01 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 2,100 | $12.50 | $26,250.00 |
DisclosureSEC source: 0001571049-17-003108 · t1700205-privet0330.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 917,997 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4), (5) and (6) to this Form 4. F5 · price: These shares were purchased in multiple transactions at prices ranging from $12.40 to $12.65, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 31, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 31, 2017, (i) 917,997 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 31,000 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:34 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantCommon Stock | 10,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-005669 · edgar.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,287 Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 11:01 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 14,000 | $12.65 | $177,100.00 |
DisclosureSEC source: 0001571049-17-003108 · t1700205-privet0330.xml · nonDerivative · entry 3 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4), (5) and (6) to this Form 4. F6 · price: These shares were purchased in multiple transactions at prices ranging from $12.65 to $12.65, inclusive. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 11:01 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 8,800 | $12.65 | $111,320.00 |
DisclosureSEC source: 0001571049-17-003108 · t1700205-privet0330.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 915,897 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4), (5) and (6) to this Form 4. F4 · price: These shares were purchased in multiple transactions at prices ranging from $12.35 to $12.65, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 31, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 31, 2017, (i) 917,997 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 31,000 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 01:46 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 18,100 | $12.41 | $224,621.00 |
DisclosureSEC source: 0001571049-17-003005 · t1700924_f4.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 907,097 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4) and (5) to this Form 4. F5 · price: These shares were purchased in multiple transactions at prices ranging from $12.20 to $12.75, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 29, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 29, 2017, (i) 907,097 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 17,000 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 01:46 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 24,800 | $12.40 | $307,520.00 |
DisclosureSEC source: 0001571049-17-003005 · t1700924_f4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 888,997 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price within the range set forth in footnotes (4) and (5) to this Form 4. F4 · price: These shares were purchased in multiple transactions at prices ranging from $12.20 to $12.70, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 29, 2017, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 29, 2017, (i) 907,097 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 17,000 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 17:39 UTC | HARDINGE INC HDNG · Entity 166241 | PurchaseCommon Stock | 5,579 | $10.22 | $57,015.71 |
DisclosureSEC source: 0000313716-17-000054 · primary_doc.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,228,317 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 08, 2017 Filed Mar 8, 2017 17:16 UTC | HARDINGE INC HDNG · Entity 166241 | PurchaseCommon Stock | 11,000 | $10.99 | $120,837.20 |
DisclosureSEC source: 0000313716-17-000046 · primary_doc.xml · nonDerivative · entry 3 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,222,738 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 17:16 UTC | HARDINGE INC HDNG · Entity 166241 | PurchaseCommon Stock | 7,500 | $10.80 | $80,997.00 |
DisclosureSEC source: 0000313716-17-000046 · primary_doc.xml · nonDerivative · entry 2 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,211,738 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:16 UTC | HARDINGE INC HDNG · Entity 166241 | PurchaseCommon Stock | 7,406 | $10.62 | $78,660.61 |
DisclosureSEC source: 0000313716-17-000046 · primary_doc.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,204,238 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 18:51 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | PurchaseCommon Stock | 110,000 | $4.37 | $480,810.00 |
DisclosureSEC source: 0001179110-17-003525 · edgar.xml · nonDerivative · entry 2 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 3,146,625 F1 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:51 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | PurchaseCommon Stock | 16,200 | $4.42 | $71,604.00 |
DisclosureSEC source: 0001179110-17-003525 · edgar.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 3,036,625 F1 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 07, 2017 Filed Feb 13, 2017 19:56 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | GrantStock Appreciation Rights · Derivative | 10,000 | $0.00 Strike: $10.98 | $0.00 |
DisclosureSEC source: 0001185185-17-000281 · form4levenson021317.xml · derivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-02-07 F3 · security: Upon exercise of a Stock Appreciation Right, the grantee will be awarded shares of Common Stock, the value of which is equal to the increase in value of the Common Stock between the grant date and the date of exercise. (Stock-settled SAR). F2 · derivative.exercise_price: Stock Appreciation Rights are granted at the market value of the Company's Common Stock on the date of grant. F1 · derivative.exercise_date: Stock Appreciation Rights are exercisable on a cumulative basis as to one-quarter of the total number of shares covered by the grant on each of the first, second, third and fourth anniversary dates of the date of Stock Appreciation Rights grant. F3 · derivative.underlying_shares: Upon exercise of a Stock Appreciation Right, the grantee will be awarded shares of Common Stock, the value of which is equal to the increase in value of the Common Stock between the grant date and the date of exercise. (Stock-settled SAR). Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:06 UTC | HARDINGE INC HDNG · Entity 166241 | GrantStock Unit · Derivative | 2,143.5 | $11.08 | $23,749.98 |
DisclosureSEC source: 0000313716-17-000004 · primary_doc.xml · derivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,143.5 Underlying: Common Stock · 2,143.5 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 20:13 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantCommon Stock | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000400 · edgar.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162 Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 17:10 UTC | HARDINGE INC HDNG · Entity 166241 | GrantCommon Stock | 1,632 | $9.70 | $15,830.40 |
DisclosureSEC source: 0000313716-16-000153 · primary_doc.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,632 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.