Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Great Lakes Dredge & Dock CORPGLDD · Entity 54626 | Director | March 28, 2024 | April 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Great Lakes Dredge & Dock CORP
Report date March 28, 2024 · Filed April 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 119,072 |
Reported balance
After 2024-03-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-28 · Grant · Acquired 2,286 · Balance 119,072 F2: Deferred Stock Units ("DSUs") granted March 28, 2024 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. |
| Common StockSEC Table I · non-derivative | IndirectBy Privet Fund LP | 333,888 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 333,888 F1: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2: Deferred Stock Units ("DSUs") granted March 28, 2024 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASCENT INDUSTRIES CO.
Report date September 19, 2024 · Filed September 21, 2024
Jointly reported with Privet Fund Management LLC, Privet Fund LP
Section 16 reporting ended · disclosed 2024-09-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Privet Fund LP | 1 |
Last balance in matching sequence
After 2024-09-20 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-09-19 · Sale · Disposed 1,665,000 · Balance 8,648 F1: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.20 to $9.25, inclusive. The reporting person undertakes to provide Ascent Industries Co., any security holder of Ascent Industries Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund. Row 2 · 2024-09-20 · Sale · Disposed 8,647 · Balance 1 F1: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.86 to $9.36, inclusive. The reporting person undertakes to provide Ascent Industries Co., any security holder of Ascent Industries Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.20 to $9.25, inclusive. The reporting person undertakes to provide Ascent Industries Co., any security holder of Ascent Industries Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.86 to $9.36, inclusive. The reporting person undertakes to provide Ascent Industries Co., any security holder of Ascent Industries Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
FREQUENCY ELECTRONICS INC
Report date April 02, 2018 · Filed April 07, 2018
Jointly reported with Privet Fund Management LLC, Privet Fund LP
Section 16 reporting ended · disclosed 2018-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Privet Fund LP | 669,716 |
Last balance in matching sequence
After 2018-04-06 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2018-04-02 · Sale · Disposed 6,287 · Balance 829,716 F1: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Row 2 · 2018-04-03 · Sale · Disposed 1,900 · Balance 827,816 F1: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Row 3 · 2018-04-05 · Sale · Disposed 100,000 · Balance 727,816 F1: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Row 4 · 2018-04-06 · Sale · Disposed 58,100 · Balance 669,716 F1: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. |
| Common StockSEC Table I · non-derivative | Direct | 53,783 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 53,783 |
Filing footnotes · ownership attribution and instrument terms
F1: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein.
F2: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson.
HARDINGE INC
Report date May 25, 2018 · Filed May 30, 2018
Section 16 reporting ended · disclosed 2018-05-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Privet Fund LP | 0 |
Reported balance
After 2018-05-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-25 · Other · Disposed 1,315,090 · Balance 0 F1: Shares transferred to Hardinge Holdings, LLC pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement"). F4: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Hardinge Holdings, LLC | 1,315,090 |
Reported balance
After 2018-05-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-05-25 · Other · Acquired 1,315,090 · Balance 1,315,090 F2: Shares transferred from Privet Fund LP pursuant to the Merger Agreement. F4: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Privet Fund Management LLC | 0 |
Reported balance
After 2018-05-25 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-05-25 · Disposition to issuer · Disposed 57,098 · Balance 0 F3: Shares disposed of for cash consideration pursuant to the Merger Agreement. F4: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 1,632 |
Reported balance
Holding disclosure · report date 2018-05-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,632 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares transferred to Hardinge Holdings, LLC pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").
F2: Shares transferred from Privet Fund LP pursuant to the Merger Agreement.
F3: Shares disposed of for cash consideration pursuant to the Merger Agreement.
F4: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2019 Filed Dec 5, 2019 18:41 UTC Amendment | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | PurchaseCommon Stock | 13,839 | $10.55 | $146,045.73 |
DisclosureSEC source: 0001209191-19-059381 · doc4a.xml · nonDerivative · entry 2 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 236,582 F2 · price: This amendment is being filed to correct Footnote (3) to the Form 4 filed on 12/04/2019 as the shares were purchased and acquired as properly represented in Table I above. Footnote (3) is corrected to read as follows: Represents the weighted average price. These shares were purchased in multiple transactions ranging from $10.4450 to $10.6000, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares acquired at each separate price. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 17:51 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | PurchaseCommon Stock | 32,625 | $10.58 | $345,146.40 |
DisclosureSEC source: 0001209191-19-059137 · doc4.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 222,743 F1 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $10.5350 to $10.6000, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 18:41 UTC Amendment | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | PurchaseCommon Stock | 32,625 | $10.58 | $345,146.40 |
DisclosureSEC source: 0001209191-19-059381 · doc4a.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 222,743 F1 · price: This amendment is being filed to correct Footnote (1) to the Form 4 filed on 12/04/2019 as the shares were purchased and acquired as properly represented in Table I above. Footnote (1) is corrected to read as follows: Represents the weighted average price. These shares were purchased in multiple transactions ranging from $10.5350 to $10.6000, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares acquired at each separate price. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 18:52 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantDeferred Stock Units · Derivative | 4,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051946 · doc4.xml · derivative · entry 3 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,158 Underlying: Common Stock · 4,033 shares Expires not disclosed F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted September 30, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted September 30, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted September 30, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 17:39 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 21,485 | $10.12 | $217,479.76 |
DisclosureSEC source: 0001209191-19-046848 · doc4.xml · nonDerivative · entry 2 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 190,118 F3 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $10.02 to $10.24, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2019 Filed Aug 20, 2019 17:39 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 21,905 | $10.14 | $222,079.46 |
DisclosureSEC source: 0001209191-19-046848 · doc4.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 211,603 F1 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $10.04 to $10.24, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 08, 2019 Filed Aug 5, 2019 22:00 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 74,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-037703 · tv526696_4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,221,449 F1 · price: This transfer was without value. F2 · ownership.nature: This report is filed jointly by Privet Fund Management LLC, Privet Fund LP and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of August 2, 2019, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: As of August 2, 2019, (i) 1,221,449 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:10 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantDeferred Stock Units · Derivative | 3,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040580 · doc4.xml · derivative · entry 3 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,125 Underlying: Common Stock · 3,895 shares Expires not disclosed F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted June 28, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted June 28, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted June 28, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 19:14 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 55,000 | $11.14 | $612,595.50 |
DisclosureSEC source: 0001209191-19-035287 · doc4.xml · nonDerivative · entry 2 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 233,508 F3 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $11.00 to $11.45, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 19:14 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 178,000 | $10.75 | $1,913,891.60 |
DisclosureSEC source: 0001209191-19-035287 · doc4.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 288,508 F1 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $10.70 to $10.90, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 08, 2019 Filed May 8, 2019 18:27 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 207,683 | $10.91 | $2,266,423.81 |
DisclosureSEC source: 0001209191-19-028324 · doc4.xml · nonDerivative · entry 3 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 466,508 F5 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $10.70 to $11.02, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. F3 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 07, 2019 Filed May 8, 2019 18:27 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 169,987 | $10.84 | $1,842,336.10 |
DisclosureSEC source: 0001209191-19-028324 · doc4.xml · nonDerivative · entry 2 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 674,191 F4 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $10.69 to $11.07, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. F3 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2019 Filed May 8, 2019 18:27 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 177,447 | $11.05 | $1,960,416.71 |
DisclosureSEC source: 0001209191-19-028324 · doc4.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 844,178 F1 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $10.97 to $11.14, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.direct: Privet Fund Management LLC, of which Mr. Levenson is the managing member, is no longer the investment manager of the Privet Fund Account holding 148,500 shares; and will no longer be reported as indirectly beneficially owned by Mr. Levenson. F3 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 19:08 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantDeferred Stock Units · Derivative | 4,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022753 · doc4.xml · derivative · entry 4 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,230 Underlying: Common Stock · 4,826 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted March 29, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F3 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted March 29, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F3 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted March 29, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:19 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 50,000 | $15.00 | $750,000.00 |
DisclosureSEC source: 0001144204-19-015172 · tv516804_4.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,221,449 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 20, 2019, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 20, 2019, (i) 1,221,449 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 74,621 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:19 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 5,000 | $15.18 | $75,900.00 |
DisclosureSEC source: 0001144204-19-015172 · tv516804_4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,171,449 F3 · price: These shares were purchased in multiple transactions at prices ranging from $15.12-15.22, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of March 20, 2019, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of March 20, 2019, (i) 1,221,449 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 74,621 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 20:06 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 295,374 | $8.29 | $2,448,709.53 |
DisclosureSEC source: 0001209191-19-017563 · doc4.xml · nonDerivative · entry 3 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,021,625 F4 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.20 to $8.33, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person, will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 20:06 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 89,534 | $8.39 | $751,458.86 |
DisclosureSEC source: 0001209191-19-017563 · doc4.xml · nonDerivative · entry 2 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,316,999 F3 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.33 to $8.54, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:06 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 115,092 | $8.56 | $984,704.13 |
DisclosureSEC source: 0001209191-19-017563 · doc4.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,406,533 F1 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.48 to $8.72, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person, will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 18:10 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 500,000 | $8.50 | $4,251,500.00 |
DisclosureSEC source: 0001209191-19-015169 · doc4.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,521,625 F1 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.50 to $8.62, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person, will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 26, 2019 Filed Feb 26, 2019 19:10 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 500,000 | $8.42 | $4,208,500.00 |
DisclosureSEC source: 0001209191-19-013799 · doc4.xml · nonDerivative · entry 3 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 2,021,625 F4 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.32 to $8.54, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person, will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 19:10 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 324,591 | $8.40 | $2,726,953.91 |
DisclosureSEC source: 0001209191-19-013799 · doc4.xml · nonDerivative · entry 2 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 2,521,625 F3 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.285 to $8.54, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person, will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:10 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 175,409 | $8.28 | $1,453,053.07 |
DisclosureSEC source: 0001209191-19-013799 · doc4.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 2,846,216 F1 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.02 to $8.65, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person, will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 19:02 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantDeferred Stock Units · Derivative | 6,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000484 · doc4.xml · derivative · entry 4 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,404 Underlying: Common Stock · 6,495 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted December 31, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F3 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted December 31, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F3 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted December 31, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 23:14 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 3,000 | $16.54 | $49,620.00 |
DisclosureSEC source: 0001144204-18-066278 · tv509933_form4.xml · nonDerivative · entry 3 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,621 F5 · price: These shares were purchased in multiple transactions at prices ranging from $16.30 - 16.74, inclusive. Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 23:14 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 30,000 | $16.83 | $504,900.00 |
DisclosureSEC source: 0001144204-18-066278 · tv509933_form4.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,166,449 F4 · price: These shares were purchased in multiple transactions at prices ranging from $16.61 - 16.95, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of December 20, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of December 26, 2018, (i) 1,166,449 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 74,621 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 23:14 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 4,060 | $16.81 | $68,248.60 |
DisclosureSEC source: 0001144204-18-066278 · tv509933_form4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,136,449 F3 · price: These shares were purchased in multiple transactions at prices ranging from $16.79 - 16.85, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of December 20, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of December 26, 2018, (i) 1,166,449 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 74,621 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 23:33 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 6,000 | $17.24 | $103,440.00 |
DisclosureSEC source: 0001144204-18-065789 · tv509668_form4.xml · nonDerivative · entry 6 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,621 F5 · price: These shares were purchased in multiple transactions at prices ranging from $17.17 to $17.25, inclusive. Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 23:33 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 40,000 | $17.15 | $686,000.00 |
DisclosureSEC source: 0001144204-18-065789 · tv509668_form4.xml · nonDerivative · entry 3 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,132,389 F3 · price: These shares were purchased in multiple transactions at prices ranging from $16.94 to $17.25, inclusive. F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of December 20, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of December 20, 2018, (i) 1,132,389 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 71,621 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 23:33 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 5,000 | $16.75 | $83,750.00 |
DisclosureSEC source: 0001144204-18-065789 · tv509668_form4.xml · nonDerivative · entry 5 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,621 Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 23:33 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 20,366 | $16.74 | $340,926.84 |
DisclosureSEC source: 0001144204-18-065789 · tv509668_form4.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,092,389 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of December 20, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of December 20, 2018, (i) 1,132,389 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 71,621 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 23:33 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 5,000 | $16.59 | $82,950.00 |
DisclosureSEC source: 0001144204-18-065789 · tv509668_form4.xml · nonDerivative · entry 4 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,621 F4 · price: These shares were purchased in multiple transactions at prices ranging from $16.40 to $16.65, inclusive. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 23:33 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 12,600 | $16.64 | $209,664.00 |
DisclosureSEC source: 0001144204-18-065789 · tv509668_form4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,072,023 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of December 20, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of December 20, 2018, (i) 1,132,389 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 71,621 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 18:34 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 25,000 | $7.48 | $187,115.00 |
DisclosureSEC source: 0001209191-18-062808 · doc4.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 3,021,625 F1 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $7.35 to $7.56, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 18:34 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | SaleCommon Stock | 100,000 | $7.54 | $754,380.00 |
DisclosureSEC source: 0001209191-18-062808 · doc4.xml · nonDerivative · entry 2 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 3,046,625 F3 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $7.43 to $7.645, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 23:01 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 5,000 | $16.25 | $81,250.00 |
DisclosureSEC source: 0001144204-18-064320 · tv509060_form4.xml · nonDerivative · entry 4 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,621 Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 23:01 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 8,449 | $15.88 | $134,170.12 |
DisclosureSEC source: 0001144204-18-064320 · tv509060_form4.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,059,423 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of December 12, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of December 12, 2018, (i) 1,059,423 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 55,621 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 23:01 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 1,535 | $15.42 | $23,669.70 |
DisclosureSEC source: 0001144204-18-064320 · tv509060_form4.xml · nonDerivative · entry 3 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,621 Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 23:01 UTC | ASCENT INDUSTRIES CO. SYNL · Entity 6584 | PurchaseCommon Stock | 22,000 | $15.31 | $336,820.00 |
DisclosureSEC source: 0001144204-18-064320 · tv509060_form4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 1,050,974 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of December 12, 2018, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of December 12, 2018, (i) 1,059,423 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 55,621 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 18:59 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantDeferred Stock Units · Derivative | 6,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053456 · doc4.xml · derivative · entry 4 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,909 Underlying: Common Stock · 6,935 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted September 28, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F3 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted September 28, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F3 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted September 28, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 16:29 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantDeferred Stock Units · Derivative | 8,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040352 · doc4.xml · derivative · entry 4 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,974 Underlying: Common Stock · 8,061 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted June 29, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F3 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted June 29, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F3 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted June 29, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. Read SEC document |
| May 25, 2018 Filed May 30, 2018 18:56 UTC | HARDINGE INC HDNG · Entity 166241 | Disposition to issuerCommon Stock | 57,098 | $18.50 | $1,056,313.00 |
DisclosureSEC source: 0000313716-18-000063 · primary_doc.xml · nonDerivative · entry 3 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund Management LLC Disclosed balance after: 0 F3 · price: Shares disposed of for cash consideration pursuant to the Merger Agreement. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 25, 2018 Filed May 30, 2018 18:56 UTC | HARDINGE INC HDNG · Entity 166241 | OtherCommon Stock | 1,315,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000313716-18-000063 · primary_doc.xml · nonDerivative · entry 2 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Hardinge Holdings, LLC Disclosed balance after: 1,315,090 F2 · kind: Shares transferred from Privet Fund LP pursuant to the Merger Agreement. F2 · price: Shares transferred from Privet Fund LP pursuant to the Merger Agreement. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 25, 2018 Filed May 30, 2018 18:56 UTC | HARDINGE INC HDNG · Entity 166241 | OtherCommon Stock | 1,315,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000313716-18-000063 · primary_doc.xml · nonDerivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 0 F1 · kind: Shares transferred to Hardinge Holdings, LLC pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement"). F1 · price: Shares transferred to Hardinge Holdings, LLC pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement"). F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 06, 2018 Filed Apr 7, 2018 00:57 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 58,100 | $9.04 | $525,224.00 |
DisclosureSEC source: 0001144204-18-019688 · tv490657_4.xml · nonDerivative · entry 4 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Remarks Privet Fund LP · CIK 0001414517 · 10% owner · See Remarks Levenson Ryan · CIK 0001363032 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 669,716 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| April 05, 2018 Filed Apr 7, 2018 00:57 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 100,000 | $9.00 | $900,000.00 |
DisclosureSEC source: 0001144204-18-019688 · tv490657_4.xml · nonDerivative · entry 3 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Remarks Privet Fund LP · CIK 0001414517 · 10% owner · See Remarks Levenson Ryan · CIK 0001363032 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 727,816 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| April 03, 2018 Filed Apr 7, 2018 00:57 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 1,900 | $8.69 | $16,511.00 |
DisclosureSEC source: 0001144204-18-019688 · tv490657_4.xml · nonDerivative · entry 2 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Remarks Privet Fund LP · CIK 0001414517 · 10% owner · See Remarks Levenson Ryan · CIK 0001363032 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 827,816 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 16:38 UTC | HARDINGE INC HDNG · Entity 166241 | GrantStock Unit · Derivative | 1,296.4 | $18.32 | $23,750.05 |
DisclosureSEC source: 0000313716-18-000030 · primary_doc.xml · derivative · entry 1 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,394.61 Underlying: Common Stock · 1,296.4 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director. Read SEC document |
| April 02, 2018 Filed Apr 7, 2018 00:57 UTC | FREQUENCY ELECTRONICS INC FEIM · Entity 5274 | SaleCommon Stock | 6,287 | $8.73 | $54,885.51 |
DisclosureSEC source: 0001144204-18-019688 · tv490657_4.xml · nonDerivative · entry 1 Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Remarks Privet Fund LP · CIK 0001414517 · 10% owner · See Remarks Levenson Ryan · CIK 0001363032 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Privet Fund LP Disclosed balance after: 829,716 F1 · ownership.nature: This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D and any amendments thereto filed on behalf of the Reporting Persons and the other members of such group. As of April 6, 2018, the members of this Section 13(d) group collectively owned 8.95% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: As of April 6, 2018, (i) 669,716 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and (ii) 53,783 shares were owned directly by Privet Fund Management LLC and indirectly by Ryan Levenson. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 19:45 UTC | Great Lakes Dredge & Dock CORP GLDD · Entity 54626 | GrantDeferred Stock Units · Derivative | 8,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022589 · doc4.xml · derivative · entry 4 Levenson Ryan · CIK 0001363032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,913 Underlying: Common Stock · 8,913 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted March 29, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F3 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted March 29, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. F3 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted March 29, 2018 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.