Levenson Ryan

SEC source: 0001062993-24-016872 · form4.xml · nonDerivative · entry 2

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See explanation of responses

Privet Fund LP · CIK 0001414517 · 10% owner · See explanation of responses

Levenson Ryan · CIK 0001363032 · 10% owner · See explanation of responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.86 to $9.36, inclusive. The reporting person undertakes to provide Ascent Industries Co., any security holder of Ascent Industries Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0001062993-24-016872 · form4.xml · nonDerivative · entry 1

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See explanation of responses

Privet Fund LP · CIK 0001414517 · 10% owner · See explanation of responses

Levenson Ryan · CIK 0001363032 · 10% owner · See explanation of responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 8,648

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.20 to $9.25, inclusive. The reporting person undertakes to provide Ascent Industries Co., any security holder of Ascent Industries Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0001062993-24-011588 · form4.xml · nonDerivative · entry 1

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See explanation of responses

Privet Fund LP · CIK 0001414517 · 10% owner · See explanation of responses

Levenson Ryan · CIK 0001363032 · 10% owner · See explanation of responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,673,648

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims benefical ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0001209191-24-005152 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,072

Underlying: Common Stock · 2,286 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted March 28, 2024 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted March 28, 2024 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted March 28, 2024 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-24-000341 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,786

Underlying: Common Stock · 5,469 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted December 29, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted December 29, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted December 29, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-23-051112 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,317

Underlying: Common Stock · 5,270 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted September 29, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted September 29, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted September 29, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-23-040534 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,047

Underlying: Common Stock · 5,147 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted June 30, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted June 30, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted June 30, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-23-031207 · doc4.xml · nonDerivative · entry 3

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 333,888

F4 · price: Represents the weighted average price. The shares were purchased in multiple transactions ranging from $6.735 to $6.90, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares acquired of at each separate price.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-031207 · doc4.xml · nonDerivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 212,167

F3 · price: Represents the weighted average price. The shares were purchased in multiple transactions ranging from $6.73 to $6.79, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares acquired of at each separate price.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-031207 · doc4.xml · nonDerivative · entry 1

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 205,307

F1 · price: Represents the weighted average price. The shares were purchased in multiple transactions ranging from $6.58 to $6.65, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares acquired of at each separate price.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-029418 · doc4.xml · nonDerivative · entry 1

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 200,100

F1 · price: Represents the weighted average price. The shares were purchased in multiple transactions ranging from $6.005 to $6.20, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares acquired of at each separate price.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-029129 · doc4.xml · nonDerivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 132,100

F3 · price: Represents the weighted average price. The shares were purchased in multiple transactions ranging from $5.945 to $6.20, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares acquired of at each separate price.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-029129 · doc4.xml · nonDerivative · entry 1

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 66,100

F1 · price: Represents the weighted average price. The shares were purchased in multiple transactions ranging from $6.005 to $6.06, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares acquired of at each separate price.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-022259 · doc4.xml · derivative · entry 3

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,900

Underlying: Common Stock · 7,734 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted March 31, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted March 31, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted March 31, 2023 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-23-000438 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,166

Underlying: Common Stock · 7,059 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted December 30, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted December 30, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted December 30, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-22-052159 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,107

Underlying: Common Stock · 5,541 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted September 30, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted September 30, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted September 30, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-22-040801 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,566

Underlying: Common Stock · 3,204 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted June 30, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted June 30, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted June 30, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-22-022418 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,362

Underlying: Common Stock · 2,994 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted March 31, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted March 31, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted March 31, 2022 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-22-001134 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,368

Underlying: Common Stock · 2,592 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted December 31, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted December 31, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted December 31, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0000921895-21-002889 · form410638005_12232021.xml · nonDerivative · entry 1

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,846,643

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The reported price in Column 4 is the price persuant to the Issuer's rights offering.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0001209191-21-059129 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,776

Underlying: Common Stock · 2,713 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted September 30, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted September 30, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted September 30, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-21-045006 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,063

Underlying: Common Stock · 2,806 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted June 30, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted June 30, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted June 30, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0000921895-21-001584 · form410638005_06102021.xml · nonDerivative · entry 3

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,627,120

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $10.1000 to $10.6000, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0000921895-21-001584 · form410638005_06102021.xml · nonDerivative · entry 2

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,612,120

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $10.1450 to $10.2900, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0000921895-21-001584 · form410638005_06102021.xml · nonDerivative · entry 1

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,606,455

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $9.8050 to $10.1000, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0001209191-21-024628 · doc4.xml · derivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,257

Underlying: Common Stock · 2,812 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted March 31, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted March 31, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted March 31, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-21-000405 · doc4.xml · derivative · entry 3

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,445

Underlying: Common Stock · 3,094 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted December 31, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted December 31, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted December 31, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-20-063263 · doc4.xml · nonDerivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 82

F2 · price: Represents the weighted average price. The shares were sold in multiple transactions ranging from $11.61 to $11.70, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.

F3 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-063263 · doc4.xml · nonDerivative · entry 1

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price. The shares were sold in multiple transactions ranging from $11.60 to $11.73 inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.

SEC source: 0000921895-20-003204 · form410638005_12102020.xml · nonDerivative · entry 2

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,591,718

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $6.4000 to $6.4500, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0000921895-20-003204 · form410638005_12102020.xml · nonDerivative · entry 1

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,581,718

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $6.2900 to $6.3000, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0000921895-20-003163 · form410638005_12022020.xml · nonDerivative · entry 1

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,576,018

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $5.8700 to $5.9500, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0000921895-20-003030 · form410638005_11172020.xml · nonDerivative · entry 3

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,563,597

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $5.6850 to $5.7500, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0000921895-20-003030 · form410638005_11172020.xml · nonDerivative · entry 2

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,562,687

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $5.5000 to $5.8000, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0000921895-20-003030 · form410638005_11172020.xml · nonDerivative · entry 1

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,555,507

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $5.3600 to $5.4500, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0001209191-20-053787 · doc4.xml · derivative · entry 3

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,351

Underlying: Common Stock · 4,285 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted September 30, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted September 30, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted September 30, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-20-040481 · doc4.xml · derivative · entry 3

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,066

Underlying: Common Stock · 4,401 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted June 30, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted June 30, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted June 30, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-20-036677 · doc4.xml · nonDerivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 20,221

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.73 to $9.33, inclusive. The reporting person undertakes to provide to Great Lakes Dredge & Dock Corporation, any security holder of Great Lakes Dredge & Dock Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-036677 · doc4.xml · nonDerivative · entry 1

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 150,221

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.05 to $9.54, inclusive. The reporting person undertakes to provide to Great Lakes Dredge & Dock Corporation, any security holder of Great Lakes Dredge & Dock Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-044990 · doc4a.xml · nonDerivative · entry 1

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 150,239

F1 · shares: Due to an error from a transposition of numbers, this Amendment is being filed to correct the number of shares from 41,897 to 41,879 for the reported transaction.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-029253 · doc4.xml · nonDerivative · entry 3

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 192,118

F4 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $7.7900 to $8.2600, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-029253 · doc4.xml · nonDerivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 200,118

F3 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.2317 to $8.7900, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-029253 · doc4.xml · nonDerivative · entry 1

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 240,118

F1 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.7800 to $9.3400, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-022848 · doc4.xml · derivative · entry 3

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,665

Underlying: Common Stock · 4,910 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted March 31, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted March 31, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted March 31, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0000921895-20-000670 · form410638005_03052020.xml · nonDerivative · entry 3

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,535,507

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $12.7600 to $13.5000, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0000921895-20-000670 · form410638005_03052020.xml · nonDerivative · entry 2

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,446,895

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $13.0300 to $13.7000, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0000921895-20-000670 · form410638005_03052020.xml · nonDerivative · entry 1

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,369,155

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $12.3200 to $13.1500, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

SEC source: 0001209191-20-001378 · doc4.xml · derivative · entry 3

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,755

Underlying: Common Stock · 3,597 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSUs") granted December 31, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.exercise_date: Deferred Stock Units ("DSUs") granted December 31, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

F2 · derivative.expiration_date: Deferred Stock Units ("DSUs") granted December 31, 2019 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.

SEC source: 0001209191-19-059385 · doc4.xml · nonDerivative · entry 1

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 290,118

F1 · price: Represents the weighted average price. These shares were purchased in multiple transactions ranging from $10.595 to $10.650, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares acquired at each separate price.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-19-059137 · doc4.xml · nonDerivative · entry 2

Levenson Ryan · CIK 0001363032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 236,582

F3 · price: Represents the weighted average price. These shares were sold in multiple transactions ranging from $10.4450 to $10.6000, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.

F2 · ownership.nature: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.