TapewireFind a company

person · Reporting owner

Grau Dominique

Disclosed activity across 1 company

Tapewire entity
87229
SEC CIK
0001614512

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGILENT TECHNOLOGIES, INC.A · Entity 3062Senior Vice PresidentSeptember 26, 2024September 27, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILENT TECHNOLOGIES, INC.

Report date September 26, 2024 · Filed September 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,010.736 Reported balance After 2024-09-26 transaction · row 1
1 source row

Row 1 · 2024-09-26 · Sale · Disposed 9,990 · Balance 40,010.736

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 13, 2024.

Common StockSEC Table I · non-derivativeIndirectThe Grau-Jones Family Trust46,761.8385 Reported balance After 2024-09-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-09-26 · Sale · Disposed 5,010 · Balance 46,761.8385

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 13, 2024.

F2: Shares held in the Grau-Jones Family Trust.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 13, 2024.

F2: Shares held in the Grau-Jones Family Trust.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2021 Filed Feb 18, 2021 23:31 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 13,745 $135.11 $1,857,086.95
Disclosure

SEC source: 0001127602-21-006544 · form4.xml · nonDerivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,325.6157

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 23:31 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 9,034 $40.80 $368,587.20
Disclosure

SEC source: 0001127602-21-006544 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,070.6157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:31 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 6,041 $130.14 $786,193.86
Disclosure

SEC source: 0001127602-21-006544 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,036.6157

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:29 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 7,306 $108.68 $794,016.08
Disclosure

SEC source: 0001127602-20-029805 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,184.6157

F1 · shares: The reporting person surrendered 7,306 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 19, 2020 Filed Jan 21, 2021 18:44 UTC Amendment AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 13,413 $108.68 $1,457,724.84
Disclosure

SEC source: 0001127602-21-002242 · form4a.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,077.6157

F1 · shares: The reporting person surrendered 13,413 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3. Amended from the previously reported amount of 7,306 shares.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 19:47 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,351 $105.95 $143,138.45
Disclosure

SEC source: 0001127602-20-029661 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,490.6157

F1 · shares: The reporting person surrendered 1,351 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 01:10 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantEmployee Stock Option (Right-to-Buy) · Derivative 13,322 $0.00 Strike: $109.86 $0.00
Disclosure

SEC source: 0001127602-20-029638 · form4.xml · derivative · entry 4

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,322

Underlying: Common Stock · 13,322 shares

Expires 2030-11-17

F4 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F5 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 01:10 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 8,092 $109.86 $888,987.12
Disclosure

SEC source: 0001127602-20-029638 · form4.xml · nonDerivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,841.6157

F3 · shares: The reporting person surrendered 8,092 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 01:10 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 16,318 $109.86 $1,792,695.48
Disclosure

SEC source: 0001127602-20-029638 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,933.6157

F2 · shares: On November 17, 2020, 16,318 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 01:10 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 4,178 $109.86 $458,995.08
Disclosure

SEC source: 0001127602-20-029638 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,615.6157

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 17, 2021 and are subject to a 1 year post-vest holding period.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:23 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,319 $110.27 $145,446.13
Disclosure

SEC source: 0001127602-20-029491 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,437.6157

F1 · shares: The reporting person surrendered 1,319 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:30 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 933 $110.17 $102,788.61
Disclosure

SEC source: 0001127602-20-029347 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,756.6157

F3 · shares: The reporting person surrendered 933 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:30 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,138 $110.17 $125,373.46
Disclosure

SEC source: 0001127602-20-029347 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,689.6157

F1 · shares: The reporting person surrendered 1,138 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

F2 · balance_after: 158.7453 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 18:32 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,485 $0.00 Strike: $39.12 $0.00
Disclosure

SEC source: 0001127602-20-026835 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,485 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 18:32 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 6,485 $105.00 $680,925.00
Disclosure

SEC source: 0001127602-20-026835 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,668.8704

Read SEC document
October 09, 2020 Filed Oct 13, 2020 18:32 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 6,485 $39.12 $253,693.20
Disclosure

SEC source: 0001127602-20-026835 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,153.8704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:19 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,485 $0.00 Strike: $39.12 $0.00
Disclosure

SEC source: 0001127602-20-024580 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,485

Underlying: Common Stock · 6,485 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:19 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 6,485 $100.00 $648,500.00
Disclosure

SEC source: 0001127602-20-024580 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,668.8704

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:19 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 6,485 $39.12 $253,693.20
Disclosure

SEC source: 0001127602-20-024580 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,153.8704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 23:02 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,033 $0.00 Strike: $26.19 $0.00
Disclosure

SEC source: 0001127602-20-018095 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,033 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
May 26, 2020 Filed May 28, 2020 23:02 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 9,033 $86.56 $781,896.48
Disclosure

SEC source: 0001127602-20-018095 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,668.8704

F2 · price: Weighted average sale price was $86.56 with a range of $86.54 - $86.63.

Read SEC document
May 26, 2020 Filed May 28, 2020 23:02 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 9,033 $26.19 $236,574.27
Disclosure

SEC source: 0001127602-20-018095 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,701.8704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 171.749 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 16:27 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,033 $0.00 Strike: $26.19 $0.00
Disclosure

SEC source: 0001127602-20-002137 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,033

Underlying: Common Stock · 9,033 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 16:27 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 9,033 $90.00 $812,970.00
Disclosure

SEC source: 0001127602-20-002137 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,497.1214

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 4, 2019.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 16:27 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 9,033 $26.19 $236,574.27
Disclosure

SEC source: 0001127602-20-002137 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,530.1214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 14, 2019 00:06 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,712 $0.00 Strike: $27.19 $0.00
Disclosure

SEC source: 0001127602-19-034960 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,712 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 12, 2019 Filed Dec 14, 2019 00:06 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 7,712 $84.00 $647,808.00
Disclosure

SEC source: 0001127602-19-034960 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,497.1214

F2 · date: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 4, 2019.

Read SEC document
December 12, 2019 Filed Dec 14, 2019 00:06 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 7,712 $27.19 $209,689.28
Disclosure

SEC source: 0001127602-19-034960 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,209.1214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares decreased by 1 to reflect rounding up of shares surrendered previously to satisfy tax liability.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 01:37 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 15,000 $82.85 $1,242,690.00
Disclosure

SEC source: 0001127602-19-034913 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,498.1214

F1 · price: The weighted average sale price was $82.846 with a range of $82.82-$82.95.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:17 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 630 $79.29 $49,952.70
Disclosure

SEC source: 0001127602-19-033498 · form4.xml · nonDerivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,849.1214

F3 · shares: The reporting person surrendered 630 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:17 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 26,765 $79.29 $2,122,196.85
Disclosure

SEC source: 0001127602-19-033498 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,479.1214

F2 · shares: On November 19, 2019, 26,765 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:17 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 8,614 $79.29 $683,004.06
Disclosure

SEC source: 0001127602-19-033498 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,714.1214

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 19, 2020 and are subject to a 1 year post-vest holding period.

Read SEC document
November 18, 2019 Filed Dec 13, 2019 01:28 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,351 $77.94 $105,296.94
Disclosure

SEC source: 0001127602-19-034910 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,749.1214

F1 · shares: The reporting person surrendered 1,351 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 15, 2019 Filed Nov 20, 2019 01:07 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,319 $78.26 $103,224.94
Disclosure

SEC source: 0001127602-19-033307 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,100.1214

F1 · shares: The reporting person surrendered 1,319 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:50 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 932 $76.76 $71,540.32
Disclosure

SEC source: 0001127602-19-033095 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,419.1214

F1 · shares: The reporting person surrendered 932 shares to Agilent to satisfy tax liability on the release of his restricted shares in accordance with Rule 16b-3.

Read SEC document
November 13, 2019 Filed Nov 16, 2019 00:38 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 12,346 $77.16 $952,617.36
Disclosure

SEC source: 0001127602-19-032922 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,580.1214

F3 · shares: The reporting person surrendered 12,346 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 13, 2019 Filed Nov 16, 2019 00:38 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 908 $77.16 $70,061.28
Disclosure

SEC source: 0001127602-19-032922 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,926.1214

F1 · shares: The reporting person surrendered 908 shares to Agilent to satisfy tax liability on the release of his restricted shares in accordance with Rule 16b-3.

F2 · balance_after: 349.558 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
November 13, 2019 Filed Nov 18, 2019 23:20 UTC Amendment AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 12,346 $77.16 $952,617.36
Disclosure

SEC source: 0001127602-19-033072 · form4a.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,351.1214

F3 · shares: The reporting person surrendered 12,346 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 13, 2019 Filed Nov 18, 2019 23:20 UTC Amendment AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,137 $77.16 $87,730.92
Disclosure

SEC source: 0001127602-19-033072 · form4a.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,697.1214

F1 · shares: The reporting person surrendered 1,137 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3. Amended from the previous reported amount of 908 shares.

F2 · balance_after: 349.558 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:23 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,711 $0.00 Strike: $27.19 $0.00
Disclosure

SEC source: 0001127602-19-009876 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 7,711 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: The option is fully vested and exercisable

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:23 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 7,711 $80.00 $616,880.00
Disclosure

SEC source: 0001127602-19-009876 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,484.5632

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 13, 2018.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:23 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 7,711 $27.19 $209,662.09
Disclosure

SEC source: 0001127602-19-009876 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,195.5632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 14:36 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,902 $0.00 Strike: $25.73 $0.00
Disclosure

SEC source: 0001127602-19-005809 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,902 shares

Expires 2020-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 14:36 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 8,902 $77.00 $685,454.00
Disclosure

SEC source: 0001127602-19-005809 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,484.5632

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 13, 2018.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 14:36 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 8,902 $25.73 $229,048.46
Disclosure

SEC source: 0001127602-19-005809 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,386.5632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 23:21 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,902 $0.00 Strike: $25.73 $0.00
Disclosure

SEC source: 0001127602-18-035233 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,902

Underlying: Common Stock · 8,902 shares

Expires 2020-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: The option is fully vested and exercisable

Read SEC document
December 03, 2018 Filed Dec 4, 2018 23:21 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 8,902 $74.00 $658,748.00
Disclosure

SEC source: 0001127602-18-035233 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,484.5632

Read SEC document
December 03, 2018 Filed Dec 4, 2018 23:21 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 8,902 $25.73 $229,048.46
Disclosure

SEC source: 0001127602-18-035233 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,386.5632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 13, 2018.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 14:51 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,822 $64.99 $118,411.78
Disclosure

SEC source: 0001127602-18-033883 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,484.5632

F1 · shares: The reporting person surrendered 1,822 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 00:05 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 636 $63.47 $40,366.92
Disclosure

SEC source: 0001127602-18-033238 · form4.xml · nonDerivative · entry 4

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,306.5632

F5 · shares: The reporting person surrendered 636 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.