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Grau Dominique

Disclosed activity across 1 company

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87229
SEC CIK
0001614512

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGILENT TECHNOLOGIES, INC.A · Entity 3062Senior Vice PresidentSeptember 26, 2024September 27, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILENT TECHNOLOGIES, INC.

Report date September 26, 2024 · Filed September 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,010.736 Reported balance After 2024-09-26 transaction · row 1
1 source row

Row 1 · 2024-09-26 · Sale · Disposed 9,990 · Balance 40,010.736

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 13, 2024.

Common StockSEC Table I · non-derivativeIndirectThe Grau-Jones Family Trust46,761.8385 Reported balance After 2024-09-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-09-26 · Sale · Disposed 5,010 · Balance 46,761.8385

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 13, 2024.

F2: Shares held in the Grau-Jones Family Trust.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 13, 2024.

F2: Shares held in the Grau-Jones Family Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 26, 2024 Filed Sep 27, 2024 21:02 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 5,010 $145.00 $726,450.00
Disclosure

SEC source: 0001127602-24-024551 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Indirect · The Grau-Jones Family Trust

Disclosed balance after: 46,761.8385

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 13, 2024.

F2 · ownership.nature: Shares held in the Grau-Jones Family Trust.

Read SEC document
September 26, 2024 Filed Sep 27, 2024 21:02 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 9,990 $145.00 $1,448,550.00
Disclosure

SEC source: 0001127602-24-024551 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,010.736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 13, 2024.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 14:40 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 15,000 $133.28 $1,999,261.50
Disclosure

SEC source: 0001127602-24-018430 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,485.736

F1 · price: The weighted average sale price was $133.2841 with a range of $133.29-$133.34.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 15:47 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GiftCommon Stock 515 $133.56 $68,783.40
Disclosure

SEC source: 0001127602-24-018118 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · The Grau-Jones Family Trust

Disclosed balance after: 52,801.8385

F2 · ownership.nature: Shares held in the Grau-Jones Family Trust.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 15:47 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GiftCommon Stock 515 $133.56 $68,783.40
Disclosure

SEC source: 0001127602-24-018118 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,485.736

F1 · balance_after: 139.5108 shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
June 05, 2024 Filed Jul 22, 2024 20:33 UTC Amendment AGILENT TECHNOLOGIES, INC. A · Entity 3062 GiftCommon Stock 515 $133.56 $68,783.40
Disclosure

SEC source: 0001127602-24-020792 · form4a.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · The Grau-Jones Family Trust

Disclosed balance after: 51,771.8385

F1 · shares: This amendment is being filed to correct a gift of 515 shares from the Grau-Jones Family Trust on June 5, 2024. This transaction was previously incorrectly reported as originating from the reporting person's direct holding.

F2 · ownership.nature: Shares held in the Grau-Jones Family Trust.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 18:48 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 16,614 $128.79 $2,139,717.06
Disclosure

SEC source: 0001127602-23-028677 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,861.2252

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest beginning on December 1, 2023 in 3 installments, 33% at the 12-month anniversary of the grant, 33% at the 18-month anniversary of the grant and 34% at the 24-month anniversary of the grant and are subject to a 1-year post-vest holding period.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 18:13 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantEmployee Stock Option (Right to Buy) · Derivative 11,488 $123.99 Strike: $123.99 $1,424,397.12
Disclosure

SEC source: 0001127602-23-028266 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,488

Underlying: Common Stock · 11,488 shares

Expires 2033-11-22

F3 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F4 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 18:13 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 4,051 $123.99 $502,283.49
Disclosure

SEC source: 0001127602-23-028266 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,247.2252

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 22, 2023 and are subject to a 1-year post-vest holding period.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 23:02 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,587 $113.15 $179,569.05
Disclosure

SEC source: 0001127602-23-028017 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,196.2252

F1 · shares: The reporting person surrendered 1,587 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 17:06 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 349 $114.19 $39,852.31
Disclosure

SEC source: 0001127602-23-027943 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,783.2252

F1 · shares: The reporting person surrendered 349 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 18:27 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 369 $113.60 $41,918.40
Disclosure

SEC source: 0001127602-23-027743 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,132.2252

F1 · shares: The reporting person surrendered 369 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 14, 2023 Filed Nov 17, 2023 15:41 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 3,478 $111.61 $388,179.58
Disclosure

SEC source: 0001127602-23-027710 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,501.2252

F3 · shares: The reporting person surrendered 3,478 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 14, 2023 Filed Nov 17, 2023 15:41 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 9,709 $111.61 $1,083,621.49
Disclosure

SEC source: 0001127602-23-027710 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,979.2252

F1 · shares: On November 14, 2023, 9,709 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1-year post-vest holding period.

F2 · balance_after: 178.5342 shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
January 23, 2023 Filed Mar 16, 2023 21:28 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GiftCommon Stock 52,286.8385 $159.06 $8,316,744.53
Disclosure

SEC source: 0001127602-23-010465 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · The Grau-Jones Family Trust

Disclosed balance after: 52,286.8385

F1 · balance_after: Shares held in the Grau-Jones Family Trust.

Read SEC document
January 23, 2023 Filed Mar 16, 2023 21:28 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GiftCommon Stock 52,286.8385 $159.06 $8,316,744.53
Disclosure

SEC source: 0001127602-23-010465 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,091.691

Read SEC document
December 13, 2022 Filed Dec 15, 2022 17:20 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 4,000 $159.20 $636,800.00
Disclosure

SEC source: 0001127602-22-027518 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,378.5295

Read SEC document
November 18, 2022 Filed Nov 21, 2022 18:53 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,067 $146.19 $155,984.73
Disclosure

SEC source: 0001127602-22-026135 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,378.5295

F1 · shares: The reporting person surrendered 1,067 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 15:50 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 519 $144.44 $74,964.36
Disclosure

SEC source: 0001127602-22-026114 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,445.5295

F1 · shares: The reporting person surrendered 519 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 19:45 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 349 $147.12 $51,344.88
Disclosure

SEC source: 0001127602-22-026020 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,964.5295

F1 · shares: The reporting person surrendered 349 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:43 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantEmployee Stock Option (Right to Buy) · Derivative 8,701 $148.00 Strike: $148.00 $1,287,748.00
Disclosure

SEC source: 0001127602-22-025883 · form4.xml · derivative · entry 4

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,701

Underlying: Common Stock · 8,701 shares

Expires 2032-11-15

F4 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F5 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:43 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 9,059 $148.00 $1,340,732.00
Disclosure

SEC source: 0001127602-22-025883 · form4.xml · nonDerivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,313.5295

F3 · shares: The reporting person surrendered 9,059 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:43 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 19,603 $148.00 $2,901,244.00
Disclosure

SEC source: 0001127602-22-025883 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,372.5295

F2 · shares: On November 15, 2022, 19,603 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:43 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 2,977 $148.00 $440,596.00
Disclosure

SEC source: 0001127602-22-025883 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,769.5295

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 15, 2022 and are subject to a 1 year post-vest holding period.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 22:41 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 794 $148.31 $117,758.14
Disclosure

SEC source: 0001127602-22-025641 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,792.5295

F1 · shares: The reporting person surrendered 794 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

F2 · balance_after: 181.9014 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
December 29, 2021 Filed Dec 31, 2021 00:21 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 3,669 $161.00 $590,709.00
Disclosure

SEC source: 0001127602-21-032074 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,404.6281

Read SEC document
November 19, 2021 Filed Nov 23, 2021 17:55 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,068 $164.30 $175,472.40
Disclosure

SEC source: 0000899243-21-045710 · doc4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,073.6281

F1 · shares: The reporting person surrendered 1,068 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 19:15 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 518 $161.54 $83,677.72
Disclosure

SEC source: 0001127602-21-029668 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,141.6281

F1 · shares: The reporting person surrendered 518 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 02:19 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantEmployee Stock Option (Right to Buy) · Derivative 8,847 $161.39 Strike: $161.39 $1,427,817.33
Disclosure

SEC source: 0001127602-21-029621 · form4.xml · derivative · entry 4

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,847

Underlying: Common Stock · 8,847 shares

Expires 2031-11-16

F4 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F5 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 02:19 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 10,861 $161.39 $1,752,856.79
Disclosure

SEC source: 0001127602-21-029621 · form4.xml · nonDerivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,659.6281

F3 · shares: The reporting person surrendered 10,861 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 02:19 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 19,242 $161.39 $3,105,466.38
Disclosure

SEC source: 0001127602-21-029621 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,520.6281

F2 · shares: On November 16, 2021, 19,242 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 02:19 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 2,809 $161.39 $453,344.51
Disclosure

SEC source: 0001127602-21-029621 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,278.6281

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 16, 2022 and are subject to a 1 year post-vest holding period.

Read SEC document
November 12, 2021 Filed Nov 17, 2021 02:02 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 933 $160.88 $150,101.04
Disclosure

SEC source: 0001127602-21-029384 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,469.6281

F4 · shares: The reporting person surrendered 933 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 12, 2021 Filed Nov 17, 2021 02:02 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,138 $160.88 $183,081.44
Disclosure

SEC source: 0001127602-21-029384 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,402.6281

F1 · shares: The reporting person surrendered 1,138 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

F2 · balance_after: 106.85 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

F3 · balance_after: Includes 14 shares transferred from a retail brokerage account.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 15:28 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,033 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-21-024086 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,033 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 15:28 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 9,033 $165.06 $1,490,941.82
Disclosure

SEC source: 0001127602-21-024086 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,419.7768

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

F2 · price: The weighted average sale price was $165.055 with a range of $165.00 - $165.07.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 15:28 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 9,033 $40.80 $368,546.40
Disclosure

SEC source: 0001127602-21-024086 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,452.7768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 19:54 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,033 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-21-023331 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,033

Underlying: Common Stock · 9,033 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 19:54 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 9,033 $155.00 $1,400,115.00
Disclosure

SEC source: 0001127602-21-023331 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,419.7768

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

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August 05, 2021 Filed Aug 9, 2021 19:54 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 9,033 $40.80 $368,546.40
Disclosure

SEC source: 0001127602-21-023331 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,452.7768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

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June 17, 2021 Filed Jun 21, 2021 21:18 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,968 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-21-020438 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,066

Underlying: Common Stock · 1,968 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

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June 17, 2021 Filed Jun 21, 2021 21:18 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 1,968 $145.10 $285,562.70
Disclosure

SEC source: 0001127602-21-020438 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,419.7768

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

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June 17, 2021 Filed Jun 21, 2021 21:18 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 1,968 $40.80 $80,294.40
Disclosure

SEC source: 0001127602-21-020438 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,387.7768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

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June 16, 2021 Filed Jun 17, 2021 16:16 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,487 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-21-020138 · form4.xml · derivative · entry 6

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,034

Underlying: Common Stock · 3,487 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

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June 16, 2021 Filed Jun 17, 2021 16:16 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 3,487 $145.01 $505,653.36
Disclosure

SEC source: 0001127602-21-020138 · form4.xml · nonDerivative · entry 4

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,419.7768

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

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June 16, 2021 Filed Jun 17, 2021 16:16 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 3,487 $40.80 $142,269.60
Disclosure

SEC source: 0001127602-21-020138 · form4.xml · nonDerivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,906.7768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

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June 15, 2021 Filed Jun 17, 2021 16:16 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,578 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-21-020138 · form4.xml · derivative · entry 5

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,521

Underlying: Common Stock · 3,578 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

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June 15, 2021 Filed Jun 17, 2021 16:16 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 3,578 $145.03 $518,917.34
Disclosure

SEC source: 0001127602-21-020138 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,419.7768

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

F3 · price: The weighted average sale price was $145.03 with a range of $145.03 - $145.05.

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June 15, 2021 Filed Jun 17, 2021 16:16 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 3,578 $40.80 $145,982.40
Disclosure

SEC source: 0001127602-21-020138 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,997.7768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 22, 2020.

F2 · balance_after: 94.1611 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

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February 17, 2021 Filed Feb 18, 2021 23:31 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,034 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-21-006544 · form4.xml · derivative · entry 4

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,099

Underlying: Common Stock · 9,034 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.