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Grau Dominique

Disclosed activity across 1 company

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87229
SEC CIK
0001614512

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGILENT TECHNOLOGIES, INC.A · Entity 3062Senior Vice PresidentSeptember 26, 2024September 27, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILENT TECHNOLOGIES, INC.

Report date September 26, 2024 · Filed September 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,010.736 Reported balance After 2024-09-26 transaction · row 1
1 source row

Row 1 · 2024-09-26 · Sale · Disposed 9,990 · Balance 40,010.736

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 13, 2024.

Common StockSEC Table I · non-derivativeIndirectThe Grau-Jones Family Trust46,761.8385 Reported balance After 2024-09-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-09-26 · Sale · Disposed 5,010 · Balance 46,761.8385

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 13, 2024.

F2: Shares held in the Grau-Jones Family Trust.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 13, 2024.

F2: Shares held in the Grau-Jones Family Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2018 Filed Nov 16, 2018 00:05 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 654 $64.34 $42,078.36
Disclosure

SEC source: 0001127602-18-033238 · form4.xml · nonDerivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,942.5632

F4 · shares: The reporting person surrendered 654 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 13, 2018 Filed Nov 16, 2018 00:05 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 27,764 $64.34 $1,786,335.76
Disclosure

SEC source: 0001127602-18-033238 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,596.5632

F3 · shares: On November 13, 2018, 27,764 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period.

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November 13, 2018 Filed Nov 16, 2018 00:05 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 9,175 $64.34 $590,319.50
Disclosure

SEC source: 0001127602-18-033238 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,832.5632

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 13, 2019 and are subject to a 1 year post-vest holding period.

F2 · balance_after: 161.3330 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 22:18 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 418 $64.98 $27,161.64
Disclosure

SEC source: 0001127602-18-024502 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,496.2302

F1 · shares: The reporting person surrendered 418 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

F2 · balance_after: 214.8616 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 16:21 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 191 $66.71 $12,741.61
Disclosure

SEC source: 0001127602-17-034187 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,699.3686

F1 · shares: The reporting person surrendered 191 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 19:46 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 833 $69.91 $58,235.03
Disclosure

SEC source: 0001127602-17-033163 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,890.3686

F1 · shares: The reporting person surrendered 833 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 00:03 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,460 $68.79 $100,433.40
Disclosure

SEC source: 0001127602-17-032917 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,723.3686

F1 · shares: The reporting person surrendered 1,460 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:57 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 8,483 $67.46 $572,263.18
Disclosure

SEC source: 0001127602-17-032477 · form4.xml · nonDerivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,183.3686

F4 · shares: The reporting person surrendered 8,483 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:57 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 16,256 $67.46 $1,096,629.76
Disclosure

SEC source: 0001127602-17-032477 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,666.3686

F3 · shares: On November 14, 2017, 16,256 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:57 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 8,086 $67.46 $545,481.56
Disclosure

SEC source: 0001127602-17-032477 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,410.3686

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2009 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 14, 2018.

F2 · balance_after: 233.459 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 19:01 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,007 $0.00 Strike: $21.53 $0.00
Disclosure

SEC source: 0001127602-17-025893 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,007 shares

Expires 2019-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 19:01 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 13,007 $62.00 $806,434.00
Disclosure

SEC source: 0001127602-17-025893 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,090.9096

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 14, 2017.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 19:01 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 13,007 $21.53 $280,040.71
Disclosure

SEC source: 0001127602-17-025893 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,097.9096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 17:05 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 456 $59.94 $27,332.64
Disclosure

SEC source: 0001127602-17-024844 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,090.9096

F1 · shares: The reporting person surrendered 456 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
May 30, 2017 Filed May 31, 2017 19:57 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $21.53 $0.00
Disclosure

SEC source: 0001127602-17-019828 · form4.xml · derivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,007

Underlying: Common Stock · 13,000 shares

Expires 2019-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F4 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

Read SEC document
May 30, 2017 Filed May 31, 2017 19:57 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 13,000 $60.00 $780,000.00
Disclosure

SEC source: 0001127602-17-019828 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,546.9096

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 14, 2017.

F2 · balance_after: 286.3676 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
May 30, 2017 Filed May 31, 2017 19:57 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 13,000 $21.53 $279,890.00
Disclosure

SEC source: 0001127602-17-019828 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,546.9096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 21:11 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 476 $44.99 $21,415.24
Disclosure

SEC source: 0001127602-16-069571 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,260.542

F1 · shares: The reporting person surrendered 476 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 14:39 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 833 $44.97 $37,460.01
Disclosure

SEC source: 0001127602-16-068271 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,736.542

F1 · shares: The reporting person surrendered 833 shares to Agilent to satisfy tax liability on the vesting of his restricted shares in accordance with Rule 16b-3.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 21:51 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 11,434 $46.18 $528,022.12
Disclosure

SEC source: 0001127602-16-067775 · form4.xml · nonDerivative · entry 3

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,569.542

F4 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2009 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 16, 2017.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 21:51 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,806 $46.18 $83,401.08
Disclosure

SEC source: 0001127602-16-067775 · form4.xml · nonDerivative · entry 2

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135.542

F3 · shares: The reporting person surrendered 1,806 shares to Agilent Technologies, Inc. to satisfy tax liability on the issuance of shares in accordance with Rule 16b-3.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 21:51 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 3,460 $46.18 $159,782.80
Disclosure

SEC source: 0001127602-16-067775 · form4.xml · nonDerivative · entry 1

Grau Dominique · CIK 0001614512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,941.542

F1 · shares: On November 16, 2016, 3,460 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program.

F2 · balance_after: 580.611 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.