Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gold Flora Corp.GRAM · Entity 81409 | Director | September 30, 2024 | October 01, 2024 |
| Primo Water Holdings LLCPRMW · Entity 151000 | Chief Financial Officer | January 10, 2018 | January 12, 2018 |
| Tilray Brands, Inc.TLRY · Entity 5319 | CFO, Secretary, Treasurer | July 18, 2019 | July 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gold Flora Corp.
Report date September 30, 2024 · Filed October 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 168,875 |
Reported balance
After 2024-09-30 transaction · row 1
1 source rowRow 1 · 2024-09-30 · Exercise / conversion · Acquired 8,375 · Balance 168,875 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 25,125 |
Reported balance
After 2024-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-09-30 · Exercise / conversion · Disposed 8,375 · Balance 25,125 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F2: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments.
Primo Water Holdings LLC
Report date January 10, 2018 · Filed January 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 430,033 |
Ending reported balance
After 2018-01-10 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-12-31 · Grant · Acquired 155 · Balance 199,499 F1: These shares were acquired under the Primo Water Corporation Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Row 2 · 2018-01-10 · Exercise / conversion · Acquired 116,140 · Balance 315,639 F2: Represents shares of common stock received upon vesting of deferred stock units on January 10, 2018. Row 3 · 2018-01-10 · Exercise / conversion · Acquired 265,277 · Balance 580,916 F2: Represents shares of common stock received upon vesting of deferred stock units on January 10, 2018. Row 4 · 2018-01-10 · Tax withholding · Disposed 150,883 · Balance 430,033 F3: Shares withheld to satisfy tax withholding requirements on the vesting of deferred stock units on January 10, 2018. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 348,420 |
Reported balance
After 2018-01-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-01-10 · Exercise / conversion · Disposed 116,140 · Balance 348,420 F4: Each deferred stock unit has a value as of a given date equal to the fair market value of one share of Primo Water Corporation common stock. F5: 116,140 deferred stock units were delivered on January 10, 2018. The remaining 348,420 deferred stock units are to be delivered on or around August 2018 in connection with Mr. Castaneda's retirement from the issuer in January 2018. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-01-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-01-10 · Exercise / conversion · Disposed 265,277 · Balance 0 F4: Each deferred stock unit has a value as of a given date equal to the fair market value of one share of Primo Water Corporation common stock. F6: 265,277 deferred stock units were delivered on January 10, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired under the Primo Water Corporation Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Represents shares of common stock received upon vesting of deferred stock units on January 10, 2018.
F3: Shares withheld to satisfy tax withholding requirements on the vesting of deferred stock units on January 10, 2018.
F4: Each deferred stock unit has a value as of a given date equal to the fair market value of one share of Primo Water Corporation common stock.
F5: 116,140 deferred stock units were delivered on January 10, 2018. The remaining 348,420 deferred stock units are to be delivered on or around August 2018 in connection with Mr. Castaneda's retirement from the issuer in January 2018.
F6: 265,277 deferred stock units were delivered on January 10, 2018.
Tilray Brands, Inc.
Report date July 18, 2019 · Filed July 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class 2 Common StockSEC Table I · non-derivative | Direct | 129,505 |
Ending reported balance
After 2019-07-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-07-18 · Exercise / conversion · Acquired 200,000 · Balance 208,205 F1: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Row 2 · 2019-07-18 · Tax withholding · Disposed 78,700 · Balance 129,505 F2: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-18 · Exercise / conversion · Disposed 200,000 · Balance 0 F1: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3: Fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.
F2: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.
F3: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2017 Filed May 15, 2017 12:19 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | PurchaseCommon Stock | 500 | $11.20 | $5,600.00 |
DisclosureSEC source: 0001209191-17-032255 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,963 Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 16:41 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Tax withholdingDeferred Stock Units · Derivative | 11,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023868 · doc4.xml · derivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,277 Underlying: Common Stock · 11,206 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit has a value as of a given date equal to the fair market value of one share of Primo Water Corporation common stock. F2 · shares: Shares withheld to satisfy tax withholding requirements in connection with the grant of deferred stock units on March 20, 2017. F3 · derivative.exercise_date: Represents deferred stock units granted on March 20, 2017 in connection with the achievement of the second adjusted EBITDA target under the Primo Water Corporation Amended and Restated Value Creation Plan. These deferred stock units are to be delivered in January 2018. F3 · derivative.expiration_date: Represents deferred stock units granted on March 20, 2017 in connection with the achievement of the second adjusted EBITDA target under the Primo Water Corporation Amended and Restated Value Creation Plan. These deferred stock units are to be delivered in January 2018. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 16:43 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantDeferred Stock Units · Derivative | 276,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022320 · doc4.xml · derivative · entry 5 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,483 Underlying: Common Stock · 276,483 shares Expires not disclosed F6 · derivative.exercise_price: Each deferred stock unit has a value as of a given date equal to the fair market value of one share of Primo Water Corporation common stock. F7 · derivative.exercise_date: Represents deferred stock units granted on March 20, 2017 in connection with the achievement of the second adjusted EBITDA target under the Primo Water Corporation Amended and Restated Value Creation Plan. These deferred stock units are to be delivered in January 2018. F7 · derivative.expiration_date: Represents deferred stock units granted on March 20, 2017 in connection with the achievement of the second adjusted EBITDA target under the Primo Water Corporation Amended and Restated Value Creation Plan. These deferred stock units are to be delivered in January 2018. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 16:43 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022320 · doc4.xml · derivative · entry 4 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: These restricted stock units vest in equal annual installments on March 20 of 2018, 2019 and 2020. F5 · derivative.expiration_date: These restricted stock units vest in equal annual installments on March 20 of 2018, 2019 and 2020. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 16:43 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Tax withholdingCommon Stock | 254 | $14.03 | $3,563.62 |
DisclosureSEC source: 0001209191-17-022320 · doc4.xml · nonDerivative · entry 3 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,463 F3 · shares: Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on March 20, 2017. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 16:43 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022320 · doc4.xml · nonDerivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,717 F2 · shares: These restricted stock units may only be settled in stock and vest immediately. Read SEC document |
| March 10, 2017 Filed Mar 22, 2017 16:43 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Tax withholdingCommon Stock | 1,724 | $14.33 | $24,704.92 |
DisclosureSEC source: 0001209191-17-022320 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,894 F1 · shares: Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on March 10, 2017. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:30 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Exercise / conversionDeferred Stock Units · Derivative | 116,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005898 · doc4.xml · derivative · entry 3 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,560 Underlying: Common Stock · 116,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each deferred stock unit has a value as of a given date equal to the fair market value of one share of Primo Water Corporation common stock. F4 · derivative.exercise_date: 116,139 deferred stock units were delivered on January 25, 2017. The remaining 464,560 deferred stock units are to be delivered in equal annual installments in January of each of 2018, 2019, 2020 and 2021. F4 · derivative.expiration_date: 116,139 deferred stock units were delivered on January 25, 2017. The remaining 464,560 deferred stock units are to be delivered in equal annual installments in January of each of 2018, 2019, 2020 and 2021. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:30 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Tax withholdingCommon Stock | 50,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005898 · doc4.xml · nonDerivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,618 F2 · shares: Shares withheld to satisfy tax withholding requirements on the vesting of deferred stock units on Janaruy 25, 2017. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:30 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Exercise / conversionCommon Stock | 116,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005898 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock received upon vesting of deferred stock units on January 25, 2017. Read SEC document |
| December 31, 2016 Filed Jan 6, 2017 16:11 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 231 | $6.80 | $1,570.80 |
DisclosureSEC source: 0001209191-17-002638 · doc5.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,745 F1 · shares: These shares were acquired under the Primo Water Corporation Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.