organization · Reporting owner
South Lake One LLC
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FTC Solar, Inc.FTCI · Entity 7353 | 10% owner | December 13, 2022 | December 15, 2022 |
| Rani Therapeutics Holdings, Inc.RANI · Entity 6642 | 10% owner | October 15, 2024 | October 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FTC Solar, Inc.
Report date December 13, 2022 · Filed December 15, 2022
Jointly reported with South Cone Investments Limited Partnership
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectShares indirectly held through South Lake One LLC | 14,867,592 |
Last balance in matching sequence
After 2022-12-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-12-13 · Purchase · Acquired 36,230 · Balance 14,861,860 F1: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.66 to $2.76 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Row 2 · 2022-12-14 · Purchase · Acquired 5,732 · Balance 14,867,592 F2: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.765 to $2.80 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.66 to $2.76 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.765 to $2.80 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.
F3: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.
Rani Therapeutics Holdings, Inc.
Report date October 15, 2024 · Filed October 17, 2024
Jointly reported with South Cone Investments Limited Partnership
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectShares indirectly held through South Lake One LLC | 8,302,194 |
Last balance in matching sequence
After 2024-10-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-10-15 · Sale · Disposed 3,305,622 · Balance 8,825,932 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $3.10, inclusive. The reporting persons undertake to provide to Rani Therapeutics Holdings, Inc. ("Rani"), any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Row 2 · 2024-10-15 · Sale · Disposed 523,738 · Balance 8,302,194 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.105 to $3.395, inclusive. The reporting persons undertake to provide to Rani, any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $3.10, inclusive. The reporting persons undertake to provide to Rani Therapeutics Holdings, Inc. ("Rani"), any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.105 to $3.395, inclusive. The reporting persons undertake to provide to Rani, any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Enphase Energy, Inc.
Report date May 20, 2020 · Filed May 22, 2020
Jointly reported with Quiroga Moreno Isidoro
Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectShares indirectly held through South Lake One LLC | 0 |
Reported balance
After 2020-05-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-20 · Sale · Disposed 13,548,476 · Balance 0 F1: All shares of the Common Stock of Enphase Energy, Inc., a Delaware corporation, were directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo). |
Filing footnotes · ownership attribution and instrument terms
F1: All shares of the Common Stock of Enphase Energy, Inc., a Delaware corporation, were directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2022 Filed Dec 16, 2022 16:13 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 7,027 | $8.01 | $56,287.68 |
DisclosureSEC source: 0001104659-22-127821 · tm2231865-5_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,668,497 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.86 to $8.10 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 12:42 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 12,050 | $8.21 | $98,967.86 |
DisclosureSEC source: 0001104659-22-126906 · tm2232650-2_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,658,678 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.04 to $8.30 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 12:43 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 36,230 | $2.71 | $98,302.86 |
DisclosureSEC source: 0001104659-22-127246 · tm2232650-3_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,861,860 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.66 to $2.76 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 19:35 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 39,200 | $2.64 | $103,664.40 |
DisclosureSEC source: 0001104659-22-126735 · tm2232650-1_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,825,630 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.53 to $2.72 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 12:42 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 12,500 | $8.04 | $100,472.50 |
DisclosureSEC source: 0001104659-22-126906 · tm2232650-2_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,646,628 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.95 to $8.10 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 12:28 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 12,345 | $8.01 | $98,931.60 |
DisclosureSEC source: 0001104659-22-126159 · tm2231865-4_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,634,128 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.875 to $8.10 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 19:35 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 2,800 | $2.60 | $7,271.04 |
DisclosureSEC source: 0001104659-22-126735 · tm2232650-1_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,786,430 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.60 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 12:34 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 10,755 | $2.39 | $25,751.77 |
DisclosureSEC source: 0001104659-22-125744 · tm2232355-1_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,783,630 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.38 to $2.40 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 12:28 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 12,195 | $7.93 | $96,763.67 |
DisclosureSEC source: 0001104659-22-126159 · tm2231865-4_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,621,783 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.72 to $8.20 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 11:31 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 600 | $7.94 | $4,764.78 |
DisclosureSEC source: 0001104659-22-125384 · tm2231865-3_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,609,588 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.87 to $7.98 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 12:34 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 41,666 | $2.22 | $92,398.52 |
DisclosureSEC source: 0001104659-22-125744 · tm2232355-1_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,772,875 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.065 to $2.40 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 14:35 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 41,600 | $2.26 | $93,949.44 |
DisclosureSEC source: 0001104659-22-125143 · tm2232186-1_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Soth Lake One LLC Disclosed balance after: 14,731,209 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 to $2.31 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 11:31 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 12,500 | $7.45 | $93,113.75 |
DisclosureSEC source: 0001104659-22-125384 · tm2231865-3_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,608,988 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.10 to $7.875 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 11:34 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 12,195 | $7.97 | $97,175.86 |
DisclosureSEC source: 0001104659-22-124794 · tm2231865-2_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Soth Lake One LLC Disclosed balance after: 6,596,488 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.74 to $8.00 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 14:35 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 36,859 | $2.39 | $88,093.01 |
DisclosureSEC source: 0001104659-22-125143 · tm2232186-1_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,689,609 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.36 to $2.40 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 11:34 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 9,819 | $8.16 | $80,135.80 |
DisclosureSEC source: 0001104659-22-124794 · tm2231865-2_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,584,293 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.99 to $8.20 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 13:57 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 202 | $8.00 | $1,616.00 |
DisclosureSEC source: 0001104659-22-124012 · tm2231865-1_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Soth Lake One LLC Disclosed balance after: 6,574,474 F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 13:57 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 8,000 | $7.93 | $63,424.00 |
DisclosureSEC source: 0001104659-22-124012 · tm2231865-1_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,574,272 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.785 to $8.00 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 14:13 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 3,720 | $7.95 | $29,587.39 |
DisclosureSEC source: 0001104659-22-123153 · tm2231288-3_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,566,272 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.645 to $8.00 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 25, 2022 Filed Nov 28, 2022 13:59 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 800 | $7.84 | $6,271.04 |
DisclosureSEC source: 0001104659-22-122333 · tm2231288-2_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,562,552 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.70 to $8.00 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 13:59 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 3,396 | $7.84 | $26,626.68 |
DisclosureSEC source: 0001104659-22-122333 · tm2231288-2_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,561,752 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.55 to $7.99 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 12:23 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 12,500 | $7.32 | $91,548.75 |
DisclosureSEC source: 0001104659-22-121604 · tm2231288-1_4seq1.xml · nonDerivative · entry 3 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,558,356 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.60 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F4 · ownership.nature: South Cone Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 12:23 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 3,200 | $7.87 | $25,194.88 |
DisclosureSEC source: 0001104659-22-121604 · tm2231288-1_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,545,856 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.73 to $8.00 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F4 · ownership.nature: South Cone Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| November 18, 2022 Filed Nov 23, 2022 12:23 UTC | Rani Therapeutics Holdings, Inc. RANI · Entity 6642 | PurchaseClass A Common Stock | 13,300 | $7.49 | $99,656.90 |
DisclosureSEC source: 0001104659-22-121604 · tm2231288-1_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 6,542,656 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.39 to $7.82 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F4 · ownership.nature: South Cone Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:05 UTC | FTC Solar, Inc. FTCI · Entity 7353 | OtherCommon Stock | 619,465 | $12.16 | $7,529,597.08 |
DisclosureSEC source: 0001104659-21-061207 · tm2115184-1_4seq1.xml · nonDerivative · entry 1 South Lake One LLC · CIK 0001794292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,652,750 F1 · kind: On April 30, 2021 the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Common Stock to purchase Common Stock from certain of the Issuer's pre-IPO equityholders, including the Reporting Person. F2 · ownership.direct: Isidoro Quiroga Moreno indirectly controls South Lake One LLC ("South Lake") which has sole voting power and sole dispositive power with respect to all of the shares of the Issuer's Common Stock held by it. Mr. Quiroga Moreno is the father of Isidoro Quiroga Cortes, a member of the Issuer's board of directors. Mr. Quiroga Cortes disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 20, 2020 Filed May 22, 2020 10:01 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 13,548,476 | $60.50 | $819,682,798.00 |
DisclosureSEC source: 0001104659-20-065019 · a4.xml · nonDerivative · entry 1 Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 0 F1 · ownership.nature: All shares of the Common Stock of Enphase Energy, Inc., a Delaware corporation, were directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo). Read SEC document |
| November 20, 2019 Filed May 22, 2020 02:00 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 52,400 | $19.14 | $1,002,936.00 |
DisclosureSEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 8 Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 13,548,476 F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.67 to $19.57 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4. F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo). Read SEC document |
| November 20, 2019 Filed May 22, 2020 02:00 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 52,400 | $18.55 | $972,020.00 |
DisclosureSEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 7 Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 13,496,076 F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.37 to $18.72 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo). Read SEC document |
| November 20, 2019 Filed May 22, 2020 02:00 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 52,401 | $18.63 | $976,230.63 |
DisclosureSEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 6 Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 13,443,676 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.37 to $18.87 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo). Read SEC document |
| November 20, 2019 Filed May 22, 2020 02:00 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 52,401 | $18.37 | $962,606.37 |
DisclosureSEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 5 Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 13,391,275 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.04 to $18.52 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo). Read SEC document |
| November 19, 2019 Filed May 22, 2020 02:00 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 300,000 | $19.04 | $5,712,000.00 |
DisclosureSEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 4 Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 13,338,874 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.46 to $19.36 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo). Read SEC document |
| November 18, 2019 Filed May 22, 2020 02:00 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 150,000 | $19.46 | $2,919,000.00 |
DisclosureSEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 3 Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 13,038,874 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.28 to $19.77 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo). Read SEC document |
| November 18, 2019 Filed May 22, 2020 02:00 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 150,000 | $18.91 | $2,836,500.00 |
DisclosureSEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 2 Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 12,888,874 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.64 to $18.91 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo). Read SEC document |
| November 15, 2019 Filed May 22, 2020 02:00 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 421,673 | $19.43 | $8,193,106.39 |
DisclosureSEC source: 0001104659-20-065013 · a4.xml · nonDerivative · entry 1 Quiroga Moreno Isidoro · CIK 0001794307 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 12,738,874 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.20 to $19.67 per share, inclusive. The reporting person undertakes to provide to Enphase Energy, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F9 · ownership.nature: All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.