Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ELECTRONIC ARTS INC.EA · Entity 26923 | Director | August 06, 2021 | August 10, 2021 |
| Elevate Credit, Inc.ELVT · Entity 116120 | Director · 10% owner · Director by Deputization | May 18, 2018 | May 22, 2018 |
| NETFLIX INCNFLX · Entity 403 | Director | October 01, 2026 | October 02, 2026 |
| PELOTON INTERACTIVE, INC.PTON · Entity 4430 | Director | December 09, 2025 | December 11, 2025 |
| Rapid7, Inc.RPD · Entity 1196 | Director · Director by Deputization | February 14, 2019 | February 21, 2019 |
| TCV Acquisition Corp.TCVA · Entity 126358 | Director · 10% owner | April 13, 2021 | April 14, 2021 |
| TripAdvisor, Inc.TRIP · Entity 4890 | Director | June 11, 2024 | June 13, 2024 |
| ZILLOW GROUP, INC.Z AND ZG · Entity 3657 | Director | March 01, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ELECTRONIC ARTS INC.
Report date August 06, 2021 · Filed August 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,545 |
Reported balance
After 2021-08-06 transaction · row 1
1 source rowRow 1 · 2021-08-06 · Exercise / conversion · Acquired 1,769 · Balance 2,545 F3: Each Restricted Stock Unit represents the right to receive, at settlement, one share of Electronic Arts Inc. common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-08-06 | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-06 · Exercise / conversion · Disposed 1,769 · Balance 0 F3: Each Restricted Stock Unit represents the right to receive, at settlement, one share of Electronic Arts Inc. common stock. F4: This award was fully vested as of August 6, 2021. |
| Common StockSEC Table I · non-derivative | IndirectHoag Family Trust U/A Dtd 8/2/94 | 95,359 |
Reported balance
Holding disclosure · report date 2021-08-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 95,359 F1: Jay Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Jay Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHamilton Investments Limited Partnership | 109,380 |
Reported balance
Holding disclosure · report date 2021-08-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 109,380 F2: Jay Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Jay Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Jay Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Jay Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2: Jay Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Jay Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Each Restricted Stock Unit represents the right to receive, at settlement, one share of Electronic Arts Inc. common stock.
F4: This award was fully vested as of August 6, 2021.
Elevate Credit, Inc.
Report date May 18, 2018 · Filed May 22, 2018
Jointly reported with Rosenberg John C., KIMBALL RICK, Drew John, Reynolds Jon Q, TCV MANAGEMENT 2004 LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,479 |
Reported balance
After 2018-05-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-19 · Exercise / conversion · Acquired 13,369 · Balance 19,479 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 13,064 |
Reported balance
After 2018-05-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-05-18 · Grant · Acquired 13,064 · Balance 13,064 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 26,738 |
Reported balance
After 2018-05-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-05-19 · Exercise / conversion · Disposed 13,369 · Balance 26,738 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV V, L.P. | 5,967,123 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,967,123 F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 118,286 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 118,286 F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting.
F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.
NETFLIX INC
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $67.85 · Expires 2036-10-01 | Direct | 921 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 921 · Balance 921 |
PELOTON INTERACTIVE, INC.
Report date December 09, 2025 · Filed December 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 92,516 |
Reported balance
After 2025-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-12-09 · Grant · Acquired 47,369 · Balance 92,516 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Class A common stock upon settlement for no consideration. The RSUs vest as to 25% of the total shares quarterly on each of 3/9/26, 6/9/26, 9/9/26 and the earlier of (i) 12/9/26 or (ii) the date of the 2026 Annual Meeting of Stockholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F2: Jay C. Hoag has sole voting and dispositive power over the RSUs and shares he holds directly. However, TCV IX Management, L.L.C. and TCV X Management, L.L.C., collectively, have a right to 100% of the pecuniary interest in such securities. Mr. Hoag is a Member of TCV IX Management, L.L.C. and TCV X Management, L.L.C. Mr. Hoag disclaims beneficial ownership of the shares, RSUs and the shares to be received upon their vesting except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV IX, L.P. | 2,602,444 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,602,444 F3: These shares are directly held by TCV IX, L.P. ("TCV IX"). Jay C. Hoag is a Class A Director and a Class A Member of Technology Crossover Management IX, Ltd. ("Management IX") and a limited partner of Technology Crossover Management IX, L.P. ("TCM IX"). Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX. Mr. Hoag may be deemed to beneficially own the shares held by TCV IX, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV IX (A) Opportunities, L.P. | 734,319 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 734,319 F4: These shares are directly held by TCV IX (A) Opportunities, L.P. ("TCV IX (A) Opportunities"). Jay C. Hoag is a Class A Director and a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX (A), L.P., which in turn is sole shareholder of TCV IX (A) Opportunities, Ltd., which in turn is the sole limited partner of TCV IX (A) Opportunities. Mr. Hoag may be deemed to beneficially own the shares held by TCV IX (A) Opportunities but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV IX (B), L.P. | 138,996 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 138,996 F5: These shares are directly held by TCV IX (B), L.P. ("TCV IX (B)"). Jay C. Hoag is a Class A Director and a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX (B). Mr. Hoag may be deemed to beneficially own the shares held by TCV IX (B) but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 200,654 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 200,654 F6: These shares are directly held by TCV Member Fund, L.P. ("Member Fund"). Jay C. Hoag is a limited partner of Member Fund and a Class A Director and a Class A Member of Management IX. Management IX is a general partner of Member Fund. Mr. Hoag may be deemed to beneficially own the shares held by Member Fund but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV X, L.P. | 1,878,926 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,878,926 F7: These shares are directly held by TCV X, L.P. ("TCV X"). Jay C. Hoag is a Class A Director and a Class A Member of Technology Crossover Management X, Ltd. ("Management X") and a limited partner of Technology Crossover Management X, L.P. ("TCM X"). Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X. Mr. Hoag may be deemed to beneficially own the shares held by TCV X, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV X (A) Blocker, L.P. | 465,945 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 465,945 F8: These shares are directly held by TCV X (A) Blocker, L.P. ("TCV X (A) Blocker"). Jay C. Hoag is a Class A Director and a Class A Member of Management X and a limited partner of TCM X. Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X (A), L.P., which in turn is sole shareholder of TCV X (A) Blocker, Ltd., which in turn is the sole limited partner of TCV X (A) Blocker. Mr. Hoag may be deemed to beneficially own the shares held by TCV X (A) Blocker but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV X (B), L.P. | 91,608 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 91,608 F9: These shares are directly held by TCV X (B), L.P. ("TCV X (B)"). Jay C. Hoag is a Class A Director and a Class A Member of Management X and a limited partner of TCM X. Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X (B). Mr. Hoag may be deemed to beneficially own the shares held by TCV X (B) but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV X Member Fund, L.P. | 105,147 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 105,147 F10: These shares are directly held by TCV X Member Fund, L.P. ("TCV X Member Fund"). Jay C. Hoag is a Class A Director and a Class A Member of Management X and a limited partner of TCV X Member Fund. Management X is the sole general partner of TCV X Member Fund. Mr. Hoag may be deemed to beneficially own the shares held by TCV X Member Fund but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV IX Management, L.L.C. | 59,440 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 59,440 F11: Jay C. Hoag is a Member of TCV IX Management, L.L.C and TCV X Management, L.L.C. Mr. Hoag disclaims beneficial ownership of the shares, RSUs and the shares to be received upon their vesting except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV X Management, L.L.C. | 24,888 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 24,888 F11: Jay C. Hoag is a Member of TCV IX Management, L.L.C and TCV X Management, L.L.C. Mr. Hoag disclaims beneficial ownership of the shares, RSUs and the shares to be received upon their vesting except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Class A common stock upon settlement for no consideration. The RSUs vest as to 25% of the total shares quarterly on each of 3/9/26, 6/9/26, 9/9/26 and the earlier of (i) 12/9/26 or (ii) the date of the 2026 Annual Meeting of Stockholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F2: Jay C. Hoag has sole voting and dispositive power over the RSUs and shares he holds directly. However, TCV IX Management, L.L.C. and TCV X Management, L.L.C., collectively, have a right to 100% of the pecuniary interest in such securities. Mr. Hoag is a Member of TCV IX Management, L.L.C. and TCV X Management, L.L.C. Mr. Hoag disclaims beneficial ownership of the shares, RSUs and the shares to be received upon their vesting except to the extent of his pecuniary interest therein.
F3: These shares are directly held by TCV IX, L.P. ("TCV IX"). Jay C. Hoag is a Class A Director and a Class A Member of Technology Crossover Management IX, Ltd. ("Management IX") and a limited partner of Technology Crossover Management IX, L.P. ("TCM IX"). Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX. Mr. Hoag may be deemed to beneficially own the shares held by TCV IX, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: These shares are directly held by TCV IX (A) Opportunities, L.P. ("TCV IX (A) Opportunities"). Jay C. Hoag is a Class A Director and a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX (A), L.P., which in turn is sole shareholder of TCV IX (A) Opportunities, Ltd., which in turn is the sole limited partner of TCV IX (A) Opportunities. Mr. Hoag may be deemed to beneficially own the shares held by TCV IX (A) Opportunities but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: These shares are directly held by TCV IX (B), L.P. ("TCV IX (B)"). Jay C. Hoag is a Class A Director and a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX (B). Mr. Hoag may be deemed to beneficially own the shares held by TCV IX (B) but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: These shares are directly held by TCV Member Fund, L.P. ("Member Fund"). Jay C. Hoag is a limited partner of Member Fund and a Class A Director and a Class A Member of Management IX. Management IX is a general partner of Member Fund. Mr. Hoag may be deemed to beneficially own the shares held by Member Fund but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: These shares are directly held by TCV X, L.P. ("TCV X"). Jay C. Hoag is a Class A Director and a Class A Member of Technology Crossover Management X, Ltd. ("Management X") and a limited partner of Technology Crossover Management X, L.P. ("TCM X"). Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X. Mr. Hoag may be deemed to beneficially own the shares held by TCV X, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F8: These shares are directly held by TCV X (A) Blocker, L.P. ("TCV X (A) Blocker"). Jay C. Hoag is a Class A Director and a Class A Member of Management X and a limited partner of TCM X. Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X (A), L.P., which in turn is sole shareholder of TCV X (A) Blocker, Ltd., which in turn is the sole limited partner of TCV X (A) Blocker. Mr. Hoag may be deemed to beneficially own the shares held by TCV X (A) Blocker but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F9: These shares are directly held by TCV X (B), L.P. ("TCV X (B)"). Jay C. Hoag is a Class A Director and a Class A Member of Management X and a limited partner of TCM X. Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X (B). Mr. Hoag may be deemed to beneficially own the shares held by TCV X (B) but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F10: These shares are directly held by TCV X Member Fund, L.P. ("TCV X Member Fund"). Jay C. Hoag is a Class A Director and a Class A Member of Management X and a limited partner of TCV X Member Fund. Management X is the sole general partner of TCV X Member Fund. Mr. Hoag may be deemed to beneficially own the shares held by TCV X Member Fund but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F11: Jay C. Hoag is a Member of TCV IX Management, L.L.C and TCV X Management, L.L.C. Mr. Hoag disclaims beneficial ownership of the shares, RSUs and the shares to be received upon their vesting except to the extent of his pecuniary interest therein.
Rapid7, Inc.
Report date February 14, 2019 · Filed February 21, 2019 · Amendment
Jointly reported with TCV VII LP, TCV VII(A) L P, TCV Member Fund, L.P., Technology Crossover Management VII, L.P., KIMBALL RICK, Drew John, Reynolds Jon Q, Trudeau Robert, Marshall Christopher P
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VII Management, L.L.C. | 32,857 |
Last balance in matching sequence
After 2019-02-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-02-15 · Exercise / conversion · Acquired 15,174 · Balance 20,473 F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. Row 2 · 2019-02-15 · Exercise / conversion · Acquired 12,384 · Balance 32,857 F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.51 · Expires 2026-06-13 | IndirectTCV VII Management, L.L.C. | 0 |
Reported balance
After 2019-02-15 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2019-02-15 · Exercise / conversion · Disposed 15,174 · Balance 0 F3: This option vested in full on June 13, 2017. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.05 · Expires 2027-06-12 | IndirectTCV VII Management, L.L.C. | 0 |
Reported balance
After 2019-02-15 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2019-02-15 · Exercise / conversion · Disposed 12,384 · Balance 0 F4: This option vested in full on June 12, 2018. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.
F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.
F3: This option vested in full on June 13, 2017.
F4: This option vested in full on June 12, 2018.
TCV Acquisition Corp.
Report date April 13, 2021 · Filed April 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2021-04-13 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B Ordinary Shares will automatically convert into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-254505) and have no expiration date. F2: Includes up to 1,250,000 Class B Ordinary Shares subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised as described in the Issuer's registration statement. F3: The securities are held directly by TCV Acquisition Holdings, L.P. The Reporting Person is the managing member of TCV Acquisition Holdings, L.P. and shares voting and dispositive power over and may be deemed to beneficially own such shares hold by TCV Acquisition Holdings, L.P. The Reporting Person disclaims beneficial ownership over any securities owned by TCV Acquisition Holdings, L.P. other than to the extent of any pecuniary interest he may have therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Ordinary Shares will automatically convert into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-254505) and have no expiration date.
F2: Includes up to 1,250,000 Class B Ordinary Shares subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised as described in the Issuer's registration statement.
F3: The securities are held directly by TCV Acquisition Holdings, L.P. The Reporting Person is the managing member of TCV Acquisition Holdings, L.P. and shares voting and dispositive power over and may be deemed to beneficially own such shares hold by TCV Acquisition Holdings, L.P. The Reporting Person disclaims beneficial ownership over any securities owned by TCV Acquisition Holdings, L.P. other than to the extent of any pecuniary interest he may have therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
TripAdvisor, Inc.
Report date June 11, 2024 · Filed June 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,674 |
Reported balance
After 2024-06-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-06-11 · Grant · Acquired 13,616 · Balance 68,674 F1: Represents shares underlying Restricted Stock Units ("RSUs") granted under TripAdvisor, Inc. stock and annual incentive plan in connection with such individual's election to the Board of Directors on June 11, 2024. Such RSUs vest in full on June 11, 2025. F2: Jay C. Hoag has sole voting and dispositive power over the RSUs he holds directly. However, TCV IX Management, L.L.C. has a right to 100% of the pecuniary interest in such RSUs. Mr. Hoag is a Member of TCV IX Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such RSUs and the shares underlying such RSUs except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV IX, L.P. | 1,613,606 |
Reported balance
Holding disclosure · report date 2024-06-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,613,606 F3: These shares are directly held by TCV IX, L.P. ("TCV IX"). Jay C. Hoag is a Class A Member of Technology Crossover Management IX, Ltd. ("Management IX") and a limited partner of Technology Crossover Management IX, L.P. ("TCM IX"). Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX. Mr. Hoag, Management IX, and TCM IX may be deemed to beneficially own the shares held by TCV IX, but each disclaims beneficial ownership of such shares except to their extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV IX (A) Opportunities, L.P. | 455,300 |
Reported balance
Holding disclosure · report date 2024-06-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 455,300 F4: These shares are directly held by TCV IX (A) Opportunities, L.P. ("TCV A Opportunities"). Mr. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX, L.P., which is sole shareholder of TCV IX (A) Opportunities, Ltd., which in turn is the sole limited partner of TCV IX A Opportunities. Mr. Hoag, Management IX, TCM IX, TCV IX (A), L.P. and TCV IX (A) Opportunities, Ltd. may be deemed to beneficially own the shares held by TCV IX A Opportunities but each disclaims beneficial ownership of such shares except to the except of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV IX (B), L.P. | 86,179 |
Reported balance
Holding disclosure · report date 2024-06-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 86,179 F5: These shares are directly held by TCV IX (B), L.P. ("TCV IX (B)"). Jay C. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX (B). Mr. Hoag, Management IX, and TCM IX may be deemed to beneficially own the shares held by TCV IX (B) but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 125,915 |
Reported balance
Holding disclosure · report date 2024-06-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 125,915 F6: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). Mr. Hoag is a Class A Member of Management IX. Management IX is a general partner of TCV MF. Mr. Hoag is also a limited partner of TCV MF. Mr. Hoag and Management IX may be deemed to beneficially own the shares held by TCV MF but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares underlying Restricted Stock Units ("RSUs") granted under TripAdvisor, Inc. stock and annual incentive plan in connection with such individual's election to the Board of Directors on June 11, 2024. Such RSUs vest in full on June 11, 2025.
F2: Jay C. Hoag has sole voting and dispositive power over the RSUs he holds directly. However, TCV IX Management, L.L.C. has a right to 100% of the pecuniary interest in such RSUs. Mr. Hoag is a Member of TCV IX Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such RSUs and the shares underlying such RSUs except to the extent of his pecuniary interest therein.
F3: These shares are directly held by TCV IX, L.P. ("TCV IX"). Jay C. Hoag is a Class A Member of Technology Crossover Management IX, Ltd. ("Management IX") and a limited partner of Technology Crossover Management IX, L.P. ("TCM IX"). Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX. Mr. Hoag, Management IX, and TCM IX may be deemed to beneficially own the shares held by TCV IX, but each disclaims beneficial ownership of such shares except to their extent of his pecuniary interest therein.
F4: These shares are directly held by TCV IX (A) Opportunities, L.P. ("TCV A Opportunities"). Mr. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX, L.P., which is sole shareholder of TCV IX (A) Opportunities, Ltd., which in turn is the sole limited partner of TCV IX A Opportunities. Mr. Hoag, Management IX, TCM IX, TCV IX (A), L.P. and TCV IX (A) Opportunities, Ltd. may be deemed to beneficially own the shares held by TCV IX A Opportunities but each disclaims beneficial ownership of such shares except to the except of their pecuniary interest therein.
F5: These shares are directly held by TCV IX (B), L.P. ("TCV IX (B)"). Jay C. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX (B). Mr. Hoag, Management IX, and TCM IX may be deemed to beneficially own the shares held by TCV IX (B) but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F6: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). Mr. Hoag is a Class A Member of Management IX. Management IX is a general partner of TCV MF. Mr. Hoag is also a limited partner of TCV MF. Mr. Hoag and Management IX may be deemed to beneficially own the shares held by TCV MF but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
ZILLOW GROUP, INC.
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.62 · Expires 2036-03-01 | Direct | 18,996 |
Reported balance
After 2026-03-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-01 · Grant · Acquired 18,996 · Balance 18,996 F1: 1/4 of the shares subject to the option will vest and become exercisable after each three-month period following the grant date such that the option will be fully vested and exercisable on the one-year anniversary of the grant date. F2: Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VIII Management, L.L.C, TCV IX Management, L.L.C. and TCV XI Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VIII Management, L.L.C., TCV IX Management, L.L.C. and TCV XI Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 1/4 of the shares subject to the option will vest and become exercisable after each three-month period following the grant date such that the option will be fully vested and exercisable on the one-year anniversary of the grant date.
F2: Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VIII Management, L.L.C, TCV IX Management, L.L.C. and TCV XI Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VIII Management, L.L.C., TCV IX Management, L.L.C. and TCV XI Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alarm.com Holdings, Inc.
Report date May 22, 2020 · Filed May 22, 2020
Jointly reported with Technology Crossover Management VII, L.P., Reynolds Jon Q, KIMBALL RICK, Marshall Christopher P, Drew John, TCV VII LP, TCV VII(A) L P, TCV Member Fund, L.P., TCV VII Management, L.L.C.
Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-22 · Sale · Disposed 3,673,816 · Balance 0 F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-05-22 · Sale · Disposed 1,907,898 · Balance 0 F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-05-22 · Sale · Disposed 34,737 · Balance 0 F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHoag Family Trust U/A Dtd 8/2/94 | 268,649 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 268,649 F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHamilton Investments Limited Partnership | 268,649 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 268,649 F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectReynolds Family Trust | 129,299 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 129,299 F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectGoose Rocks Beach Partners, L.P. | 371,292 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 371,292 F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectMarshall Carroll 2000 Trust | 35,223 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 35,223 F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectMarshall Partners | 1,264 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,264 F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTen 271 Partners B | 26,195 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 26,195 F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein |
| Common StockSEC Table I · non-derivative | IndirectTCV VII Management, L.L.C. | 9,872 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 9,872 F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein
F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.
GoDaddy Inc.
Report date May 10, 2017 · Filed May 12, 2017
Jointly reported with TCV VII LP, TCV VII(A) L P, Drew John, Reynolds Jon Q, Yuan David, Trudeau Robert, Marshall Christopher P, McAdam Timothy P, Rosenberg John C.
Section 16 reporting ended · disclosed 2017-05-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Last balance in matching sequence
After 2017-05-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-05-10 · Conversion · Acquired 2,040,528 · Balance 2,040,528 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Row 2 · 2017-05-10 · Sale · Disposed 2,040,528 · Balance 0 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 3,297,707 |
Reported balance
After 2017-05-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-05-10 · Sale · Disposed 1,551,300 · Balance 3,297,707 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Last balance in matching sequence
After 2017-05-10 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2017-05-10 · Conversion · Acquired 17,683 · Balance 17,683 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Row 5 · 2017-05-10 · Sale · Disposed 17,683 · Balance 0 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV VII, L.P. | 7,296,632 |
Reported balance
After 2017-05-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-10 · Conversion · Disposed 2,040,528 · Balance 7,296,632 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV VII, L.P. | 6,350,006 |
Reported balance
After 2017-05-10 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-10 · Sale · Disposed 946,626 · Balance 6,350,006 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV Member Fund, L.P. | 63,230 |
Reported balance
After 2017-05-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-10 · Conversion · Disposed 17,683 · Balance 63,230 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV Member Fund, L.P. | 55,027 |
Reported balance
After 2017-05-10 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-05-10 · Sale · Disposed 8,203 · Balance 55,027 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.
F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.
F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.
F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.
THESTREET, INC.
Report date October 18, 2018 · Filed October 19, 2018
Jointly reported with KIMBALL RICK, Drew John, Reynolds Jon Q, Trudeau Robert, Technology Crossover Management VI, L.L.C., TCV VI L P, TCV Member Fund, L.P., TCV VI Management, L.L.C.
Section 16 reporting ended · disclosed 2018-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VI, L.P. | 4,211,002 |
Reported balance
After 2018-10-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-18 · Sale · Disposed 1,740,944 · Balance 4,211,002 F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 33,998 |
Reported balance
After 2018-10-18 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-18 · Sale · Disposed 14,056 · Balance 33,998 F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VI Management, L.L.C. | 152,377 |
Reported balance
Holding disclosure · report date 2018-10-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 152,377 F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2009 Filed Apr 2, 2009 21:32 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 933 | $0.00 Strike: $42.87 | $0.00 |
DisclosureSEC source: 0001082906-09-000015 · edgar.xml · derivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933 Underlying: Common Stock · 933 shares Expires 2019-04-01 F1 · derivative.exercise_date: These options are 100% vested. F2 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| March 02, 2009 Filed Mar 3, 2009 22:33 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,164 | $0.00 Strike: $34.35 | $0.00 |
DisclosureSEC source: 0001082906-09-000013 · edgar.xml · derivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164 Underlying: Common Stock · 1,164 shares Expires 2019-03-02 F1 · derivative.exercise_date: These options are 100% vested. F2 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 09, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | GiftCommon Stock | 37,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 24 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Utd Dtd 2/23/94 Disclosed balance after: 15,176 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,053 | Not disclosed Strike: $19.48 | Not disclosed |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · derivative · entry 27 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,053 shares Expires 2017-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F27 · price: Not applicable. F28 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,996 | Not disclosed Strike: $20.02 | Not disclosed |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · derivative · entry 26 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,996 shares Expires 2016-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F27 · price: Not applicable. F28 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,949 | Not disclosed Strike: $20.50 | Not disclosed |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · derivative · entry 25 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,949 shares Expires 2016-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F27 · price: Not applicable. F28 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 1,079 | $36.67 | $39,566.93 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 23 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goose Rocks Beach Partners, L.P. Disclosed balance after: 0 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F21 · ownership.nature: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 14,888 | $36.61 | $545,074.99 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 22 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 0 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F16 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 70,753 | $36.61 | $2,590,387.61 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 21 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 0 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 5,998 | $36.86 | $221,087.48 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 20 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 0 F26 · price: This transaction was executed in multiple trades at prices ranging from $36.860 to $36.861. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon written request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F25 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,053 | $19.48 | $39,992.44 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 19 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 5,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F25 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 1,996 | $20.02 | $39,959.92 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 18 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 3,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F25 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 1,949 | $20.50 | $39,954.50 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 17 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Jay C. Hoag Disclosed balance after: 1,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F25 · ownership.nature: Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 831 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 16 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 52,926 F24 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV MF to is partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 15 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 14,888 F23 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F16 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 703 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 14 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 70,753 F22 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 1,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 13 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goose Rocks Beach Partners, L.P. Disclosed balance after: 1,079 F20 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F21 · ownership.nature: Kimball is a general partner of Goose Rocks Beach Partners, L.P. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 305 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 12 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 14,653 F19 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F16 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 913 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 11 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 70,050 F18 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 47,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 10 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 52,095 F17 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 14,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 9 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 14,348 F15 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F16 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 65,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 8 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 69,137 F14 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 248,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 7 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 0 F13 · kind: In kind pro-rata distribution from TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 4,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 6 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 4,106 F11 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to is partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 3,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 5 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 3,710 F9 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to is partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 4 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 248,295 F8 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 35,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 3 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV Strategic Partners, L.P. Disclosed balance after: 288,385 F6 · kind: In kind pro-rata distribution from TCV IV S.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F7 · ownership.nature: These shares are held directly by TCV IV S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 248,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 248,233 F4 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV VI S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:21 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 964,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-09-000011 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV, L.P. Disclosed balance after: 7,733,802 F1 · kind: In kind pro-rata distribution from TCV IV, L.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P. ("TCV MF"), Technology Crossover Management VI, L.L.C. ("TCM VI"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") on February 9, 2009. F3 · ownership.nature: These shares are held directly by TCV IV, L.P. Jay C. Hoag ("Hoag") and Richard H.Kimball ("Kimball") are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 02, 2009 Filed Feb 3, 2009 22:23 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,083 | $0.00 Strike: $36.95 | $0.00 |
DisclosureSEC source: 0001082906-09-000007 · edgar.xml · derivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,083 Underlying: Common Stock · 1,083 shares Expires 2019-02-02 F1 · derivative.exercise_date: These options are 100% vested. F2 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| January 02, 2009 Filed Jan 5, 2009 22:30 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,339 | $0.00 Strike: $29.87 | $0.00 |
DisclosureSEC source: 0001082906-09-000003 · edgar.xml · derivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,339 Underlying: Common Stock · 1,339 shares Expires 2019-01-02 F1 · derivative.exercise_date: These options are 100% vested. F2 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| December 01, 2008 Filed Dec 2, 2008 23:12 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,815 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001082906-08-000024 · edgar.xml · derivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,815 Underlying: Common Stock · 1,815 shares Expires 2018-12-01 F1 · derivative.exercise_date: These options are 100% vested. F2 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2008 Filed Nov 4, 2008 21:05 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,712 | $0.00 Strike: $23.36 | $0.00 |
DisclosureSEC source: 0001082906-08-000022 · edgar.xml · derivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,712 Underlying: Common Stock · 1,712 shares Expires 2018-11-03 F1 · derivative.exercise_date: These options are 100% vested. F2 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| October 01, 2008 Filed Oct 2, 2008 17:59 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,332 | $0.00 Strike: $30.04 | $0.00 |
DisclosureSEC source: 0001082906-08-000020 · edgar.xml · derivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332 Underlying: Common Stock · 1,332 shares Expires 2018-10-01 F1 · derivative.exercise_date: These options are 100% vested. F2 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| September 02, 2008 Filed Sep 4, 2008 19:15 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,297 | $0.00 Strike: $30.84 | $0.00 |
DisclosureSEC source: 0001082906-08-000016 · edgar.xml · derivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297 Underlying: Common Stock · 1,297 shares Expires 2018-09-02 F1 · derivative.exercise_date: These options are 100% vested. F2 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 27,463 | $29.83 | $819,221.29 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 11 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Drew Family Trust dated 10/5/04 Disclosed balance after: 0 F13 · price: This transaction was executed in multiple trades at prices ranging from $29.66 to $29.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F14 · ownership.nature: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 11,178 | $29.93 | $334,557.54 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 10 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Drew Family Foundation Disclosed balance after: 0 F11 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F12 · ownership.nature: John L. Drew ("Drew") is an officer and a director of the Drew Family Foundation. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,368 | Not disclosed Strike: $29.22 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 19 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368 Underlying: Common Stock · 1,368 shares Expires 2018-08-01 F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,203 | Not disclosed Strike: $18.14 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 18 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,203 shares Expires 2017-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,331 | Not disclosed Strike: $17.16 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 17 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,331 shares Expires 2017-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,066 | Not disclosed Strike: $19.34 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 16 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,066 shares Expires 2015-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,415 | Not disclosed Strike: $16.55 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 15 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,415 shares Expires 2015-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 15,809 | $29.64 | $468,578.76 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 9 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Griffith Family 2004 Trust Disclosed balance after: 0 F9 · price: This transaction was executed in multiple trades at prices ranging from $30.55 to $29.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F10 · ownership.nature: William J.G. Griffith IV ("Griffith") is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 46,309 | $29.31 | $1,357,316.79 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 8 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Reynolds Family Trust Disclosed balance after: 0 F7 · price: This transaction was executed in multiple trades at prices ranging from $29.00 to $30.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F8 · ownership.nature: Jon Q. Reynolds, Jr. ("Reynolds") is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 21,522 | $29.22 | $628,872.84 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 7 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $28.94 to $29.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F6 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 177,186 | $29.22 | $5,177,374.92 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 6 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $28.94 to $29.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F5 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 9,015 | $29.35 | $264,590.25 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 5 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This transaction was executed in multiple trades at prices ranging from $29.32 to $29.37. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,203 | $18.14 | $39,962.42 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 4 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,331 | $17.16 | $39,999.96 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 3 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,066 | $19.34 | $39,956.44 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.