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Haney Carl P.

Disclosed activity across 1 company

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86325
SEC CIK
0001537679

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ESTEE LAUDER COMPANIES INCEL · Entity 3097EVP Research Prod & InnovationNovember 01, 2024November 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESTEE LAUDER COMPANIES INC

Report date November 01, 2024 · Filed November 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect11,847 Ending reported balance After 2024-11-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-11-01 · Exercise / conversion · Acquired 8,181 · Balance 15,222

F1: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 2, 2021; September 6, 2022; and August 28, 2023.

F2: Not applicable.

Row 2 · 2024-11-01 · Tax withholding · Disposed 3,375 · Balance 11,847

F3: Represents the withholding of shares for tax purposes.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2024-11-01Direct0 Reported balance After 2024-11-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-11-01 · Exercise / conversion · Disposed 836 · Balance 0

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F5: Annual RSUs granted September 2, 2021.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2024-11-01Direct0 Reported balance After 2024-11-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-11-01 · Exercise / conversion · Disposed 4,360 · Balance 0

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F6: Non-annual RSUs granted September 2, 2021.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2025-11-03Direct1,248 Reported balance After 2024-11-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-11-01 · Exercise / conversion · Disposed 1,247 · Balance 1,248

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F7: Annual RSUs granted September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,248 on November 3, 2025.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2026-11-02Direct3,476 Reported balance After 2024-11-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-11-01 · Exercise / conversion · Disposed 1,738 · Balance 3,476

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F8: Annual RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,738 on November 3, 2025; and 1,738 on November 2, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 2, 2021; September 6, 2022; and August 28, 2023.

F2: Not applicable.

F3: Represents the withholding of shares for tax purposes.

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F5: Annual RSUs granted September 2, 2021.

F6: Non-annual RSUs granted September 2, 2021.

F7: Annual RSUs granted September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,248 on November 3, 2025.

F8: Annual RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,738 on November 3, 2025; and 1,738 on November 2, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2018 Filed Sep 6, 2018 20:16 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 12,024 $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000069 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,024

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2015.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2015.

Read SEC document
February 14, 2018 Filed Feb 14, 2018 21:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 5,000 Not disclosed Strike: $77.35 Not disclosed
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · derivative · entry 8

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,848

Underlying: Class A Common Stock · 5,000 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F4 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,949 shares exercisable from and after January 1, 2017; 8,949 shares exercisable from and after January 1, 2018; 8,950 shares exercisable from and after January 1, 2019.

Read SEC document
February 14, 2018 Filed Feb 14, 2018 21:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 1,525 Not disclosed Strike: $76.23 Not disclosed
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · derivative · entry 7

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,525 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

Read SEC document
February 14, 2018 Filed Feb 14, 2018 21:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 6,525 $138.00 $900,450.00
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · nonDerivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 14, 2018 Filed Feb 14, 2018 21:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 5,000 $77.35 $386,750.00
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · nonDerivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,949 shares exercisable from and after January 1, 2017; 8,949 shares exercisable from and after January 1, 2018; 8,950 shares exercisable from and after January 1, 2019.

Read SEC document
February 14, 2018 Filed Feb 14, 2018 21:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 1,525 $76.23 $116,250.75
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · nonDerivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 21:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 6,525 Not disclosed Strike: $76.23 Not disclosed
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · derivative · entry 6

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525

Underlying: Class A Common Stock · 6,525 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 21:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 6,525 $137.52 $897,318.00
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $137.50 to $137.61, inclusive.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 21:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 6,525 $76.23 $497,400.75
Disclosure

SEC source: 0001001250-18-000006 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 19:53 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 6,941 $123.19 $855,061.79
Disclosure

SEC source: 0001001250-17-000117 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $123.16 to $123.24.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · derivative · entry 6

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,769

Underlying: Class A Common Stock · 2,384 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F8 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 2,384 on October 31, 2018; and 2,384 on October 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,672

Underlying: Class A Common Stock · 2,672 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 2,672 on October 31, 2018.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 6,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,559 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 3, 2014 vested in full on date shown above.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,580 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 7,926 $111.40 $882,956.40
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,941

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 14,195 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000102 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.

F2 · price: Not applicable.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 20:41 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 100 $108.01 $10,801.00
Disclosure

SEC source: 0001001250-17-000077 · edgar.xml · nonDerivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

Read SEC document
September 06, 2017 Filed Sep 7, 2017 20:41 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 9,039 $108.00 $976,212.00
Disclosure

SEC source: 0001001250-17-000077 · edgar.xml · nonDerivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:41 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 6,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000077 · edgar.xml · derivative · entry 6

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,191

Underlying: Class A Common Stock · 6,191 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,063 on October 31, 2018; 2,064 on October 31, 2019; and 2,064 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,063 on October 31, 2018; 2,064 on October 31, 2019; and 2,064 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,063 on October 31, 2018; 2,064 on October 31, 2019; and 2,064 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:41 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 22,677 $0.00 Strike: $107.95 $0.00
Disclosure

SEC source: 0001001250-17-000077 · edgar.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,677

Underlying: Class A Common Stock · 22,677 shares

Expires 2027-09-05

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; and 7,559 shares exercisable from and after January 1, 2021.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; and 7,559 shares exercisable from and after January 1, 2021.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:41 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 3,513 $107.87 $378,947.31
Disclosure

SEC source: 0001001250-17-000077 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,811

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:41 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 6,293 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000077 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,324

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 17:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 16,099 Not disclosed Strike: $76.23 Not disclosed
Disclosure

SEC source: 0001001250-17-000073 · edgar.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Class A Common Stock · 16,099 shares

Expires 2014-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F2 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 17:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 22,175 Not disclosed Strike: $67.31 Not disclosed
Disclosure

SEC source: 0001001250-17-000073 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,175 shares

Expires 2023-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,391 shares exercisable from and after January 1, 2015; 7,392 shares exercisable from and after January 1, 2016; 7,392 shares exercisable from and after January 1, 2017.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 17:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 38,274 $107.90 $4,129,764.60
Disclosure

SEC source: 0001001250-17-000073 · edgar.xml · nonDerivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,031

F3 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $107.70 to $108.04, inclusive.

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September 01, 2017 Filed Sep 5, 2017 17:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 16,099 $76.23 $1,227,226.77
Disclosure

SEC source: 0001001250-17-000073 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.

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September 01, 2017 Filed Sep 5, 2017 17:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 22,175 $67.31 $1,492,599.25
Disclosure

SEC source: 0001001250-17-000073 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,391 shares exercisable from and after January 1, 2015; 7,392 shares exercisable from and after January 1, 2016; 7,392 shares exercisable from and after January 1, 2017.

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October 31, 2016 Filed Nov 1, 2016 17:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 7,877 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001001250-16-000245 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,636

Underlying: Class A Common Stock · 7,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.

F3 · shares: Vesting of portions of RSUs granted September 4, 2013, September 3, 2014 and September 4, 2015.

F1 · price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.

F4 · derivative.exercise_date: Remaining RSUs from grants dated September 3, 2014, September 4, 2015 and September 6, 2016 will vest and be paid out as follows: 14,195 on October 31, 2017; 5,056 on October 31, 2018; and 2,385 on October 31, 2019. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · derivative.expiration_date: Remaining RSUs from grants dated September 3, 2014, September 4, 2015 and September 6, 2016 will vest and be paid out as follows: 14,195 on October 31, 2017; 5,056 on October 31, 2018; and 2,385 on October 31, 2019. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · balance_after: Remaining RSUs from grants dated September 3, 2014, September 4, 2015 and September 6, 2016 will vest and be paid out as follows: 14,195 on October 31, 2017; 5,056 on October 31, 2018; and 2,385 on October 31, 2019. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

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October 31, 2016 Filed Nov 1, 2016 17:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 4,404 $87.06 $383,412.24
Disclosure

SEC source: 0001001250-16-000245 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,031

F2 · kind: Represents the withholding of shares for tax purposes.

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October 31, 2016 Filed Nov 1, 2016 17:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 7,887 $0.00 $0.00
Disclosure

SEC source: 0001001250-16-000245 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.

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September 06, 2016 Filed Sep 8, 2016 20:12 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 7,153 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001001250-16-000216 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,523

Underlying: Class A Common Stock · 7,153 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.

F5 · price: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,384 on October 31, 2017; 2,384 on October 31, 2018; and 2,385 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 7,887 on October 31, 2016; 14,195 on October 31, 2017; 5,056 on October 31, 2018; and 2,385 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.exercise_date: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,384 on October 31, 2017; 2,384 on October 31, 2018; and 2,385 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 7,887 on October 31, 2016; 14,195 on October 31, 2017; 5,056 on October 31, 2018; and 2,385 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,384 on October 31, 2017; 2,384 on October 31, 2018; and 2,385 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 7,887 on October 31, 2016; 14,195 on October 31, 2017; 5,056 on October 31, 2018; and 2,385 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · balance_after: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,384 on October 31, 2017; 2,384 on October 31, 2018; and 2,385 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 7,887 on October 31, 2016; 14,195 on October 31, 2017; 5,056 on October 31, 2018; and 2,385 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

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September 06, 2016 Filed Sep 8, 2016 20:12 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 26,329 Not disclosed Strike: $89.47 Not disclosed
Disclosure

SEC source: 0001001250-16-000216 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,329

Underlying: Class A Common Stock · 26,329 shares

Expires 2026-09-06

F3 · price: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,776 shares exercisable from and after January 1, 2018; 8,776 shares exercisable from and after January 1, 2019; and 8,777 shares exercisable from and after January 1, 2020.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,776 shares exercisable from and after January 1, 2018; 8,776 shares exercisable from and after January 1, 2019; and 8,777 shares exercisable from and after January 1, 2020.

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September 06, 2016 Filed Sep 8, 2016 20:12 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 4,484 $89.40 $400,869.60
Disclosure

SEC source: 0001001250-16-000216 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,548

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

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September 06, 2016 Filed Sep 8, 2016 20:12 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 8,032 $0.00 $0.00
Disclosure

SEC source: 0001001250-16-000216 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,032

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2013.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2013.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.