TapewireFind a company

person · Reporting owner

Haney Carl P.

Disclosed activity across 1 company

Tapewire entity
86325
SEC CIK
0001537679

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ESTEE LAUDER COMPANIES INCEL · Entity 3097EVP Research Prod & InnovationNovember 01, 2024November 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESTEE LAUDER COMPANIES INC

Report date November 01, 2024 · Filed November 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect11,847 Ending reported balance After 2024-11-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-11-01 · Exercise / conversion · Acquired 8,181 · Balance 15,222

F1: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 2, 2021; September 6, 2022; and August 28, 2023.

F2: Not applicable.

Row 2 · 2024-11-01 · Tax withholding · Disposed 3,375 · Balance 11,847

F3: Represents the withholding of shares for tax purposes.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2024-11-01Direct0 Reported balance After 2024-11-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-11-01 · Exercise / conversion · Disposed 836 · Balance 0

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F5: Annual RSUs granted September 2, 2021.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2024-11-01Direct0 Reported balance After 2024-11-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-11-01 · Exercise / conversion · Disposed 4,360 · Balance 0

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F6: Non-annual RSUs granted September 2, 2021.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2025-11-03Direct1,248 Reported balance After 2024-11-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-11-01 · Exercise / conversion · Disposed 1,247 · Balance 1,248

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F7: Annual RSUs granted September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,248 on November 3, 2025.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2026-11-02Direct3,476 Reported balance After 2024-11-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-11-01 · Exercise / conversion · Disposed 1,738 · Balance 3,476

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F8: Annual RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,738 on November 3, 2025; and 1,738 on November 2, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 2, 2021; September 6, 2022; and August 28, 2023.

F2: Not applicable.

F3: Represents the withholding of shares for tax purposes.

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F5: Annual RSUs granted September 2, 2021.

F6: Non-annual RSUs granted September 2, 2021.

F7: Annual RSUs granted September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,248 on November 3, 2025.

F8: Annual RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,738 on November 3, 2025; and 1,738 on November 2, 2026.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2021 Filed Feb 26, 2021 23:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 8,000 $295.49 $2,363,920.00
Disclosure

SEC source: 0001001250-21-000025 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,188

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $295.47 to $295.80 per share, inclusive.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 900 $225.24 $202,716.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · nonDerivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,188

F4 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F7 · price: Sales prices range from $225.03 to $225.60, inclusive.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,916 $224.42 $429,988.72
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · nonDerivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,088

F4 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: Sales prices range from $224.29 to $224.82, inclusive.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 5,300 $223.58 $1,184,974.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · nonDerivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,004

F4 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $223.26 to $223.96, inclusive.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · derivative · entry 8

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,346

Underlying: Class A Common Stock · 1,173 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F11 · derivative.exercise_date: RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,173 on November 1, 2021 and 1,173 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · derivative · entry 7

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533

Underlying: Class A Common Stock · 1,532 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F10 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,533 on November 1, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,064 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · derivative · entry 6

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,064 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F9 · derivative.exercise_date: RSUs from grant dated September 5, 2017.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 2,540 $229.12 $581,964.80
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,304

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 4,769 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000110 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.

F2 · price: Not applicable.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 21:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 5,119 Not disclosed Strike: $138.15 Not disclosed
Disclosure

SEC source: 0001001250-20-000088 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,239

Underlying: Class A Common Stock · 5,119 shares

Expires 2028-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,119 shares exercisable from and after January 1, 2020; 5,119 shares exercisable from and after January 1, 2021; 5,120 shares exercisable from and after January 1, 2022.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 21:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 5,119 $219.72 $1,124,746.68
Disclosure

SEC source: 0001001250-20-000088 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,075

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $219.50 to $220.02 per share, inclusive.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 21:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 5,119 $138.15 $707,189.85
Disclosure

SEC source: 0001001250-20-000088 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,119 shares exercisable from and after January 1, 2020; 5,119 shares exercisable from and after January 1, 2021; 5,120 shares exercisable from and after January 1, 2022.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,119 shares exercisable from and after January 1, 2020; 5,119 shares exercisable from and after January 1, 2021; 5,120 shares exercisable from and after January 1, 2022.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 16:25 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 3,895 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000071 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,895

Underlying: Class A Common Stock · 3,895 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,297 on November 1, 2021; 1,299 on November 1, 2022; and 1,299 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,297 on November 1, 2021; 1,299 on November 1, 2022; and 1,299 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,297 on November 1, 2021; 1,299 on November 1, 2022; and 1,299 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 16:25 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 14,612 $0.00 Strike: $218.06 $0.00
Disclosure

SEC source: 0001001250-20-000071 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,612

Underlying: Class A Common Stock · 14,612 shares

Expires 2030-09-03

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,870 shares exercisable from and after January 1, 2022; 4,871 shares exercisable from and after January 1, 2023; and 4,871 shares exercisable from and after January 1, 2024.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,870 shares exercisable from and after January 1, 2022; 4,871 shares exercisable from and after January 1, 2023; and 4,871 shares exercisable from and after January 1, 2024.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 16:25 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 3,622 $219.80 $796,115.60
Disclosure

SEC source: 0001001250-20-000071 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,075

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 16:25 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 6,804 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000071 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,697

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 17:15 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 15,118 Not disclosed Strike: $107.95 Not disclosed
Disclosure

SEC source: 0001001250-20-000069 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,559

Underlying: Class A Common Stock · 15,118 shares

Expires 2027-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; 7,559 shares exercisable from and after January 1, 2021.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 17:15 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 15,188 $221.72 $3,367,483.36
Disclosure

SEC source: 0001001250-20-000069 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,893

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $221.47 to $222.05 per share, inclusive.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 17:15 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 15,118 $107.95 $1,631,988.10
Disclosure

SEC source: 0001001250-20-000069 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; 7,559 shares exercisable from and after January 1, 2021.

Read SEC document
February 11, 2020 Filed Feb 11, 2020 22:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 8,777 Not disclosed Strike: $89.47 Not disclosed
Disclosure

SEC source: 0001001250-20-000007 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,777 shares

Expires 2026-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,776 shares exercisable from and after January 1, 2018; 8,776 shares exercisable from and after January 1, 2019; 8,777 shares exercisable from and after January 1, 2020.

Read SEC document
February 11, 2020 Filed Feb 11, 2020 22:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 8,777 $210.06 $1,843,696.62
Disclosure

SEC source: 0001001250-20-000007 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,893

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $209.95 to $210.16 per share, inclusive.

Read SEC document
February 11, 2020 Filed Feb 11, 2020 22:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 8,777 $89.47 $785,278.19
Disclosure

SEC source: 0001001250-20-000007 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,776 shares exercisable from and after January 1, 2018; 8,776 shares exercisable from and after January 1, 2019; 8,777 shares exercisable from and after January 1, 2020.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:39 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000117 · edgar.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,065

Underlying: Class A Common Stock · 1,532 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,532 on November 2, 2020 and 1,533 on November 1, 2021.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:39 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,064 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000117 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Class A Common Stock · 2,064 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 5, 2017. Assuming continued employment, RSUs will vest and be paid out as follows: 2,064 on November 2, 2020.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:39 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000117 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,385 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 6, 2016.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:39 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 3,185 $183.99 $586,008.15
Disclosure

SEC source: 0001001250-19-000117 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,893

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:39 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 5,981 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000117 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 6, 2016 September 5, 2017, and September 4, 2018.

F2 · price: Not applicable.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 20:41 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 17,552 Not disclosed Strike: $89.47 Not disclosed
Disclosure

SEC source: 0001001250-19-000098 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,777

Underlying: Class A Common Stock · 17,552 shares

Expires 2026-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,776 shares exercisable from and after January 1, 2018; 8,776 shares exercisable from and after January 1, 2019; 8,777 shares exercisable from and after January 1, 2020.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 20:41 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 2,995 $206.21 $617,598.95
Disclosure

SEC source: 0001001250-19-000098 · edgar.xml · nonDerivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,097

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $206.10 to $206.44 per share, inclusive.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 20:41 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 14,557 $205.73 $2,994,811.61
Disclosure

SEC source: 0001001250-19-000098 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,092

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $205.11 to $206.08 per share, inclusive.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 20:41 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 17,552 $89.47 $1,570,377.44
Disclosure

SEC source: 0001001250-19-000098 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,776 shares exercisable from and after January 1, 2018; 8,776 shares exercisable from and after January 1, 2019; 8,777 shares exercisable from and after January 1, 2020.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 19:21 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 3,519 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000085 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,519

Underlying: Class A Common Stock · 3,519 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,173 on October 31, 2020; 1,173 on November 2, 2021; and 1,173 on November 1, 2022. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,173 on October 31, 2020; 1,173 on November 2, 2021; and 1,173 on November 1, 2022. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,173 on October 31, 2020; 1,173 on November 2, 2021; and 1,173 on November 1, 2022. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 19:21 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 12,811 $0.00 Strike: $199.49 $0.00
Disclosure

SEC source: 0001001250-19-000085 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811

Underlying: Class A Common Stock · 12,811 shares

Expires 2029-09-03

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,270 shares exercisable from and after January 1, 2021; 4,270 shares exercisable from and after January 1, 2022; and 4,271 shares exercisable from and after January 1, 2023.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,270 shares exercisable from and after January 1, 2021; 4,270 shares exercisable from and after January 1, 2022; and 4,271 shares exercisable from and after January 1, 2023.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 19:21 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 5,586 $199.49 $1,114,351.14
Disclosure

SEC source: 0001001250-19-000085 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,147

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 19:21 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 10,730 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000085 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,733

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 6, 2016.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 6, 2016.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:20 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 8,950 $169.03 $1,512,818.50
Disclosure

SEC source: 0001001250-19-000048 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $169.01 to $169.18 per share, inclusive.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:34 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 4,898 $142.00 $695,516.00
Disclosure

SEC source: 0001001250-18-000108 · edgar.xml · nonDerivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,953

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:34 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 2,300 $140.51 $323,173.00
Disclosure

SEC source: 0001001250-18-000108 · edgar.xml · nonDerivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,851

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:34 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,700 $140.50 $238,850.00
Disclosure

SEC source: 0001001250-18-000108 · edgar.xml · nonDerivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,151

Read SEC document
November 08, 2018 Filed Nov 13, 2018 21:34 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 12,898 Not disclosed Strike: $77.35 Not disclosed
Disclosure

SEC source: 0001001250-18-000108 · edgar.xml · derivative · entry 6

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,950

Underlying: Class A Common Stock · 12,898 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,949 shares exercisable from and after January 1, 2017; 8,949 shares exercisable from and after January 1, 2018; 8,950 shares exercisable from and after January 1, 2019.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 21:34 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 4,000 $141.50 $566,000.00
Disclosure

SEC source: 0001001250-18-000108 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,851

Read SEC document
November 08, 2018 Filed Nov 13, 2018 21:34 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 12,898 $77.35 $997,660.30
Disclosure

SEC source: 0001001250-18-000108 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,949 shares exercisable from and after January 1, 2017; 8,949 shares exercisable from and after January 1, 2018; 8,950 shares exercisable from and after January 1, 2019.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,063 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000095 · edgar.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,128

Underlying: Class A Common Stock · 2,063 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 5, 2017. Assuming continued employment, RSUs will vest and be paid out as follows: 2,064 on October 31, 2019; and 2,064 on November 2, 2020.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000095 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,385

Underlying: Class A Common Stock · 2,384 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 2,385 on October 31, 2019.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000095 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,672 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 4, 2015.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 3,790 $140.80 $533,632.00
Disclosure

SEC source: 0001001250-18-000095 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,953

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 7,119 $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000095 · edgar.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 4, 2015, September 6, 2016 and September 5, 2017.

F2 · price: Not applicable.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:16 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 4,597 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000069 · edgar.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,597

Underlying: Class A Common Stock · 4,597 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,532 on October 31, 2019; 1,532 on November 2, 2020; and 1,533 on November 1, 2021. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,532 on October 31, 2019; 1,532 on November 2, 2020; and 1,533 on November 1, 2021. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,532 on October 31, 2019; 1,532 on November 2, 2020; and 1,533 on November 1, 2021. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:16 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 15,358 $0.00 Strike: $138.15 $0.00
Disclosure

SEC source: 0001001250-18-000069 · edgar.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,358

Underlying: Class A Common Stock · 15,358 shares

Expires 2028-09-04

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,119 shares exercisable from and after January 1, 2020; 5,119 shares exercisable from and after January 1, 2021; and 5,120 shares exercisable from and after January 1, 2022.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,119 shares exercisable from and after January 1, 2020; 5,119 shares exercisable from and after January 1, 2021; and 5,120 shares exercisable from and after January 1, 2022.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:16 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 6,400 $138.93 $889,152.00
Disclosure

SEC source: 0001001250-18-000069 · edgar.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,624

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.