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Haney Carl P.

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86325
SEC CIK
0001537679

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ESTEE LAUDER COMPANIES INCEL · Entity 3097EVP Research Prod & InnovationNovember 01, 2024November 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESTEE LAUDER COMPANIES INC

Report date November 01, 2024 · Filed November 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect11,847 Ending reported balance After 2024-11-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-11-01 · Exercise / conversion · Acquired 8,181 · Balance 15,222

F1: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 2, 2021; September 6, 2022; and August 28, 2023.

F2: Not applicable.

Row 2 · 2024-11-01 · Tax withholding · Disposed 3,375 · Balance 11,847

F3: Represents the withholding of shares for tax purposes.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2024-11-01Direct0 Reported balance After 2024-11-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-11-01 · Exercise / conversion · Disposed 836 · Balance 0

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F5: Annual RSUs granted September 2, 2021.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2024-11-01Direct0 Reported balance After 2024-11-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-11-01 · Exercise / conversion · Disposed 4,360 · Balance 0

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F6: Non-annual RSUs granted September 2, 2021.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2025-11-03Direct1,248 Reported balance After 2024-11-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-11-01 · Exercise / conversion · Disposed 1,247 · Balance 1,248

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F7: Annual RSUs granted September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,248 on November 3, 2025.

Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Expires 2026-11-02Direct3,476 Reported balance After 2024-11-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-11-01 · Exercise / conversion · Disposed 1,738 · Balance 3,476

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2: Not applicable.

F8: Annual RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,738 on November 3, 2025; and 1,738 on November 2, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 2, 2021; September 6, 2022; and August 28, 2023.

F2: Not applicable.

F3: Represents the withholding of shares for tax purposes.

F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F5: Annual RSUs granted September 2, 2021.

F6: Non-annual RSUs granted September 2, 2021.

F7: Annual RSUs granted September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,248 on November 3, 2025.

F8: Annual RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,738 on November 3, 2025; and 1,738 on November 2, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2024 Filed Nov 5, 2024 19:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-24-000194 · wk-form4_1730833434.xml · derivative · entry 6

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,476

Underlying: Class A Common Stock · 1,738 shares

Expires 2026-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F8 · derivative.exercise_date: Annual RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,738 on November 3, 2025; and 1,738 on November 2, 2026.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 19:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,247 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-24-000194 · wk-form4_1730833434.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,248

Underlying: Class A Common Stock · 1,247 shares

Expires 2025-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: Annual RSUs granted September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,248 on November 3, 2025.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 19:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 4,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-24-000194 · wk-form4_1730833434.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,360 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: Non-annual RSUs granted September 2, 2021.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 19:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 836 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-24-000194 · wk-form4_1730833434.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 836 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: Annual RSUs granted September 2, 2021.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 19:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 3,375 $67.76 $228,690.00
Disclosure

SEC source: 0001001250-24-000194 · wk-form4_1730833434.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,847

F3 · shares: Represents the withholding of shares for tax purposes.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 19:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 8,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-24-000194 · wk-form4_1730833434.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 2, 2021; September 6, 2022; and August 28, 2023.

F2 · price: Not applicable.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 17:15 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Option (Right to Buy) · Derivative 16,484 Not disclosed Strike: $92.87 Not disclosed
Disclosure

SEC source: 0001001250-24-000136 · wk-form4_1724951715.xml · derivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,484

Underlying: Class A Common Stock · 16,484 shares

Expires 2034-08-27

F4 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 5,494 shares exercisable from and after November 3, 2025; 5,495 shares exercisable from and after November 2, 2026; and 5,495 shares exercisable from and after November 1, 2027.

F2 · price: Not applicable.

F4 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 5,494 shares exercisable from and after November 3, 2025; 5,495 shares exercisable from and after November 2, 2026; and 5,495 shares exercisable from and after November 1, 2027.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 17:15 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 10,634 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-24-000136 · wk-form4_1724951715.xml · derivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,634

Underlying: Class A Common Stock · 10,634 shares

Expires 2027-11-01

F1 · security: Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares are withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of the payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F3 · derivative.exercise_date: RSUs granted August 27, 2024. Assuming continued employment, these RSUs will vest and be paid out as follows: 3,544 on November 3, 2025; 3,545 on November 2, 2026; and 3,545 on November 1, 2027.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:07 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-23-000197 · wk-form4_1698955650.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,495

Underlying: Class A Common Stock · 1,247 shares

Expires 2025-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,247 on November 1, 2024; and 1,248 on November 3, 2025.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:07 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 835 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-23-000197 · wk-form4_1698955650.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 836

Underlying: Class A Common Stock · 835 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 2, 2021. Assuming continued employment, these annual RSUs will vest and be paid out as follows: 836 on November 1, 2024.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:07 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-23-000197 · wk-form4_1698955650.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,299 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2020.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:07 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 1,871 $106.14 $198,587.94
Disclosure

SEC source: 0001001250-23-000197 · wk-form4_1698955650.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,041

F3 · shares: Represents the withholding of shares for tax purposes.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 20:07 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 3,381 $0.00 $0.00
Disclosure

SEC source: 0001001250-23-000197 · wk-form4_1698955650.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2020; September 2, 2021; and September 6, 2022.

F2 · price: Not applicable.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 18:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 5,214 $0.00 $0.00
Disclosure

SEC source: 0001001250-23-000126 · wk-form4_1693421638.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,214

Underlying: Class A Common Stock · 5,214 shares

Expires not disclosed

F5 · security: Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of the payout of the related shares.

F4 · derivative.exercise_price: Not applicable.

F4 · price: Not applicable.

F6 · derivative.exercise_date: RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,738 on November 1, 2024; 1,738 on November 3, 2025; and 1,738 on November 2, 2026.

F6 · derivative.expiration_date: RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,738 on November 1, 2024; 1,738 on November 3, 2025; and 1,738 on November 2, 2026.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 18:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Option (Right to Buy) · Derivative 15,097 $0.00 Strike: $156.39 $0.00
Disclosure

SEC source: 0001001250-23-000126 · wk-form4_1693421638.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,097

Underlying: Class A Common Stock · 15,097 shares

Expires 2033-08-28

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 5,032 shares exercisable from and after January 1, 2025; 5,032 shares exercisable from and after January 1, 2026; and 5,033 shares exercisable from and after January 1, 2027.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 5,032 shares exercisable from and after January 1, 2025; 5,032 shares exercisable from and after January 1, 2026; and 5,033 shares exercisable from and after January 1, 2027.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 18:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 512 $155.96 $79,851.52
Disclosure

SEC source: 0001001250-23-000126 · wk-form4_1693421638.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,531

F2 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 18:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 1,270 $0.00 $0.00
Disclosure

SEC source: 0001001250-23-000126 · wk-form4_1693421638.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,043

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2020.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 14:30 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionStock Option (Right to Buy) · Derivative 9,741 $0.00 Strike: $218.06 $0.00
Disclosure

SEC source: 0001001250-23-000015 · wf-form4_167638502164921.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,871

Underlying: Class A Common Stock · 9,741 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,870 shares exercisable from and after January 1, 2022; 4,871 shares exercisable from and after January 1, 2023; and 4,871 shares exercisable from and after January 1, 2024.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 14:30 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 9,741 $253.90 $2,473,239.90
Disclosure

SEC source: 0001001250-23-000015 · wf-form4_167638502164921.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,773

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $253.74 to $254.08 per share, inclusive.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 14:30 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 9,741 $218.06 $2,124,122.46
Disclosure

SEC source: 0001001250-23-000015 · wf-form4_167638502164921.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:11 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 835 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-22-000185 · wf-form4_166741984408835.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,671

Underlying: Class A Common Stock · 835 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 2, 2021. Assuming continued employment, these annual RSUs will vest and be paid out as follows: 835 on November 1, 2023; and 836 on November 1, 2024.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:11 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-22-000185 · wf-form4_166741984408835.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Class A Common Stock · 1,299 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 3, 2020. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,299 on November 1, 2023.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:11 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-22-000185 · wf-form4_166741984408835.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,173 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 3, 2019.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:11 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 1,830 $206.66 $378,187.80
Disclosure

SEC source: 0001001250-22-000185 · wf-form4_166741984408835.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,773

F3 · shares: Represents the withholding of shares for tax purposes.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:11 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 3,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-22-000185 · wf-form4_166741984408835.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2019; September 3, 2020; and September 2, 2021.

F2 · price: Not applicable.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 17:08 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (right to buy) · Derivative 7,559 $0.00 Strike: $107.95 $0.00
Disclosure

SEC source: 0001001250-22-000154 · wf-form4_166300247309496.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,559 shares

Expires 2027-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; 7,559 shares exercisable from and after January 1, 2021.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 17:08 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 2,450 $252.45 $618,502.50
Disclosure

SEC source: 0001001250-22-000154 · wf-form4_166300247309496.xml · nonDerivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,296

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $252.26 to $252.63 per share, inclusive.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 17:08 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 5,109 $251.86 $1,286,752.74
Disclosure

SEC source: 0001001250-22-000154 · wf-form4_166300247309496.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,746

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $251.26 to $252.24 per share, inclusive.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 17:08 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 7,559 $107.95 $815,994.05
Disclosure

SEC source: 0001001250-22-000154 · wf-form4_166300247309496.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,559 shares exercisable from and after January 1, 2019; 7,559 shares exercisable from and after January 1, 2020; 7,559 shares exercisable from and after January 1, 2021.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 14:50 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 2,481 $247.34 $613,650.54
Disclosure

SEC source: 0001001250-22-000134 · wf-form4_166264864262186.xml · nonDerivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,296

Read SEC document
September 06, 2022 Filed Sep 8, 2022 14:50 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 3,742 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-22-000134 · wf-form4_166264864262186.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,742

Underlying: Class A Common Stock · 3,742 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,247 on November 1, 2023; 1,247 on November 1, 2024; and 1,248 on November 3, 2025. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,247 on November 1, 2023; 1,247 on November 1, 2024; and 1,248 on November 3, 2025. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 14:50 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Option (Right to Buy) · Derivative 11,391 Not disclosed Strike: $246.15 Not disclosed
Disclosure

SEC source: 0001001250-22-000134 · wf-form4_166264864262186.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,391

Underlying: Class A Common Stock · 11,391 shares

Expires 2032-09-06

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 3,797 shares exercisable from and after January 1, 2024; 3,797 shares exercisable from and after January 1, 2025; and 3,797 shares exercisable from and after January 1, 2026.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 3,797 shares exercisable from and after January 1, 2024; 3,797 shares exercisable from and after January 1, 2025; and 3,797 shares exercisable from and after January 1, 2026.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 14:50 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 1,721 $248.02 $426,842.42
Disclosure

SEC source: 0001001250-22-000134 · wf-form4_166264864262186.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,777

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 14:50 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 4,202 $0.00 $0.00
Disclosure

SEC source: 0001001250-22-000134 · wf-form4_166264864262186.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,498

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2019.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 17:47 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 548 $263.88 $144,606.24
Disclosure

SEC source: 0001001250-22-000080 · wf-form4_165453765461463.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,296

Read SEC document
May 27, 2022 Filed May 27, 2022 18:26 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 671 $253.55 $170,132.05
Disclosure

SEC source: 0001001250-22-000076 · wf-form4_165367595106640.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,844

Read SEC document
May 26, 2022 Filed May 26, 2022 20:39 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,965 $237.92 $467,512.80
Disclosure

SEC source: 0001001250-22-000074 · wf-form4_165359756311170.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,515

Read SEC document
February 15, 2022 Filed Feb 16, 2022 20:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,152 $307.94 $354,746.88
Disclosure

SEC source: 0001001250-22-000017 · wf-form4_164504177693181.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,480

Read SEC document
November 04, 2021 Filed Nov 5, 2021 14:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,682 $338.81 $569,878.42
Disclosure

SEC source: 0001001250-21-000203 · wf-form4_163612435164242.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP Research Prod & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,632

Read SEC document
November 03, 2021 Filed Nov 3, 2021 20:43 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,500 $336.66 $504,990.00
Disclosure

SEC source: 0001001250-21-000200 · wf-form4_163597219100574.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,314

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $336.63 to $336.71 per share, inclusive.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 21:45 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,297 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000188 · wf-form4_163588952634403.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,598

Underlying: Class A Common Stock · 1,297 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 3, 2020. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,299 on November 1, 2022; and 1,299 on November 1, 2023.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 21:45 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000188 · wf-form4_163588952634403.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173

Underlying: Class A Common Stock · 1,173 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 3, 2019. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,173 on November 1, 2022.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 21:45 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,533 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000188 · wf-form4_163588952634403.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,533 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 4, 2018.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 21:45 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 2,299 $324.28 $745,519.72
Disclosure

SEC source: 0001001250-21-000188 · wf-form4_163588952634403.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,814

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 21:45 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 4,003 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000188 · wf-form4_163588952634403.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 4, 2018, September 3, 2019, and September 3, 2020.

F2 · price: Not applicable.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 4,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000149 · wf-form4_163105231539576.xml · derivative · entry 5

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,360

Underlying: Class A Common Stock · 4,360 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F6 · shares: Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F6 · derivative.exercise_date: Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F6 · derivative.expiration_date: Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 2,506 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-21-000149 · wf-form4_163105231539576.xml · derivative · entry 4

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,506

Underlying: Class A Common Stock · 2,506 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 835 on November 1, 2022; 835 on November 1, 2023; and 836 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 835 on November 1, 2022; 835 on November 1, 2023; and 836 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 835 on November 1, 2022; 835 on November 1, 2023; and 836 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (right to buy) · Derivative 9,689 Not disclosed Strike: $344.06 Not disclosed
Disclosure

SEC source: 0001001250-21-000149 · wf-form4_163105231539576.xml · derivative · entry 3

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,689

Underlying: Class A Common Stock · 9,689 shares

Expires 2031-09-02

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 3,229 shares exercisable from and after January 1, 2023; 3,320 shares exercisable from and after January 1, 2024; and 3,230 shares exercisable from and after January 1, 2025.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 3,229 shares exercisable from and after January 1, 2023; 3,320 shares exercisable from and after January 1, 2024; and 3,230 shares exercisable from and after January 1, 2025.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 2,926 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000149 · wf-form4_163105231539576.xml · nonDerivative · entry 2

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,110

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:05 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 5,848 $0.00 $0.00
Disclosure

SEC source: 0001001250-21-000149 · wf-form4_163105231539576.xml · nonDerivative · entry 1

Haney Carl P. · CIK 0001537679 · EVP-Global R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,036

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.