Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ExlService Holdings, Inc.EXLS · Entity 1503 | Director | June 09, 2022 | June 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ExlService Holdings, Inc.
Report date June 09, 2022 · Filed June 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 28,174 |
Ending reported balance
After 2022-06-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-06-09 · Sale · Disposed 1,026 · Balance 29,648 F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2: This transaction was executed in multiple trades at prices ranging from $146.92 to $147.88 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Row 2 · 2022-06-09 · Sale · Disposed 1,328 · Balance 28,320 F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F3: This transaction was executed in multiple trades at prices ranging from $147.90 to $148.87 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Row 3 · 2022-06-09 · Sale · Disposed 146 · Balance 28,174 F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4: This transaction was executed in multiple trades at prices ranging from $148.88 to $149.15 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 1,854 |
Reported balance
Holding disclosure · report date 2022-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,854 F5: Owned by The Staglin Family Irrevocable Trust of 2018 dated November 9, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
F2: This transaction was executed in multiple trades at prices ranging from $146.92 to $147.88 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
F3: This transaction was executed in multiple trades at prices ranging from $147.90 to $148.87 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
F4: This transaction was executed in multiple trades at prices ranging from $148.88 to $149.15 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
F5: Owned by The Staglin Family Irrevocable Trust of 2018 dated November 9, 2018.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SVB FINANCIAL GROUP
Report date November 07, 2024 · Filed November 12, 2024
Section 16 reporting ended · disclosed 2024-11-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-07 transaction · row 1
1 source rowRow 1 · 2024-11-07 · Disposition to issuer · Disposed 13,964 · Balance 0 F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2: On the Effective Date, all outstanding shares of the Issuer's common stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors.
F2: On the Effective Date, all outstanding shares of the Issuer's common stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2020 Filed Dec 3, 2020 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 900 | $84.65 | $76,185.00 |
DisclosureSEC source: 0001104659-20-132039 · tm2037684d2_4.xml · nonDerivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,551 F3 · price: This transaction was executed in multiple trades at prices ranging from $$84.39 to $84.850 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 3,858 | $83.96 | $323,917.68 |
DisclosureSEC source: 0001104659-20-132039 · tm2037684d2_4.xml · nonDerivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,451 F2 · price: This transaction was executed in multiple trades at prices ranging from $83.38 to $84.36 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,758 | $21.50 | $102,297.00 |
DisclosureSEC source: 0001104659-20-132039 · tm2037684d2_4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 1, 2020, the reporting person exercised previously issued options to purchase an aggregate of 4,758 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 2,500 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0001104659-20-122566 · tm2035339d1_4.xml · derivative · entry 5 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,758 Underlying: Common Stock, par value $0.001 per share · 2,500 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 4, 2020, the reporting person exercised previously issued options to purchase an aggregate of 2,500 shares of common stock of ExlService Holdings, Inc. F5 · derivative.exercise_date: On January 3, 2011, the reporting person was granted 7,258 stock options. 100 percent of these options became vested and exercisable on December 31, 2011. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 1,500 | $80.06 | $120,090.00 |
DisclosureSEC source: 0001104659-20-122566 · tm2035339d1_4.xml · nonDerivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,551 F3 · price: This transaction was executed in multiple trades at prices ranging from $79.79 to $80.52 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 1,000 | $79.23 | $79,230.00 |
DisclosureSEC source: 0001104659-20-122566 · tm2035339d1_4.xml · nonDerivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,051 F2 · price: This transaction was executed in multiple trades at prices ranging from $78.75 to $79.74 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,500 | $21.50 | $53,750.00 |
DisclosureSEC source: 0001104659-20-122566 · tm2035339d1_4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 4, 2020, the reporting person exercised previously issued options to purchase an aggregate of 2,500 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 2,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-074209 · tm2022794d5_4.xml · derivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,850 Underlying: Common Stock, par value $0.001 per share · 2,363 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. Read SEC document |
| May 01, 2020 Filed May 5, 2020 11:09 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 722 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003337 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722 Underlying: Common Stock · 722 shares Expires 2030-05-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 1, 2020, and is scheduled to vest upon the completion of the reporting person's 2020-2021 director term, currently expected to be on April 22, 2021 (the scheduled date of the Issuer's 2021 Annual Shareholder Meeting). Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 12:47 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003161 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 514 shares Expires 2029-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 12:47 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003161 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:28 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-012049 · tm207029d1_form4.xml · derivative · entry 4 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,487 Underlying: Common Stock, par value $0.001 per share · 1,348 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. F4 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:28 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-012049 · tm207029d1_form4.xml · derivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,139 Underlying: Common Stock, par value $0.001 per share · 1,702 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F3 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 1,702 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors of ExlService Holdings, Inc. (the "Board") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. F3 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 1,702 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors of ExlService Holdings, Inc. (the "Board") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:28 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-012049 · tm207029d1_form4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 821 | $0.00 Strike: $18.24 | $0.00 |
DisclosureSEC source: 0001104659-20-002024 · tm201467-1_4.xml · derivative · entry 5 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 821 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 3, 2020, the reporting person exercised previously issued options to purchase an aggregate of 821 shares of common stock of ExlService Holdings, Inc. F5 · derivative.exercise_date: On January 4, 2010, the reporting person was granted 8,573 stock options. 100 percent of these options became vested and exercisable on December 31, 2010. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 215 | $70.40 | $15,136.00 |
DisclosureSEC source: 0001104659-20-002024 · tm201467-1_4.xml · nonDerivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,849 F3 · price: This transaction was executed in multiple trades at prices ranging from $70.35 to $70.48 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 606 | $70.00 | $42,420.00 |
DisclosureSEC source: 0001104659-20-002024 · tm201467-1_4.xml · nonDerivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,064 F2 · price: This transaction was executed in multiple trades at prices ranging from $69.35 to $70.32 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 821 | $18.24 | $14,975.04 |
DisclosureSEC source: 0001104659-20-002024 · tm201467-1_4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 3, 2020, the reporting person exercised previously issued options to purchase an aggregate of 821 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,752 | $0.00 Strike: $18.24 | $0.00 |
DisclosureSEC source: 0001104659-20-001600 · tm201332d1_4.xml · derivative · entry 4 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821 Underlying: Common Stock, par value $0.001 per share · 7,752 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 2, 2020, the reporting person exercised previously issued options to purchase an aggregate of 7,752 shares of common stock of ExlService Holdings, Inc. F4 · derivative.exercise_date: On January 4, 2010, the reporting person was granted 8,573 stock options. 100 percent of these options became vested and exercisable on December 31, 2010. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 7,752 | $70.01 | $542,717.52 |
DisclosureSEC source: 0001104659-20-001600 · tm201332d1_4.xml · nonDerivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,849 F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.16 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 7,752 | $18.24 | $141,396.48 |
DisclosureSEC source: 0001104659-20-001600 · tm201332d1_4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 2, 2020, the reporting person exercised previously issued options to purchase an aggregate of 7,752 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| January 01, 2020 Filed Jan 6, 2020 13:35 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 492 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-000175 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 492 shares Expires 2028-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F1 · shares: This award was granted on 5/01/2018 and vested on 4/25/2019 upon the completion of the reporting person's 2018-2019 director terms with election to defer the release date to January 1, 2020 as defined under Section 409A of the Internal Revenue Code of 1986. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| January 01, 2020 Filed Jan 6, 2020 13:35 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 492 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000175 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This award was granted on 5/01/2018 and vested on 4/25/2019 upon the completion of the reporting person's 2018-2019 director terms with election to defer the release date to January 1, 2020 as defined under Section 409A of the Internal Revenue Code of 1986. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 21:32 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-031529 · tv523870_4.xml · derivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,841 Underlying: Common Stock, par value $0.001 per share · 1,796 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-031334 · tv523772_4.xml · derivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,045 Underlying: Common Stock, par value $0.001 per share · 1,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F3 · derivative.exercise_date: On June 15, 2018, the reporting person was granted 1,857 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. F3 · derivative.expiration_date: On June 15, 2018, the reporting person was granted 1,857 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-031334 · tv523772_4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:29 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 514 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-002529 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514 Underlying: Common Stock · 514 shares Expires 2029-05-01 F1 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 1, 2019, and is scheduled to vest upon the completion of the reporting person's 2019-2020 director term, currently expected to be on April 23, 2020 (the scheduled date of the Issuer's 2020 Annual Shareholder Meeting). F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-005369 · tv512653_form4.xml · derivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,902 Underlying: Common Stock, par value $0.001 per share · 1,702 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | PurchaseCommon Stock, par value $0.001 per share | 1,854 | $55.65 | $103,175.10 |
DisclosureSEC source: 0001144204-18-064686 · tv509167_4.xml · nonDerivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,854 F1 · kind: On December 12, 2018, the reporting person sold 1,854 shares of common stock of ExlService Holdings, Inc. to The Staglin Family Irrevocable Trust of 2018 dated November 9, 2018, of which Sharalyn King Staglin, the spouse of the reporting person, is the sole trustee. F2 · ownership.nature: Owned by The Staglin Family Irrevocable Trust of 2018 dated November 9, 2018. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 1,854 | $55.65 | $103,175.10 |
DisclosureSEC source: 0001144204-18-064686 · tv509167_4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,992 F1 · kind: On December 12, 2018, the reporting person sold 1,854 shares of common stock of ExlService Holdings, Inc. to The Staglin Family Irrevocable Trust of 2018 dated November 9, 2018, of which Sharalyn King Staglin, the spouse of the reporting person, is the sole trustee. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,630 | $0.00 Strike: $8.51 | $0.00 |
DisclosureSEC source: 0001144204-18-064307 · tv509048_form4.xml · derivative · entry 4 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 5,630 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 10, 2018, the reporting person exercised previously issued options to purchase an aggregate of 5,630 shares of common stock of ExlService Holdings, Inc. F5 · derivative.exercise_date: On January 2, 2009, the reporting person was granted 16,892 stock options. 100 percent of these options became vested and exercisable on December 31, 2009. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 130 | $55.54 | $7,220.20 |
DisclosureSEC source: 0001144204-18-064307 · tv509048_form4.xml · nonDerivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,846 F2 · kind: The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $55.47 to $55.77 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 5,500 | $54.88 | $301,840.00 |
DisclosureSEC source: 0001144204-18-064307 · tv509048_form4.xml · nonDerivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,976 F2 · kind: The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $54.44 to $55.14 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 5,630 | $8.51 | $47,911.30 |
DisclosureSEC source: 0001144204-18-064307 · tv509048_form4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 10, 2018, the reporting person exercised previously issued options to purchase an aggregate of 5,630 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,631 | $0.00 Strike: $8.51 | $0.00 |
DisclosureSEC source: 0001144204-18-053675 · tv504734_4.xml · derivative · entry 4 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,630 Underlying: Common Stock, par value $0.001 per share · 5,631 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 10, 2018, the reporting person exercised previously issued options to purchase an aggregate of 5,631 shares of common stock of ExlService Holdings, Inc. F5 · derivative.exercise_date: On January 2, 2009, the reporting person was granted 16,892 stock options. 100 percent of these options became vested and exercisable on December 31, 2009. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 600 | $64.24 | $38,544.00 |
DisclosureSEC source: 0001144204-18-053675 · tv504734_4.xml · nonDerivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,846 F2 · kind: The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $64.16 to $64.40 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 5,031 | $63.41 | $319,015.71 |
DisclosureSEC source: 0001144204-18-053675 · tv504734_4.xml · nonDerivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,446 F2 · kind: The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $63.14 to $64.03 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 5,631 | $8.51 | $47,919.81 |
DisclosureSEC source: 0001144204-18-053675 · tv504734_4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 10, 2018, the reporting person exercised previously issued options to purchase an aggregate of 5,631 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,631 | $0.00 Strike: $8.51 | $0.00 |
DisclosureSEC source: 0001144204-18-049207 · tv502772_4.xml · derivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,261 Underlying: Common Stock, par value $0.001 per share · 5,631 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 10, 2018, the reporting person exercised previously issued options to purchase an aggregate of 5,631 shares of common stock of ExlService Holdings, Inc. F4 · derivative.exercise_date: On January 2, 2009, the reporting person was granted 16,892 stock options. 100 percent of these options became vested and exercisable on December 31, 2009. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 5,631 | $64.18 | $361,397.58 |
DisclosureSEC source: 0001144204-18-049207 · tv502772_4.xml · nonDerivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,846 F2 · kind: The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $63.78 to $64.54 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 5,631 | $8.51 | $47,919.81 |
DisclosureSEC source: 0001144204-18-049207 · tv502772_4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 10, 2018, the reporting person exercised previously issued options to purchase an aggregate of 5,631 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-035864 · tv497210_4.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,200 Underlying: Common Stock, par value $0.001 per share · 1,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: On June 22, 2017, the reporting person was granted 1,854 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. F2 · derivative.expiration_date: On June 22, 2017, the reporting person was granted 1,854 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-035864 · tv497210_4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:03 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034846 · tv496764_form4.xml · derivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,054 Underlying: Common Stock, par value $0.001 per share · 1,857 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 492 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-002221 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492 Underlying: Common Stock · 492 shares Expires 2028-05-01 F1 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 1, 2018, and is scheduled to vest upon the completion of the reporting person's 2018-2019 director term, currently expected to be on April 25, 2019 (the scheduled date of the Issuer's 2019 Annual Shareholder Meeting). F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:20 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 561 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-002081 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 561 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:20 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-002081 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| February 04, 2018 Filed Feb 7, 2018 22:08 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-006348 · tv485194_form4.xml · derivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,197 Underlying: Common Stock, par value $0.001 per share · 1,650 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) 180 days following the end of the reporting person's term on the Board. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) 180 days following the end of the reporting person's term on the Board. Read SEC document |
| November 06, 2017 Filed Nov 9, 2017 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GiftCommon Stock, par value $0.001 per share | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-057810 · tv479079_form4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,992 Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 21:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-034088 · v469648_form4.xml · derivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,547 Underlying: Common Stock, par value $0.001 per share · 1,854 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.