Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ExlService Holdings, Inc.EXLS · Entity 1503 | Director | June 09, 2022 | June 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ExlService Holdings, Inc.
Report date June 09, 2022 · Filed June 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 28,174 |
Ending reported balance
After 2022-06-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-06-09 · Sale · Disposed 1,026 · Balance 29,648 F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2: This transaction was executed in multiple trades at prices ranging from $146.92 to $147.88 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Row 2 · 2022-06-09 · Sale · Disposed 1,328 · Balance 28,320 F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F3: This transaction was executed in multiple trades at prices ranging from $147.90 to $148.87 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Row 3 · 2022-06-09 · Sale · Disposed 146 · Balance 28,174 F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4: This transaction was executed in multiple trades at prices ranging from $148.88 to $149.15 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 1,854 |
Reported balance
Holding disclosure · report date 2022-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,854 F5: Owned by The Staglin Family Irrevocable Trust of 2018 dated November 9, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
F2: This transaction was executed in multiple trades at prices ranging from $146.92 to $147.88 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
F3: This transaction was executed in multiple trades at prices ranging from $147.90 to $148.87 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
F4: This transaction was executed in multiple trades at prices ranging from $148.88 to $149.15 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
F5: Owned by The Staglin Family Irrevocable Trust of 2018 dated November 9, 2018.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SVB FINANCIAL GROUP
Report date November 07, 2024 · Filed November 12, 2024
Section 16 reporting ended · disclosed 2024-11-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-07 transaction · row 1
1 source rowRow 1 · 2024-11-07 · Disposition to issuer · Disposed 13,964 · Balance 0 F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2: On the Effective Date, all outstanding shares of the Issuer's common stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors.
F2: On the Effective Date, all outstanding shares of the Issuer's common stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2017 Filed Jun 20, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-033307 · v469332_form4.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,693 Underlying: Common Stock, par value $0.001 per share · 1,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: On June 17, 2016, the reporting person was granted 1,946 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. F2 · derivative.expiration_date: On June 17, 2016, the reporting person was granted 1,946 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Read SEC document |
| June 17, 2017 Filed Jun 20, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-033307 · v469332_form4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. Read SEC document |
| May 02, 2017 Filed May 4, 2017 19:35 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 561 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-17-001779 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561 Underlying: Common Stock · 561 shares Expires 2027-05-02 F1 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 2, 2017, and is scheduled to vest upon the completion of the reporting person's 2017-2018 director term, currently expected to be on April 26, 2018 (the scheduled date of the Issuer's 2018 Annual Shareholder Meeting). F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 27, 2017 Filed May 1, 2017 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 985 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-17-001595 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 985 shares Expires 2023-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 27, 2017 Filed May 1, 2017 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001595 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 2,000 | $192.96 | $385,921.60 |
DisclosureSEC source: 0001562180-17-001186 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,406 Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-006518 · v458606_4.xml · derivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,639 Underlying: Common Stock, par value $0.001 per share · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors of ExlService Holdings, Inc. (the "Board") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) 180 days following the end of the reporting person's term on the Board. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors of ExlService Holdings, Inc. (the "Board") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) 180 days following the end of the reporting person's term on the Board. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.