Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ExlService Holdings, Inc.EXLS · Entity 1503 | Director | June 09, 2022 | June 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ExlService Holdings, Inc.
Report date June 09, 2022 · Filed June 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 28,174 |
Ending reported balance
After 2022-06-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-06-09 · Sale · Disposed 1,026 · Balance 29,648 F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2: This transaction was executed in multiple trades at prices ranging from $146.92 to $147.88 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Row 2 · 2022-06-09 · Sale · Disposed 1,328 · Balance 28,320 F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F3: This transaction was executed in multiple trades at prices ranging from $147.90 to $148.87 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Row 3 · 2022-06-09 · Sale · Disposed 146 · Balance 28,174 F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4: This transaction was executed in multiple trades at prices ranging from $148.88 to $149.15 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 1,854 |
Reported balance
Holding disclosure · report date 2022-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,854 F5: Owned by The Staglin Family Irrevocable Trust of 2018 dated November 9, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
F2: This transaction was executed in multiple trades at prices ranging from $146.92 to $147.88 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
F3: This transaction was executed in multiple trades at prices ranging from $147.90 to $148.87 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
F4: This transaction was executed in multiple trades at prices ranging from $148.88 to $149.15 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
F5: Owned by The Staglin Family Irrevocable Trust of 2018 dated November 9, 2018.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SVB FINANCIAL GROUP
Report date November 07, 2024 · Filed November 12, 2024
Section 16 reporting ended · disclosed 2024-11-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-07 transaction · row 1
1 source rowRow 1 · 2024-11-07 · Disposition to issuer · Disposed 13,964 · Balance 0 F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2: On the Effective Date, all outstanding shares of the Issuer's common stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors.
F2: On the Effective Date, all outstanding shares of the Issuer's common stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2024 Filed Nov 12, 2024 07:15 UTC | SVB FINANCIAL GROUP SIVBQ · Entity 86203 | Disposition to issuerCommon Stock | 13,964 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-124557 · ownership.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2 · shares: On the Effective Date, all outstanding shares of the Issuer's common stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 16:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-000239 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 284 shares Expires 2031-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F1 · shares: This award was granted on 05/03/2021 and vested on 4/21/22 upon the completion of the reporting person's 2021-2022 director terms with election to defer the release date to January 1, 2023 as defined under Section 409A of the Internal Revenue Code of 1986. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 16:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000239 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This award was granted on 05/03/2021 and vested on 4/21/22 upon the completion of the reporting person's 2021-2022 director terms with election to defer the release date to January 1, 2023 as defined under Section 409A of the Internal Revenue Code of 1986. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 146 | $149.01 | $21,755.46 |
DisclosureSEC source: 0001371494-22-000006 · wf-form4_165515407709873.xml · nonDerivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,174 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $148.88 to $149.15 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 1,328 | $148.40 | $197,075.20 |
DisclosureSEC source: 0001371494-22-000006 · wf-form4_165515407709873.xml · nonDerivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,320 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $147.90 to $148.87 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 1,026 | $147.44 | $151,273.44 |
DisclosureSEC source: 0001371494-22-000006 · wf-form4_165515407709873.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,648 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $146.92 to $147.88 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 21 | $491.97 | $10,331.27 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 16 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,680 F13 · price: This transaction was executed in multiple trades at prices ranging from $491.74 to $492.49; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 33 | $491.29 | $16,212.51 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 15 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,701 F12 · price: This transaction was executed in multiple trades at prices ranging from $491.21 to $491.34; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 26 | $490.23 | $12,745.87 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 14 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,734 F11 · price: This transaction was executed in multiple trades at prices ranging from $490.06 to $490.40; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 12 | $488.56 | $5,862.72 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 13 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,760 Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 17 | $488.08 | $8,297.29 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 12 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,772 F10 · price: This transaction was executed in multiple trades at prices ranging from $487.97 to $488.40; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 25 | $487.18 | $12,179.57 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 11 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,789 F9 · price: This transaction was executed in multiple trades at prices ranging from $486.92 to $487.44; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 50 | $486.24 | $24,311.85 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 10 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,814 F8 · price: This transaction was executed in multiple trades at prices ranging from $485.80 to $486.47; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 27 | $484.91 | $13,092.49 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 9 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,864 F7 · price: This transaction was executed in multiple trades at prices ranging from $484.86 to $484.96; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 37 | $484.02 | $17,908.60 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 8 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,891 F6 · price: This transaction was executed in multiple trades at prices ranging from $483.81 to $484.18; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 53 | $483.33 | $25,616.39 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 7 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,928 F5 · price: This transaction was executed in multiple trades at prices ranging from $482.94 to $483.44; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 94 | $482.04 | $45,311.42 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 6 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,981 F4 · price: This transaction was executed in multiple trades at prices ranging from $481.51 to $482.50; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 28 | $481.12 | $13,471.39 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 5 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,075 F3 · price: This transaction was executed in multiple trades at prices ranging from $480.70 to $481.18; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 16 | $480.22 | $7,683.51 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 4 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,103 F2 · price: This transaction was executed in multiple trades at prices ranging from $479.96 to $480.27; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 42 | $478.96 | $20,116.50 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,119 F1 · price: This transaction was executed in multiple trades at prices ranging from $478.80 to $479.02; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 14 | $477.44 | $6,684.16 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,161 Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 14:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 5 | $475.60 | $2,378.00 |
DisclosureSEC source: 0001562180-22-004956 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,175 Read SEC document |
| May 05, 2022 Filed May 9, 2022 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 2,500 | $138.10 | $345,250.00 |
DisclosureSEC source: 0001371494-22-000004 · wf-form4_165213006236449.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,674 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $135.99 to $141.57 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. F3 · balance_after: Due to an administrative error, the number of securities beneficially owned following the reporting person's transaction on July 15, 2021 were incorrectly reported as 31,399 shares instead of 31,899 shares on a Form 4 filed on July 19, 2021. This columns reflects the corrected balance. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:20 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 61 | $507.77 | $30,974.16 |
DisclosureSEC source: 0001562180-22-003844 · primarydocument.xml · nonDerivative · entry 8 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,180 F7 · price: This transaction was executed in multiple trades at prices ranging from $507.50 to $507.99; the price reported above reflects the weighted average sale price. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:20 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 40 | $506.58 | $20,263.30 |
DisclosureSEC source: 0001562180-22-003844 · primarydocument.xml · nonDerivative · entry 7 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,241 F6 · price: This transaction was executed in multiple trades at prices ranging from $506.56 to $506.65; the price reported above reflects the weighted average sale price. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:20 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 113 | $505.61 | $57,133.52 |
DisclosureSEC source: 0001562180-22-003844 · primarydocument.xml · nonDerivative · entry 6 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,281 F5 · price: This transaction was executed in multiple trades at prices ranging from $505.39 to $505.71; the price reported above reflects the weighted average sale price. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:20 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 38 | $504.79 | $19,182.05 |
DisclosureSEC source: 0001562180-22-003844 · primarydocument.xml · nonDerivative · entry 5 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,394 F4 · price: This transaction was executed in multiple trades at prices ranging from $504.485 to $504.90; the price reported above reflects the weighted average sale price. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:20 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 71 | $503.91 | $35,777.70 |
DisclosureSEC source: 0001562180-22-003844 · primarydocument.xml · nonDerivative · entry 4 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,432 F3 · price: This transaction was executed in multiple trades at prices ranging from $503.55 to $504.14; the price reported above reflects the weighted average sale price. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:20 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 27 | $503.19 | $13,586.13 |
DisclosureSEC source: 0001562180-22-003844 · primarydocument.xml · nonDerivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,503 Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:20 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 88 | $501.45 | $44,127.65 |
DisclosureSEC source: 0001562180-22-003844 · primarydocument.xml · nonDerivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,530 F2 · price: This transaction was executed in multiple trades at prices ranging from $501.38 to $501.61; the price reported above reflects the weighted average sale price. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:20 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 62 | $499.48 | $30,968.00 |
DisclosureSEC source: 0001562180-22-003844 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,618 F1 · price: This transaction was executed in multiple trades at prices ranging from $499.25 to $499.75; the price reported above reflects the weighted average sale price. Read SEC document |
| May 02, 2022 Filed May 4, 2022 19:53 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003783 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310 Underlying: Common Stock · 310 shares Expires 2032-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 2, 2022, and is scheduled to vest upon the completion of the reporting person's 2022-2023 director term, currently expected to be on April 20, 2023 (the scheduled date of the Issuer's 2023 Annual Shareholder Meeting). Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001371494-22-000002 · wf-form4_164746441047941.xml · derivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 1,275 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units of the Company convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F1 · date: On February 4, 2021, the reporting person was granted 1,275 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors (the "Board") of ExlService Holdings, Inc. (the "Company") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"). Under the terms of the grant, such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Due to an administrative error, settlement was delayed until March 15, 2021. F1 · derivative.exercise_date: On February 4, 2021, the reporting person was granted 1,275 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors (the "Board") of ExlService Holdings, Inc. (the "Company") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"). Under the terms of the grant, such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Due to an administrative error, settlement was delayed until March 15, 2021. F1 · derivative.expiration_date: On February 4, 2021, the reporting person was granted 1,275 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors (the "Board") of ExlService Holdings, Inc. (the "Company") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"). Under the terms of the grant, such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Due to an administrative error, settlement was delayed until March 15, 2021. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001371494-22-000002 · wf-form4_164746441047941.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On February 4, 2021, the reporting person was granted 1,275 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors (the "Board") of ExlService Holdings, Inc. (the "Company") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"). Under the terms of the grant, such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Due to an administrative error, settlement was delayed until March 15, 2021. F2 · price: Restricted stock units of the Company convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 21:23 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | PurchaseCommon Stock, par value $0.001 per share | 2,500 | $108.79 | $271,975.00 |
DisclosureSEC source: 0001371494-21-000011 · wf-form4_162672977456442.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,399 F1 · kind: This purchase was made pursuant to a 10b5-1 plan previously entered into by the reporting person. Read SEC document |
| July 13, 2021 Filed Jul 15, 2021 11:40 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | PurchaseCommon Stock | 500 | $588.02 | $294,010.00 |
DisclosureSEC source: 0001562180-21-004947 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,680 Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 21:35 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | PurchaseCommon Stock, par value $0.001 per share | 2,500 | $107.04 | $267,600.00 |
DisclosureSEC source: 0001371494-21-000009 · wf-form4_162612569060158.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,399 F1 · kind: This purchase was made pursuant to a 10b5-1 plan previously entered into by the reporting person. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 11:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | PurchaseCommon Stock | 500 | $563.04 | $281,520.00 |
DisclosureSEC source: 0001562180-21-004843 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,180 Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:24 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | PurchaseCommon Stock, par value $0.001 per share | 2,500 | $107.12 | $267,800.00 |
DisclosureSEC source: 0001371494-21-000007 · wf-form4_162561022623705.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,899 F1 · kind: This purchase was made pursuant to a 10b5-1 plan previously entered into by the reporting person. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 11:19 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | PurchaseCommon Stock | 500 | $564.55 | $282,275.00 |
DisclosureSEC source: 0001562180-21-004611 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,680 Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:13 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | PurchaseCommon Stock, par value $0.001 per share | 2,500 | $106.83 | $267,075.00 |
DisclosureSEC source: 0001371494-21-000005 · wf-form4_162491478699598.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,399 F1 · kind: This purchase was made pursuant to a 10b5-1 plan previously entered into by the reporting person. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 11:02 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | PurchaseCommon Stock | 500 | $553.94 | $276,970.00 |
DisclosureSEC source: 0001562180-21-004468 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,180 Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:16 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001371494-21-000003 · wf-form4_162431017447708.xml · derivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,197 Underlying: Common Stock, par value $0.001 per share · 1,420 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. Read SEC document |
| May 03, 2021 Filed May 5, 2021 12:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003193 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284 Underlying: Common Stock · 284 shares Expires 2031-05-03 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 3, 2021, and is scheduled to vest upon the completion of the reporting person's 2021-2022 director term, currently expected to be on April 21, 2022 (the scheduled date of the Issuer's 2022 Annual Shareholder Meeting). Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 18:03 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 722 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002957 · primarydocument.xml · derivative · entry 2 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 722 shares Expires 2030-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 18:03 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002957 · primarydocument.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-014079 · tm215802d1_4.xml · derivative · entry 4 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,777 Underlying: Common Stock, par value $0.001 per share · 1,275 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. F4 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the vesting date. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-014079 · tm215802d1_4.xml · derivative · entry 3 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,502 Underlying: Common Stock, par value $0.001 per share · 1,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F3 · derivative.exercise_date: On February 4, 2020, the reporting person was granted 1,348 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors of ExlService Holdings, Inc. (the "Board") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. F3 · derivative.expiration_date: On February 4, 2020, the reporting person was granted 1,348 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors of ExlService Holdings, Inc. (the "Board") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-014079 · tm215802d1_4.xml · nonDerivative · entry 1 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 4,758 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0001104659-20-132039 · tm2037684d2_4.xml · derivative · entry 5 STAGLIN GAREN K · CIK 0001371494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 4,758 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 1, 2020, the reporting person exercised previously issued options to purchase an aggregate of 4,758 shares of common stock of ExlService Holdings, Inc. F5 · derivative.exercise_date: On January 3, 2011, the reporting person was granted 7,258 stock options. 100 percent of these options became vested and exercisable on December 31, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.