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Torgerson William

Disclosed activity across 1 company

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86122
SEC CIK
0001562306

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MAXLINEAR, INCMXL · Entity 3882VP/GM, Broadband GroupNovember 08, 2024November 13, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAXLINEAR, INC

Report date November 08, 2024 · Filed November 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect185,262 Reported balance After 2024-11-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-11-08 · Sale · Disposed 100 · Balance 185,262

F1: Includes 11,667 shares previously omitted due to a clerical error. On May 22, 2024, the Reporting Person filed a Form 4 which reported that, following the transaction, the Reporting Person beneficially owned a total of 169,440 shares of Common Stock (the "Original Report"). The Original Report and the subsequent Form 4 filed by the Reporting Person on August 23, 2024 omitted 11,667 shares held by the Reporting Person due to a clerical error.

Common StockSEC Table I · non-derivativeDirect185,162 Reported balance After 2024-11-08 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-11-08 · Sale · Disposed 100 · Balance 185,162

Common StockSEC Table I · non-derivativeDirect179,262 Reported balance After 2024-11-08 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2024-11-08 · Sale · Disposed 5,900 · Balance 179,262

Filing footnotes · ownership attribution and instrument terms

F1: Includes 11,667 shares previously omitted due to a clerical error. On May 22, 2024, the Reporting Person filed a Form 4 which reported that, following the transaction, the Reporting Person beneficially owned a total of 169,440 shares of Common Stock (the "Original Report"). The Original Report and the subsequent Form 4 filed by the Reporting Person on August 23, 2024 omitted 11,667 shares held by the Reporting Person due to a clerical error.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2022 Filed Mar 16, 2022 22:35 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 3,980 $52.06 $207,209.55
Disclosure

SEC source: 0001288469-22-000073 · wf-form4_164747010396653.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,661

F2 · price: Represents the weighted average share price of an aggregate total of 3,980 shares sold in the price range of $51.65 to $52.55 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 22:35 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 3,045 $51.23 $155,982.87
Disclosure

SEC source: 0001288469-22-000073 · wf-form4_164747010396653.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,641

F1 · price: Represents the weighted average share price of an aggregate total of 3,045 shares sold in the price range of $50.63 to $51.60 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:49 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 16,000 $56.13 $898,054.40
Disclosure

SEC source: 0001288469-22-000071 · wf-form4_164729083283648.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,686

F1 · price: Represents the weighted average share price of an aggregate total of 16,000 shares sold in the price range of $55.85 to $56.46 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:15 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 26 $61.53 $1,599.77
Disclosure

SEC source: 0001288469-22-000066 · wf-form4_164669493176558.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,686

F1 · price: Represents the weighted average share price of an aggregate total of 26 shares sold in the price range of $61.51 to $61.74 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 14

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,712

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,927 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 13

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,667

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,433 $62.15 $89,060.95
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 12

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,740

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 2,891 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 11

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,173

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 4,163 $62.15 $258,730.45
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 10

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,282

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 8,397 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 9

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,445

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 6,245 $62.15 $388,126.75
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 8

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,048

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 12,597 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 7

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,293

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,946 $62.15 $120,943.90
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 6

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,696

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 4,726 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 5

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,642

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,452 $62.15 $152,391.80
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,916

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 7,091 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,368

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,310 $62.15 $143,566.50
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,277

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 6,357 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,587

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2021 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 4, 2022.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 01:37 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 25,980 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000021 · wf-form4_164143301819361.xml · derivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,980

Underlying: Common Stock · 25,980 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 01:37 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 10,717 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000021 · wf-form4_164143301819361.xml · derivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,717

Underlying: Common Stock · 10,717 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

Read SEC document
December 29, 2021 Filed Dec 29, 2021 23:12 UTC MAXLINEAR, INC MXL · Entity 3882 GiftCommon Stock 792 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000286 · wf-form4_164081950787353.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,230

Read SEC document
August 20, 2021 Filed Aug 24, 2021 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 772 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000215 · wf-form4_162984167685765.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,030

Underlying: Common Stock · 772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 772 $49.47 $38,190.84
Disclosure

SEC source: 0001288469-21-000215 · wf-form4_162984167685765.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,022

Read SEC document
August 20, 2021 Filed Aug 24, 2021 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 772 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000215 · wf-form4_162984167685765.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2021 Filed May 24, 2021 23:18 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,486 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000144 · wf-form4_162189829922629.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,992

Underlying: Common Stock · 1,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2021 Filed May 24, 2021 23:18 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,486 $35.80 $53,198.80
Disclosure

SEC source: 0001288469-21-000144 · wf-form4_162189829922629.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,236

Read SEC document
May 20, 2021 Filed May 24, 2021 23:18 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,486 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000144 · wf-form4_162189829922629.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2021 Filed Jun 2, 2021 20:58 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 16,061 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000176 · wf-form4_162266747944224.xml · derivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,061

Underlying: Common Stock · 16,061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:55 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,783 $39.77 $70,909.91
Disclosure

SEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 10

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,723

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:55 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 3,598 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 9

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,506

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:55 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,676 $39.77 $106,424.52
Disclosure

SEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 8

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,908

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:55 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 5,399 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 7

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,584

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:55 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 995 $39.77 $39,571.15
Disclosure

SEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 6

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,185

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February 26, 2021 Filed Mar 2, 2021 23:55 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 2,206 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 5

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,180

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

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February 26, 2021 Filed Mar 2, 2021 23:55 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,634 $39.77 $64,984.18
Disclosure

SEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,974

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:55 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 4,726 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,608

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

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February 26, 2021 Filed Mar 2, 2021 23:55 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 3,802 $39.77 $151,205.54
Disclosure

SEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,882

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:55 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 7,670 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,684

F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 26, 2021.

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February 20, 2021 Filed Feb 23, 2021 22:02 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · derivative · entry 7

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

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February 20, 2021 Filed Feb 23, 2021 22:02 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 565 $38.33 $21,656.45
Disclosure

SEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 5

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,014

F4 · price: On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld.

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February 20, 2021 Filed Feb 23, 2021 22:02 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

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February 19, 2021 Filed Feb 23, 2021 22:02 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionStock Option (right to buy) · Derivative 25,051 $9.23 Strike: $9.23 $231,220.73
Disclosure

SEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · derivative · entry 6

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,051 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,051 shares subject to the option vested and became exercisable on August 20, 2014, and an additional one-sixteenth (1/16th) of the shares subject to the option shall vest and become exercisable on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested and exercisable on May 20, 2018.

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February 19, 2021 Filed Feb 23, 2021 22:02 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 41,926 $38.11 $1,597,946.60
Disclosure

SEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,943

F2 · price: Represents the weighted average share price of an aggregate total of 41,926 shares sold in the price range of $38.00 to $38.35 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 19, 2021 Filed Feb 23, 2021 22:02 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 25,051 $38.10 $954,530.78
Disclosure

SEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,869

F1 · price: Represents the weighted average share price of an aggregate total of 25,051 shares sold in the price range of $38.00 to $38.35 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 19, 2021 Filed Feb 23, 2021 22:02 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 25,051 $9.23 $231,220.73
Disclosure

SEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:56 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000240 · wf-form4_160617939938359.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636

Underlying: Common Stock · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

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November 20, 2020 Filed Nov 24, 2020 00:56 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 565 $29.22 $16,509.30
Disclosure

SEC source: 0001288469-20-000240 · wf-form4_160617939938359.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,869

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:56 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000240 · wf-form4_160617939938359.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:46 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000189 · wf-form4_159830194858034.xml · derivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,272

Underlying: Common Stock · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:46 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 6,614 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000189 · wf-form4_159830194858034.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 47,824 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 47,824 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.