Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | VP/GM, Broadband Group | November 08, 2024 | November 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date November 08, 2024 · Filed November 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 185,262 |
Reported balance
After 2024-11-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-11-08 · Sale · Disposed 100 · Balance 185,262 F1: Includes 11,667 shares previously omitted due to a clerical error. On May 22, 2024, the Reporting Person filed a Form 4 which reported that, following the transaction, the Reporting Person beneficially owned a total of 169,440 shares of Common Stock (the "Original Report"). The Original Report and the subsequent Form 4 filed by the Reporting Person on August 23, 2024 omitted 11,667 shares held by the Reporting Person due to a clerical error. |
| Common StockSEC Table I · non-derivative | Direct | 185,162 |
Reported balance
After 2024-11-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-11-08 · Sale · Disposed 100 · Balance 185,162 |
| Common StockSEC Table I · non-derivative | Direct | 179,262 |
Reported balance
After 2024-11-08 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-11-08 · Sale · Disposed 5,900 · Balance 179,262 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 11,667 shares previously omitted due to a clerical error. On May 22, 2024, the Reporting Person filed a Form 4 which reported that, following the transaction, the Reporting Person beneficially owned a total of 169,440 shares of Common Stock (the "Original Report"). The Original Report and the subsequent Form 4 filed by the Reporting Person on August 23, 2024 omitted 11,667 shares held by the Reporting Person due to a clerical error.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2022 Filed Mar 16, 2022 22:35 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 3,980 | $52.06 | $207,209.55 |
DisclosureSEC source: 0001288469-22-000073 · wf-form4_164747010396653.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,661 F2 · price: Represents the weighted average share price of an aggregate total of 3,980 shares sold in the price range of $51.65 to $52.55 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 22:35 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 3,045 | $51.23 | $155,982.87 |
DisclosureSEC source: 0001288469-22-000073 · wf-form4_164747010396653.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,641 F1 · price: Represents the weighted average share price of an aggregate total of 3,045 shares sold in the price range of $50.63 to $51.60 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:49 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 16,000 | $56.13 | $898,054.40 |
DisclosureSEC source: 0001288469-22-000071 · wf-form4_164729083283648.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,686 F1 · price: Represents the weighted average share price of an aggregate total of 16,000 shares sold in the price range of $55.85 to $56.46 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:15 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 26 | $61.53 | $1,599.77 |
DisclosureSEC source: 0001288469-22-000066 · wf-form4_164669493176558.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,686 F1 · price: Represents the weighted average share price of an aggregate total of 26 shares sold in the price range of $61.51 to $61.74 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 955 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 14 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,712 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 13 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,667 F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,433 | $62.15 | $89,060.95 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 12 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,740 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 2,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 11 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,173 F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 4,163 | $62.15 | $258,730.45 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 10 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,282 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 8,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 9 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,445 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 6,245 | $62.15 | $388,126.75 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 8 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,048 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 12,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 7 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,293 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,946 | $62.15 | $120,943.90 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 6 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,696 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 4,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 5 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,642 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,452 | $62.15 | $152,391.80 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 4 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,916 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 7,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,368 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,310 | $62.15 | $143,566.50 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,277 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 6,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000048 · wf-form4_164435976912028.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,587 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2021 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 4, 2022. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:37 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 25,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000021 · wf-form4_164143301819361.xml · derivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,980 Underlying: Common Stock · 25,980 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:37 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 10,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000021 · wf-form4_164143301819361.xml · derivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,717 Underlying: Common Stock · 10,717 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. Read SEC document |
| December 29, 2021 Filed Dec 29, 2021 23:12 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 792 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000286 · wf-form4_164081950787353.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,230 Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:48 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 772 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000215 · wf-form4_162984167685765.xml · derivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,030 Underlying: Common Stock · 772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:48 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 772 | $49.47 | $38,190.84 |
DisclosureSEC source: 0001288469-21-000215 · wf-form4_162984167685765.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,022 Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:48 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 772 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000215 · wf-form4_162984167685765.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000144 · wf-form4_162189829922629.xml · derivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,992 Underlying: Common Stock · 1,486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,486 | $35.80 | $53,198.80 |
DisclosureSEC source: 0001288469-21-000144 · wf-form4_162189829922629.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,236 Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 1,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000144 · wf-form4_162189829922629.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 20, 2021 Filed Jun 2, 2021 20:58 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 16,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000176 · wf-form4_162266747944224.xml · derivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,061 Underlying: Common Stock · 16,061 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,783 | $39.77 | $70,909.91 |
DisclosureSEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 10 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,723 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 9 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,506 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,676 | $39.77 | $106,424.52 |
DisclosureSEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 8 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,908 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 5,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 7 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,584 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 995 | $39.77 | $39,571.15 |
DisclosureSEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 6 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,185 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 2,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 5 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,180 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,634 | $39.77 | $64,984.18 |
DisclosureSEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 4 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,974 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 4,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,608 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 3,802 | $39.77 | $151,205.54 |
DisclosureSEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,882 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 7,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000053 · wf-form4_161472931073671.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,684 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 26, 2021. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · derivative · entry 7 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 565 | $38.33 | $21,656.45 |
DisclosureSEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 5 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,014 F4 · price: On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 4 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 25,051 | $9.23 Strike: $9.23 | $231,220.73 |
DisclosureSEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · derivative · entry 6 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,051 shares Expires 2021-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,051 shares subject to the option vested and became exercisable on August 20, 2014, and an additional one-sixteenth (1/16th) of the shares subject to the option shall vest and become exercisable on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested and exercisable on May 20, 2018. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 41,926 | $38.11 | $1,597,946.60 |
DisclosureSEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,943 F2 · price: Represents the weighted average share price of an aggregate total of 41,926 shares sold in the price range of $38.00 to $38.35 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 25,051 | $38.10 | $954,530.78 |
DisclosureSEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,869 F1 · price: Represents the weighted average share price of an aggregate total of 25,051 shares sold in the price range of $38.00 to $38.35 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 25,051 | $9.23 | $231,220.73 |
DisclosureSEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 00:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000240 · wf-form4_160617939938359.xml · derivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,636 Underlying: Common Stock · 565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 00:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 565 | $29.22 | $16,509.30 |
DisclosureSEC source: 0001288469-20-000240 · wf-form4_160617939938359.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,869 Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 00:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000240 · wf-form4_160617939938359.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:46 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000189 · wf-form4_159830194858034.xml · derivative · entry 4 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,272 Underlying: Common Stock · 565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:46 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 6,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000189 · wf-form4_159830194858034.xml · derivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,614 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 47,824 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 47,824 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.